DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
2,583 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Impactive Capital LP CRD 299445 | New York, NY | asset manager | $1.8B | 0.0% | 0 | Not computed | 0 | 3 |
| Coalesce Capital Management LLC CRD 324179 | New York, NY | asset manager | $1.8B | 0.0% | 0 | Not computed | 0 | 10 |
| Old Orchard Capital Management LP CRD 170641 | New York, NY | asset manager | $1.8B | 3.2% | 0 | Not computed | 1 | 2 |
| H•••• P••••••• M••••••••• L• CRD 325120 | New York, NY | asset manager | $1.8B | 0.0% | 0 | Not computed | 0 | 2 |
| R•••••••• I••••••••• CRD 291736 | New York, NY | asset manager | $1.8B | 0.0% | 0 | Not computed | 1 | 9 |
| P••••• C•••••• L• CRD 294670 | New York, NY | asset manager | $1.8B | 0.0% | 0 | Not computed | 1 | 0 |
| C••• I••••••••• M••••••••• L•• CRD 160386 | New York, NY | asset manager | $1.8B | 0.0% | 0 | Not computed | 0 | 0 |
| N••• I••••••••• M••••••••• L•• CRD 304510 | New York, NY | asset manager | $1.8B | 0.0% | 1 | $1.8B | 1 | 10 |
| A••••••• CRD 289502 | New York, NY | asset manager | $1.8B | 0.0% | 0 | Not computed | 0 | 3 |
| B•••••• G•••••• I••••••••• L•• CRD 305849 | New York, NY | asset manager | $1.8B | 0.0% | 0 | Not computed | 2 | 7 |
| N•••••• I••••••••• M••••••••• L•• CRD 106783 | New York, NY | asset manager | $1.8B | 0.0% | 0 | Not computed | 0 | 2 |
| A•••••• P••••••• W••••• M••••••••• CRD 110130 | New York, NY | independent RIA | $1.8B | 98% | 19 | $94.6M | 1 | 1 |
| E•• R••• E••••• I•••••••• L•• CRD 290205 | New York, NY | asset manager | $1.8B | 0.0% | 0 | Not computed | 1 | 31 |
| M••••••••• P••••••• G•••• M••••••••• L•• CRD 289048 | New York, NY | asset manager | $1.8B | 0.0% | 0 | Not computed | 0 | 15 |
| Q•• F•••••••• L• CRD 156508 | New York, NY | asset manager | $1.8B | 0.0% | 0 | Not computed | 0 | 39 |
| G•••••••• L••• L• CRD 213511 | New York, NY | asset manager | $1.8B | 0.0% | 0 | Not computed | 0 | 1 |
| A••••••• H••••••• M••••••••• L•• CRD 293116 | New York, NY | asset manager | $1.8B | 0.0% | 0 | Not computed | 0 | 5 |
| A•••• C•••••• C•••• CRD 15007 | New York, NY | BD affiliated | $1.8B | 87% | 99 | $18.0M | 18 | 32 |
| A••••••••• P•••••• C••••••• L• CRD 313032 | New York, NY | other | $1.8B | 0.0% | 0 | Not computed | 1 | 8 |
| V•••• C••••• B•• M••••••••• L••• CRD 326611 | New York, NY | asset manager | $1.8B | 0.0% | 0 | Not computed | 2 | 0 |
| A•••••• C•••••• C•••••• L•• CRD 304716 | New York, NY | asset manager | $1.8B | 0.0% | 0 | Not computed | 2 | 4 |
| S••••• C•••••• L• CRD 318435 | New York, NY | asset manager | $1.8B | 0.0% | 0 | Not computed | 0 | 1 |
| O••• C•••••• M••••••••• L• CRD 292742 | New York, NY | asset manager | $1.8B | 0.0% | 0 | Not computed | 0 | 1 |
| A••••••••• I••••••••• M••••••••• L•• CRD 158028 | New York, NY | asset manager | $1.8B | 0.0% | 0 | Not computed | 0 | 23 |
| T•••• E•••••• A•••• M••••••••• L• CRD 332873 | New York, NY | asset manager | $1.8B | 0.0% | 0 | Not computed | 0 | 1 |
