DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Gibson Capital, LLC CRD 148836 | Wexford, PA | independent RIA | $3.0B | 51% | 5 | $607M | 0 | 0 |
| Elm Wealth CRD 167225 | Philadelphia, PA | independent RIA | $3.0B | 70% | 7 | $431M | 1 | 0 |
| Fs Global Advisor, LLC CRD 167620 | Philadelphia, PA | asset manager | $3.0B | 0.0% | 0 | n/a | 3 | 2 |
| V•••• C••••••• I••• CRD 116021 | State College, PA | independent RIA | $3.0B | 97% | 88 | $34.0M | 40 | 0 |
| R••••••• W••••• M••••••••• L•• CRD 137481 | New Hope, PA | independent RIA | $2.9B | 97% | 45 | $63.8M | 0 | 0 |
| K•• F••••••••• I••• CRD 116240 | West Chester, PA | independent RIA | $2.8B | 99% | 8 | $355M | 0 | 0 |
| F••••••• F•••••••• A••••••• CRD 123255 | Sewickley, PA | independent RIA | $2.8B | 96% | 25 | $113M | 3 | 0 |
| N•••••••• I••••••••• M••••••••• L• CRD 308098 | Philadelphia, PA | asset manager | $2.8B | 0.0% | 0 | n/a | 0 | 15 |
| L••••••••• M••••••••• C••••••• L••• CRD 155201 | Philadelphia, PA | asset manager | $2.8B | 0.0% | 0 | n/a | 3 | 27 |
| B•••••••• A•••• M••••••••• L•• CRD 145463 | Wilkes-Barre, PA | independent RIA | $2.8B | 85% | 6 | $465M | 0 | 2 |
| R•• F•••••••• A••••••• I•• CRD 110744 | Philadelphia, PA | independent RIA | $2.7B | 65% | 20 | $136M | 4 | 0 |
| B••• F•• A••••••••• I••• CRD 133561 | Sewickley, PA | independent RIA | $2.7B | 99% | 28 | $97.3M | 2 | 0 |
| P•• S•••• C••• A•••••••• L•• CRD 172658 | Pittsburgh, PA | asset manager | $2.7B | 0.0% | 0 | n/a | 3 | 0 |
| M••••• L•• CRD 170914 | Radnor, PA | independent RIA | $2.7B | 99% | 134 | $20.0M | 75 | 0 |
| B••••••• C•••••• A••••••• L•• CRD 312130 | Ambler, PA | asset manager | $2.7B | 0.0% | 0 | n/a | 0 | 2 |
| J••••• C•••••• M••••••••• L•• CRD 147663 | Pittston, PA | independent RIA | $2.6B | 90% | 31 | $85.2M | 3 | 0 |
| L• F•••• CRD 161552 | Philadelphia, PA | asset manager | $2.6B | 0.0% | 0 | n/a | 0 | 20 |
| S••• I•••••••• CRD 317257 | Bryn Mawr, PA | asset manager | $2.6B | 0.0% | 0 | n/a | 3 | 0 |
| R•••••• A••••••••• L•• CRD 314528 | Wayne, PA | asset manager | $2.6B | 0.0% | 0 | n/a | 0 | 17 |
| C•••••• P••••• W••••• M••••••••• CRD 110729 | Pittsburgh, PA | independent RIA | $2.6B | 84% | 23 | $111M | 3 | 0 |
| R•• P•••••• W••••• CRD 122693 | Lancaster, PA | independent RIA | $2.5B | 84% | 27 | $92.9M | 6 | 0 |
| M••• S••••• F•••••••• S••••••••• L•• CRD 305834 | Newtown, PA | independent RIA | $2.5B | 95% | 41 | $61.2M | 21 | 0 |
| T••• I••••••••• M••••••••• CRD 156308 | Radnor, PA | asset manager | $2.5B | 0.0% | 0 | n/a | 1 | 1 |
| G••••••• I••••••••• A•••••••• I••••••••• CRD 108400 | Pittsburgh, PA | independent RIA | $2.4B | 90% | 11 | $222M | 0 | 0 |
| T•••••• C•••••• M••••••••• CRD 138881 | Malvern, PA | independent RIA | $2.4B | 100% | 7 | $346M | 0 | 0 |
| N•••••••• C••••••• L•• CRD 152430 | Newtown Square, PA | independent RIA | $2.4B | 97% | 6 | $399M | 0 | 0 |
