DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Tiff Investment Management CRD 327436 | Radnor, PA | asset manager | $8.6B | 0.0% | 0 | n/a | 1 | 0 |
| Wealthcare Advisory Partners LLC CRD 171976 | West Chester, PA | BD affiliated | $8.3B | 93% | 176 | $47.1M | 69 | 0 |
| Harvest Fund Advisors LLC CRD 154425 | Wayne, PA | other | $8.1B | 4.6% | 0 | n/a | 1 | 6 |
| C••••••••• F•••••••• P••••••• CRD 311980 | Mcmurray, PA | independent RIA | $7.8B | 95% | 45 | $174M | 8 | 0 |
| H••• W••••• A••••••• CRD 112139 | Erie, PA | independent RIA | $7.7B | 90% | 73 | $105M | 12 | 0 |
| L•• M••••••••• H•••••• L••• CRD 323438 | Philadelphia, PA | asset manager | $7.6B | 0.0% | 0 | n/a | 1 | 19 |
| R••••••••• A•• W••••• A• A••••••• L•• CRD 167970 | Wayne, PA | institutional | $7.4B | 0.0% | 44 | $168M | 11 | 0 |
| M••••• I••••••••• M••••••••• L• CRD 108380 | West Conshohocken, PA | independent RIA | $7.1B | 89% | 6 | $1.2B | 1 | 12 |
| U• I••••••••• T••••••••• C•••••• M••••••••• L•• CRD 323370 | Coraopolis, PA | asset manager | $7.0B | 0.0% | 0 | n/a | 1 | 7 |
| C•••••••• C•••••• A•••••••• L•• CRD 111750 | Wayne, PA | asset manager | $6.9B | 6.8% | 7 | $991M | 0 | 0 |
| P•••••• F•••••••• M••••••••• L•• CRD 281762 | Exton, PA | independent RIA | $6.9B | 97% | 3 | $2.3B | 1 | 0 |
| A•••••• M••••••••• L••• CRD 281947 | Bryn Mawr, PA | asset manager | $6.8B | 0.0% | 0 | n/a | 1 | 2 |
| G•••••••• • C••• I••• CRD 111936 | Pittsburgh, PA | independent RIA | $6.6B | 70% | 1 | $6.6B | 3 | 0 |
| G••••••• I••••••••• M••••••••• L• CRD 108165 | Philadelphia, PA | mixed wealth | $6.2B | 28% | 6 | $1.0B | 0 | 0 |
| I•••••• E••••• P••••••• CRD 158858 | Pittsburgh, PA | asset manager | $6.0B | 0.0% | 0 | n/a | 1 | 32 |
| P••••••• CRD 333260 | Conshohocken, PA | independent RIA | $5.9B | 98% | 40 | $147M | 6 | 0 |
| F•••••••• F•••• M••••••••• L•• CRD 284844 | West Conshohocken, PA | asset manager | $5.8B | 0.0% | 0 | n/a | 4 | 6 |
| A•••••••• F•••••••• G•••• CRD 104690 | Pittsburgh, PA | independent RIA | $5.6B | 95% | 30 | $186M | 0 | 13 |
| W•••••• P•••••• W••••• CRD 131063 | Bridgeville, PA | independent RIA | $5.5B | 100% | 43 | $128M | 3 | 1 |
| H• C•••••• P•••••••• L•• CRD 160737 | West Conshohocken, PA | asset manager | $5.2B | 0.0% | 0 | n/a | 0 | 29 |
| L••••• M•••••• CRD 156494 | Radnor, PA | asset manager | $5.2B | 0.0% | 0 | n/a | 2 | 38 |
| L••••• A•••••••• L•• CRD 139830 | Plymouth Meeting, PA | independent RIA | $5.2B | 94% | 19 | $272M | 0 | 0 |
| R•••••••• C•••••• M••••••••• L••• CRD 136028 | Bala Cynwyd, PA | asset manager | $5.1B | 0.0% | 1 | $5.1B | 0 | 7 |
| G••••• P•••••••• L•• CRD 157049 | Newtown Square, PA | asset manager | $5.0B | 0.0% | 0 | n/a | 0 | 32 |
| P•• A•••••••• L•• CRD 152303 | West Conshohocken, PA | asset manager | $4.8B | 0.0% | 0 | n/a | 0 | 119 |
