DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Firms

SEC-registered investment advisers

One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.

Firm	HQ	Class	RAUM	Private clients	Advisors	RAUM / advisor	Offices	Private funds
Trumbower Financial Advisors LLC CRD 107495	Bethesda, MD	independent RIA	$2.0B	100%	6	$331M	0	0
Alliance Partners LLC CRD 157700	Chevy Chase, MD	other	$1.9B	0.0%	0	n/a	7	0
Retirement Management Systems CRD 150351	Leonardtown, MD	independent RIA	$1.9B	100%	4	$472M	2	0
B••••• M•••••• CRD 332906	Timonium, MD	independent RIA	$1.8B	95%	13	$140M	2	0
W•• A•••••••• I••• CRD 105289	Baltimore, MD	independent RIA	$1.7B	99%	11	$158M	4	0
A••••••••• CRD 149782	Bethesda, MD	asset manager	$1.7B	0.0%	0	n/a	0	0
A••••••• P•••••••• L•• CRD 157980	Rockville, MD	asset manager	$1.7B	0.0%	2	$844M	0	0
S••••••••• C•••••• M••••••••• CRD 169517	Annapolis, MD	independent RIA	$1.6B	100%	15	$110M	0	0
R•••••• C•••••• P•••••••• L•• CRD 290282	Bethesda, MD	asset manager	$1.6B	0.0%	0	n/a	1	12
T•••••••• P••••••• F•••••••• L•• CRD 326489	Columbia, MD	mixed wealth	$1.6B	23%	7	$228M	0	0
T••••••••• W•••••• L•• CRD 328398	Chevy Chase, MD	independent RIA	$1.5B	97%	10	$155M	0	0
E••••••• I••••••••• A•••••••• I••• CRD 109104	Bethesda, MD	independent RIA	$1.5B	85%	6	$253M	0	0
S•••••• I••••••••• G•••• CRD 297499	Bethesda, MD	independent RIA	$1.5B	94%	14	$105M	0	1
M• C•••••• M••••••••• I••• CRD 139034	Bethesda, MD	independent RIA	$1.4B	69%	8	$180M	1	0
B•••• D•••••• F••••••••• L•• CRD 145108	Lutherville, MD	independent RIA	$1.4B	82%	14	$97.9M	1	3
E•••••••• I••••••••• P•••••••• L•• CRD 165149	Baltimore, MD	asset manager	$1.3B	0.0%	0	n/a	1	6
F•••••••• C••••••• L•• CRD 110748	Towson, MD	independent RIA	$1.3B	100%	6	$212M	0	0
S••• W••••• CRD 120666	Hunt Valley, MD	independent RIA	$1.2B	99%	19	$64.8M	2	0
N•••••••• C•••••• P••••••• CRD 285990	Bethesda, MD	asset manager	$1.2B	0.0%	0	n/a	0	3
T•• K•••• G•••• CRD 310140	Bel Air, MD	independent RIA	$1.1B	93%	15	$75.4M	2	0
F•••••••• C•••••••• CRD 106898	Hunt Valley, MD	independent RIA	$1.1B	99%	13	$84.3M	13	0
R•• O•• F•••••••• G•••• CRD 166912	Towson, MD	independent RIA	$1.0B	59%	7	$149M	0	0
C••••• I••••••••• M••••••••• I•• CRD 104716	Lutherville, MD	mixed wealth	$1.0B	36%	7	$144M	0	0
L•••••••• I••••••••• I••• CRD 22471	Ashton, MD	independent RIA	$943M	85%	6	$157M	0	0
G•••• J••••••• W••••• A••••••• CRD 120141	Owings Mills, MD	independent RIA	$928M	100%	10	$92.8M	0	0
W••••• F••••••••• I•• CRD 135303	Bethesda, MD	independent RIA	$852M	97%	4	$213M	0	0
F•• W••••• P••••••• CRD 104513	Rockville, MD	independent RIA	$820M	96%	8	$102M	0	0
T•• L• W••••• C••••••••• I•• CRD 108001	Timonium, MD	independent RIA	$802M	93%	9	$89.2M	3	0
M••••••• C•••••• M••••••••• CRD 119416	Hunt Valley, MD	independent RIA	$790M	65%	5	$158M	0	0
S•• W••••• M••••••••• CRD 285785	Towson, MD	independent RIA	$760M	93%	9	$84.5M	2	0
T••••• I••••••••• P••••••• L•• CRD 105818	Bethesda, MD	mixed wealth	$750M	49%	3	$250M	1	0
A•••• W••••• CRD 134429	Bethesda, MD	independent RIA	$744M	100%	5	$149M	2	0
K•••••• C•••••• M••••••••• CRD 134740	Rockville, MD	independent RIA	$744M	99%	7	$106M	1	0
T•• M••••••• F•••••••• G•••• L•• CRD 146362	Hunt Valley, MD	independent RIA	$736M	91%	14	$52.5M	4	0
S•••••• F•••••••• P•••••••• L•• CRD 297858	Bethesda, MD	independent RIA	$682M	84%	1	$682M	3	0
T•••••• H•••• C••••••• L•• CRD 137616	Bethesda, MD	asset manager	$680M	0.0%	0	n/a	0	1
V•• W••••• A•••••••• L•• CRD 313717	Hunt Valley, MD	independent RIA	$678M	92%	5	$136M	1	0
C•••••••• C•••••• M••••••••• I••• CRD 104570	Chevy Chase, MD	independent RIA	$677M	94%	4	$169M	0	0
L•••••• A••••••• I••••••••• CRD 108231	Baltimore, MD	independent RIA	$670M	76%	32	$20.9M	23	0
C•••••• S••••• C•••••• P•••••••• I••• CRD 158096	Towson, MD	asset manager	$663M	0.0%	0	n/a	1	13
W••••••• A•••• M••••••••• CRD 338196	Columbia, MD	independent RIA	$661M	100%	6	$110M	0	0
I••••••••• W••••• B••••••• L•• CRD 314942	California, MD	independent RIA	$657M	100%	8	$82.2M	2	0
F••••• O••••• R•••••••• L•• CRD 144136	Bethesda, MD	independent RIA	$648M	85%	3	$216M	0	0
C••••• D•••• A•••• M••••••••• CRD 28116	Baltimore, MD	independent RIA	$643M	98%	20	$32.1M	13	0
H•••••• S•••••••• A••••••• I•• CRD 109400	Ellicott City, MD	asset manager	$617M	0.0%	0	n/a	0	0
S•••••••• M••••••••• L••• CRD 162936	Bethesda, MD	asset manager	$610M	0.0%	0	n/a	0	1
P•••••••• F•••••••• A••••••• G•••• CRD 132662	Hanover, MD	independent RIA	$605M	100%	15	$40.4M	11	0
P••••••••• W••••• M••••••••• CRD 104619	Hunt Valley, MD	independent RIA	$595M	100%	2	$297M	0	0
H• I••••••••• I••• CRD 312268	Chevy Chase, MD	independent RIA	$591M	100%	1	$591M	0	0
L•• F•••••••• CRD 305002	Bethesda, MD	independent RIA	$564M	99%	2	$282M	2	0

The rest of the firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

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229 advisers match.