| C•••••• S•• W••••• M••••••••• ••• L• CRD 151225 | Philadelphia, PA | independent RIA | $2.3B | 99% | 0 | n/a | 3 | 1 |
| S••••••••• F•••••••• G••••• L•• CRD 327529 | Wormleysburg, PA | independent RIA | $2.3B | 72% | 25 | $91.1M | 4 | 0 |
| E•••••• I••••••••• A•••••••• L•• CRD 338769 | Leola, PA | other | $2.3B | 5.1% | 0 | n/a | 1 | 0 |
| F• S••••••••• P••••••• A••••••• L•• CRD 301285 | Philadelphia, PA | asset manager | $2.2B | 0.0% | 0 | n/a | 1 | 6 |
| I••••••••• A•••• A•••••••• L•• CRD 152963 | Wynnewood, PA | other | $2.2B | 16% | 3 | $730M | 0 | 0 |
| H••••••• F•••• CRD 130373 | Wayne, PA | asset manager | $2.2B | 0.0% | 0 | n/a | 0 | 0 |
| E•••• F•••••••• G••••• L•• CRD 321748 | King Of Prussia, PA | independent RIA | $2.1B | 77% | 33 | $65.0M | 9 | 0 |
| T••••••••• F•••••••• A•••••••• L•• CRD 16164 | Philadelphia, PA | BD affiliated | $2.1B | 98% | 1,120 | $1.9M | 260 | 0 |
| Q••••••• P•••••• W••••• M••••••••• L•• CRD 277044 | Center Valley, PA | independent RIA | $2.1B | 99% | 12 | $175M | 0 | 0 |
| E•••••• M••••• F••• A••••••• T•••• CRD 135130 | Leola, PA | asset manager | $2.1B | 0.0% | 0 | n/a | 1 | 0 |
| P••• C•••••• M••••••••• C••••••• L•• CRD 105081 | Philadelphia, PA | other | $1.9B | 1.6% | 1 | $1.9B | 0 | 0 |
| F• S•••••••• L•••••• A••••••• L•• CRD 293054 | Philadelphia, PA | asset manager | $1.9B | 0.0% | 0 | n/a | 1 | 0 |
| C••••••••• C•••••• A••••••• I•• CRD 111353 | Wynnewood, PA | independent RIA | $1.9B | 98% | 7 | $275M | 0 | 0 |
| D• I••••••••• P•••••••• L•• CRD 157646 | Chadds Ford, PA | independent RIA | $1.9B | 89% | 7 | $273M | 0 | 0 |
| I••••••••• S••••• H•••••••• L•• CRD 300139 | King Of Prussia, PA | independent RIA | $1.8B | 99% | 41 | $44.7M | 13 | 0 |
| C•••••••• I••••••••• M••••••••• L•• CRD 277170 | Conshohocken, PA | asset manager | $1.8B | 0.0% | 0 | n/a | 0 | 11 |
| M••••••• S•••••• • S•••• CRD 106460 | Philadelphia, PA | independent RIA | $1.8B | 98% | 7 | $256M | 0 | 0 |
| A•••••• W••••• A••••••• CRD 312463 | Blue Bell, PA | independent RIA | $1.7B | 99% | 11 | $158M | 0 | 0 |
| E•••• C•••••• P•••••••• L••• CRD 158719 | Newtown Square, PA | asset manager | $1.7B | 0.0% | 0 | n/a | 6 | 9 |
| C•••••• S•• P••••••• ••• L• CRD 289784 | Philadelphia, PA | independent RIA | $1.7B | 84% | 0 | n/a | 3 | 3 |
| P••••••• I••••••••• A••••••• CRD 322371 | Warrendale, PA | independent RIA | $1.7B | 99% | 7 | $241M | 0 | 0 |
| R•••••• • A••••••••• CRD 121700 | Lancaster, PA | independent RIA | $1.6B | 99% | 12 | $136M | 0 | 0 |
| F• F••• A••••••• L•• CRD 286673 | Philadelphia, PA | asset manager | $1.6B | 0.0% | 0 | n/a | 1 | 0 |
| C•••••• I•• A•••••••• L•• CRD 166418 | Conshohocken, PA | independent RIA | $1.6B | 92% | 17 | $93.3M | 16 | 0 |
The rest of the firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
564 advisers match.