| J•• W••••• A•••••••• L•• CRD 145051 | Hermitage, PA | independent RIA | $4.7B | 80% | 33 | $143M | 9 | 0 |
| W•••••• B••••••• G••••• L•• CRD 133722 | Malvern, PA | independent RIA | $4.6B | 82% | 3 | $1.5B | 1 | 0 |
| S••• F•••••••• G•••• I••• CRD 116574 | West Conshohocken, PA | independent RIA | $4.3B | 96% | 20 | $215M | 2 | 4 |
| W•••••• F•••••••• A••••••• G•••• L•• CRD 105989 | Philadelphia, PA | independent RIA | $4.2B | 72% | 23 | $181M | 5 | 0 |
| C••••••• C•••••• M••••••••• L•• CRD 135822 | Conshohocken, PA | mixed wealth | $4.1B | 34% | 13 | $313M | 0 | 0 |
| N••••••• A••••••• CRD 322936 | Radnor, PA | independent RIA | $4.0B | 69% | 7 | $567M | 1 | 0 |
| F•••••••• I•••••••• A•••••••• L•• CRD 130458 | Philadelphia, PA | institutional | $4.0B | 0.1% | 1 | $4.0B | 2 | 0 |
| A••••• C•••••• CRD 160212 | Wayne, PA | asset manager | $3.7B | 0.0% | 0 | n/a | 4 | 51 |
| S•••••• C•••••• M••••••••• L• CRD 161202 | Radnor, PA | asset manager | $3.7B | 0.0% | 0 | n/a | 2 | 2 |
| B••• M••• T•••• A•••••••• L•• CRD 285359 | Philadelphia, PA | independent RIA | $3.5B | 94% | 55 | $63.9M | 8 | 0 |
| V••••• F•••• I••••••••• C••••••••• I••• CRD 123898 | Audubon, PA | mixed wealth | $3.5B | 28% | 12 | $291M | 0 | 0 |
| K••••••• C•••••• M••••••••• L•• CRD 305118 | Wayne, PA | independent RIA | $3.5B | 65% | 16 | $217M | 0 | 1 |
| W•••••• P•••••• C•••••• CRD 305815 | West Chester, PA | independent RIA | $3.4B | 100% | 12 | $287M | 10 | 0 |
| N•••••••• C•••••• CRD 160608 | Radnor, PA | asset manager | $3.3B | 0.0% | 0 | n/a | 2 | 27 |
| S•••••••• D•••• W••••• M••••••••• A•••••••• L• CRD 128591 | Pittsburgh, PA | independent RIA | $3.3B | 57% | 22 | $150M | 1 | 0 |
| E•••••• A•••••••• L•• CRD 107496 | Leola, PA | institutional | $3.3B | 0.0% | 3 | $1.1B | 1 | 0 |
| B••• A••••••• CRD 139096 | Montgomeryville, PA | independent RIA | $3.3B | 83% | 19 | $171M | 0 | 0 |
| L•• C••••• P••••••• CRD 157628 | Radnor, PA | asset manager | $3.2B | 0.0% | 0 | n/a | 12 | 6 |
| F• D•••••• I••••••••• A••••••• L•• CRD 338274 | Philadelphia, PA | asset manager | $3.2B | 1.5% | 0 | n/a | 1 | 6 |
| R•••••• M••••• A••••••••• I•• CRD 106019 | Philadelphia, PA | independent RIA | $3.2B | 97% | 16 | $200M | 1 | 0 |
| A•••••• I•• M••••••• L•• CRD 324445 | Radnor, PA | asset m•••••• | $3.2B | 0.0% | 0 | n/a | 1 | 3 |
| G••••• A••••••• S•••••••• L•• CRD 39163 | King Of Prussia, PA | independent RIA | $3.2B | 74% | 49 | $64.9M | 7 | 0 |
| S••••• C•••••• A••••••• I•• CRD 107118 | Pittsburgh, PA | independent RIA | $3.1B | 83% | 10 | $311M | 0 | 0 |
| L•••• C•••••• M••••••••• I••• CRD 108893 | Newtown Square, PA | mixed wealth | $3.1B | 45% | 15 | $206M | 0 | 0 |
| O•••••• C•••••• M••••••••• L•• CRD 128939 | O••••••, PA | other | $3.1B | 16% | 10 | $309M | 1 | 0 |
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564 advisers match.