DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Firms

SEC-registered investment advisers

One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.

Firm	HQ	Class	RAUM	Private clients	Advisors	RAUM / advisor	Offices	Private funds
Qp Consulting CRD 129601	Takoma Park, MD	other	$560M	16%	2	$280M	0	0
Quantum Financial Advisors Inc CRD 113563	Rockville, MD	mixed wealth	$558M	32%	10	$55.8M	5	0
Veridian Capital Partners CRD 314290	Frederick, MD	independent RIA	$551M	100%	8	$68.9M	0	0
H•••••• I••••••••• C••••••••• L•• CRD 110258	Hunt Valley, MD	independent RIA	$549M	95%	4	$137M	0	0
B••••• I••••••••• A••••••• L•• CRD 127368	Gaithersburg, MD	independent RIA	$542M	61%	1	$542M	0	0
S••••• D••••• C•••••• P•••••••• L•• CRD 174066	Baltimore, MD	asset manager	$519M	0.0%	0	n/a	0	10
B••••••• A•••• M••••••••• L•• CRD 148901	Bethesda, MD	asset manager	$519M	0.0%	6	$86.5M	1	10
•••••• P••••••• CRD 149136	Baltimore, MD	independent RIA	$508M	77%	3	$169M	1	0
M••••••• C•••••• A•••••••• I••• CRD 134875	Chester, MD	independent RIA	$491M	99%	4	$123M	3	0
M••••••••• I••••••••• M••••••••• I•• CRD 105417	Rockville, MD	independent RIA	$490M	100%	2	$245M	2	0
A•• C•••••• P•••••••• L•• CRD 152121	Baltimore, MD	asset manager	$487M	0.0%	0	n/a	5	23
B••••••••• F•••••••• A•••••••• I••• CRD 144926	Baltimore, MD	independent RIA	$483M	100%	5	$96.6M	0	0
W•••••• F•••••••• S••••••• CRD 289106	Bowie, MD	independent RIA	$467M	97%	7	$66.7M	0	0
T••••• C•••••• M••••••••• L•• CRD 113543	Hunt Valley, MD	independent RIA	$464M	93%	5	$92.8M	0	0
C•••• W•••••• L•• CRD 328178	Annapolis, MD	independent RIA	$461M	99%	8	$57.6M	8	0
M•• M••••••••• L•• CRD 338513	Annapolis, MD	asset manager	$458M	0.0%	0	n/a	0	0
W••••••••• I••••••••• A••••••• I••• CRD 144571	Annapolis, MD	independent RIA	$449M	98%	6	$74.8M	0	0
A•••••••• D•••• CRD 168345	Baltimore, MD	independent RIA	$448M	99%	6	$74.6M	0	0
L• K• B••••• • C••••••• P••• CRD 107908	Timonium, MD	independent RIA	$446M	100%	2	$223M	1	0
T••• A••• F••••• W•••••• L•• CRD 174115	Easton, MD	independent RIA	$432M	91%	2	$216M	0	0
B•• H••••• W••••• M••••••••• L•• CRD 294000	Hunt Valley, MD	independent RIA	$412M	99%	3	$137M	0	0
M•••• W••••• M••••••••• CRD 310534	Ellicott City, MD	independent RIA	$409M	100%	4	$102M	0	0
N••••••• CRD 315250	Cabin John, MD	other	$408M	10%	1	$408M	0	0
B••••••• O••• C•••••• M••••••••• L•• CRD 132804	Bethesda, MD	independent RIA	$406M	96%	2	$203M	0	0
A••• C••••••• A•••••••• L•• CRD 162150	Baltimore, MD	independent RIA	$404M	70%	4	$101M	2	0
M•••••••• I••••••••• M••••••••• L•• CRD 149621	Bethesda, MD	independent RIA	$387M	64%	4	$96.8M	2	0
A•••• I••••••••• A•••••••• L•• CRD 139652	Laurel, MD	asset manager	$377M	0.0%	0	n/a	0	0
G••••• M••••••• A•••••••• I••• CRD 314937	Bethesda, MD	independent RIA	$370M	100%	6	$61.6M	8	0
C••••• P••••••• H•••••••• L•• CRD 117011	Owings Mills, MD	asset manager	$370M	0.0%	0	n/a	0	17
C••••••• F•••• CRD 314411	Baltimore, MD	asset manager	$369M	0.0%	0	n/a	0	0
P•• I••••••••• A••••••• L•• CRD 110147	Salisbury, MD	independent RIA	$367M	76%	7	$52.5M	2	0
W••••• P••••••• G•••• CRD 291708	Baltimore, MD	independent RIA	$361M	77%	4	$90.2M	0	1
O•••••• D••••• S••••••••• L•• CRD 311398	Hunt Valley, MD	asset manager	$360M	0.0%	3	$120M	2	0
B••• H••••• C•••••• L••• CRD 324995	Bethesda, MD	independent RIA	$355M	99%	27	$13.1M	1	0
O••••• W••••• M••••••••• CRD 314867	Towson, MD	independent RIA	$340M	98%	5	$68.1M	2	0
T•••••• P•••• F•••••••• CRD 301282	Frederick, MD	independent RIA	$339M	100%	15	$22.6M	2	0
M••• C•••••• CRD 325950	Annapolis, MD	independent RIA	$339M	100%	29	$11.7M	24	0
A•••••• I••••••••• M••••••• A••••••• L•• CRD 315485	Chevy Chase, MD	asset manager	$337M	0.0%	0	n/a	2	3
K••••• C•••••• A•••••••• L•• CRD 139521	Gaithersburg, MD	independent RIA	$337M	92%	2	$168M	1	0
F•••••• P•••••••• L•• CRD 310971	Bethesda, MD	asset manager	$329M	0.0%	0	n/a	2	3
L•• • A••••••••• I•• CRD 105350	Glen Echo, MD	independent RIA	$327M	97%	3	$109M	0	0
H• A••••••• G••••• L•• CRD 309051	Annapolis, MD	independent RIA	$322M	100%	2	$161M	1	0
1• N•••• W••••• S•••••••• L•• CRD 115948	Annapolis, MD	independent RIA	$320M	96%	5	$64.1M	0	0
V••••••••• S•••••••• L•• CRD 304049	Annapolis, MD	independent RIA	$319M	100%	6	$53.2M	2	0
C•••••••• W••••• L•• CRD 170858	Bethesda, MD	independent RIA	$317M	95%	10	$31.7M	5	0
C••• I•••••••• CRD 332085	Chevy Chase, MD	asset manager	$317M	0.0%	0	n/a	0	1
F••••••••• W••••• M••••••••• I••• CRD 109232	Rockville, MD	independent RIA	$316M	94%	2	$158M	0	0
C••••••••• F•••••••• A••••••• CRD 120139	Towson, MD	independent RIA	$310M	96%	2	$155M	2	0
B•••• R•••• R••••• P••••••• L•• CRD 340702	Millersville, MD	asset manager	$309M	0.0%	0	n/a	0	29
H••••••••• F•••••••• A•••••••• I••• CRD 121278	Timonium, MD	independent RIA	$305M	100%	4	$76.1M	0	0

The rest of the firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.

Page 3 of 5Previous Next

229 advisers match.