| C•••• C•••••• U• L• CRD 322911 | New York, NY | asset manager | $1.7B | 0.0% | 0 | Not computed | 0 | 0 |
| A•••••••• C•••••• M••••••••• L•• CRD 160501 | New York, NY | asset manager | $1.7B | 0.0% | 0 | Not computed | 1 | 3 |
| A•••••• H••••••••• P••••••• L•• CRD 311479 | New York, NY | asset manager | $1.7B | 0.0% | 1 | $1.7B | 1 | 8 |
| W•• A•••• M••••••••• L•• CRD 153872 | Williamsville, NY | independent RIA | $1.7B | 98% | 29 | $59.6M | 2 | 0 |
| E••••• C•••••• M••••••••• L• CRD 168315 | New York, NY | asset manager | $1.7B | 0.0% | 0 | Not computed | 0 | 5 |
| P•••• C•••• C•••••• L• CRD 172376 | New York, NY | asset manager | $1.7B | 0.0% | 0 | Not computed | 0 | 5 |
| G••••• D•••••• C•••••• M••••••••• L• CRD 293908 | New York, NY | asset manager | $1.7B | 0.0% | 0 | Not computed | 0 | 13 |
| N•••• G•••• CRD 158964 | Rochester, NY | independent RIA | $1.7B | 80% | 32 | $53.7M | 8 | 0 |
| C•••••• C•••••• M••••••••• L•• CRD 282406 | New York, NY | asset manager | $1.7B | 0.0% | 0 | Not computed | 0 | 16 |
| B•••••••• C••••••• I•• CRD 159286 | New York, NY | asset manager | $1.7B | 0.0% | 0 | Not computed | 0 | 1 |
| N•••• P••• C•••••• M••••••••• L•• CRD 294042 | New York, NY | asset manager | $1.7B | 0.0% | 0 | Not computed | 0 | 7 |
| L••••••• I••••••••• M••••••••• L•• CRD 315628 | New York, NY | asset manager | $1.7B | 0.0% | 0 | Not computed | 0 | 4 |
| C••••• C•••••••• W••••• M••••••••• L•• CRD 317528 | New York, NY | independent RIA | $1.7B | 94% | 10 | $170M | 4 | 0 |
| S•••• A••••••••• C•••••• C•••• CRD 107675 | New York, NY | mixed wealth | $1.7B | 22% | 1 | $1.7B | 0 | 0 |
| E•••• I••••••••• CRD 309483 | New York, NY | asset manager | $1.7B | 0.0% | 0 | Not computed | 0 | 11 |
| D•••••• C•••••• M••••••••• L••• CRD 156885 | New York, NY | asset manager | $1.7B | 0.0% | 0 | Not computed | 0 | 9 |
| O••••• I••••••••• A•••••••• I••• CRD 107387 | Goshen, NY | independent RIA | $1.7B | 76% | 8 | $209M | 1 | 0 |
| A•••••• I••••••••• M••••••••• L• CRD 169302 | New York, NY | asset manager | $1.7B | 0.0% | 0 | Not computed | 1 | 7 |
| I••••• I••••••••• M••••••••• L•• CRD 308097 | New York, NY | asset manager | $1.7B | 0.0% | 0 | Not computed | 5 | 6 |
| 5•• F•••• CRD 326720 | New York, NY | asset manager | $1.7B | 0.0% | 0 | Not computed | 1 | 19 |
| L•••• C•••••• S••••••••• L••• CRD 137147 | New York, NY | independent RIA | $1.7B | 77% | 1 | $1.7B | 1 | 1 |
| H••••• G•• •••• I•• CRD 166839 | New York, NY | asset manager | $1.7B | 0.0% | 0 | Not computed | 0 | 0 |
| C•••••• G•••• L•• CRD 108772 | New York, NY | asset manager | $1.7B | 0.0% | 0 | Not computed | 1 | 0 |
| R•••••••• A•••••••• L• CRD 316848 | New York, NY | asset manager | $1.7B | 0.0% | 0 | Not computed | 0 | 5 |
| M•• A•••••••• L•• CRD 309573 | New York, NY | asset manager | $1.6B | 0.0% | 0 | Not computed | 0 | 2 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.