DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Heritage Financial LLC CRD 285149 | Gainesville, VA | independent RIA | $408M | 92% | 7 | $58.3M | 2 | 0 |
| Alexander Randolph Advisory Inc CRD 106024 | Mclean, VA | independent RIA | $404M | 100% | 2 | $202M | 0 | 0 |
| Brown Edwards Wealth Strategies CRD 173559 | Lynchburg, VA | independent RIA | $403M | 92% | 8 | $50.4M | 13 | 0 |
| G••••• S•••• I••••••• CRD 339382 | Fairfax, VA | other | $400M | 0.0% | 0 | n/a | 0 | 0 |
| R•••••• W•••••• L•• CRD 313386 | Fairfax, VA | independent RIA | $395M | 100% | 4 | $98.7M | 0 | 0 |
| C•••••• W••••• M••••••••• P••••••• CRD 334243 | Fairfax, VA | independent RIA | $395M | 99% | 4 | $98.7M | 0 | 0 |
| A•••• F•••••••• W••••• M••••••••• L•• CRD 310633 | Ashburn, VA | independent RIA | $395M | 99% | 7 | $56.4M | 1 | 0 |
| H••••• L•••• L•• CRD 304985 | Crozet, VA | other | $395M | 8.4% | 2 | $197M | 0 | 1 |
| V••••••• W••••• M••••••••• G••••• I••• CRD 311248 | V••••••• Beach, VA | independent RIA | $394M | 100% | 3 | $131M | 0 | 0 |
| S••••••• W••••• M••••••••• I••• CRD 122235 | Reston, VA | independent RIA | $389M | 100% | 2 | $194M | 0 | 0 |
| W•••• F•••••••• G••••• L•• CRD 334431 | Richmond, VA | independent RIA | $386M | 99% | 4 | $96.4M | 2 | 0 |
| P•••••• F•••••••• S••••••• CRD 164832 | Richmond, VA | independent RIA | $384M | 95% | 3 | $128M | 0 | 0 |
| M••••• W••••• S•••••••• CRD 283428 | Christiansburg, VA | independent RIA | $377M | 100% | 5 | $75.4M | 2 | 0 |
| C••••••••• R••••••••• I••••••••• L•• CRD 285998 | Richmond, VA | independent RIA | $377M | 100% | 3 | $126M | 0 | 0 |
| S••••••••• F••••••••• L•• CRD 148173 | Harrisonburg, VA | independent RIA | $375M | 99% | 4 | $93.7M | 0 | 0 |
| M•••••• C•••••• M••••••••• L•• CRD 292664 | Charlottesville, VA | other | $370M | 17% | 2 | $185M | 0 | 1 |
| T••• F•••••••• G••••• I••• CRD 112235 | Chesapeake, VA | independent RIA | $367M | 97% | 5 | $73.4M | 0 | 0 |
| E•• R••••••• L• CRD 283385 | Richmond, VA | asset manager | $365M | 0.0% | 0 | n/a | 0 | 1 |
| S••••••• F•••••••• S•••••••• I••• CRD 150348 | Charlottesville, VA | independent RIA | $364M | 100% | 6 | $60.6M | 1 | 0 |
| D••••••••• W••••• M••••••••• L•• CRD 328429 | Great Falls, VA | independent RIA | $363M | 100% | 4 | $90.9M | 1 | 0 |
| M•••••• C•••••• M••••••••• I••• CRD 116807 | Lynchburg, VA | independent RIA | $357M | 100% | 4 | $89.3M | 0 | 0 |
| H••••••• F•••••••• R••••••• G••••• L••• CRD 116670 | Ashburn, VA | independent RIA | $357M | 100% | 3 | $119M | 0 | 0 |
| P••••••• W••••• A••••••• CRD 333693 | Reston, VA | independent RIA | $354M | 98% | 3 | $118M | 1 | 0 |
| 4• W••••• M••••••••• L•• CRD 297268 | Mclean, VA | independent RIA | $348M | 98% | 4 | $87.0M | 4 | 0 |
| R••• W•••••• L•• CRD 173346 | Charlottesville, VA | independent RIA | $346M | 99% | 2 | $173M | 0 | 0 |
| S•••••••• W••••• M••••••••• CRD 338410 | Glen Allen, VA | independent RIA | $342M | 100% | 3 | $114M | 1 | 0 |
| E••••••••• CRD 149615 | Richmond, VA | independent RIA | $337M | 100% | 5 | $67.4M | 0 | 0 |
| F••••• G••••••• C•••••• M••••••••• L•• CRD 136069 | Charlottesville, VA | independent RIA | $333M | 95% | 0 | n/a | 2 | 0 |
| C••••• F••••••••• L•• CRD 168503 | Glen Allen, VA | independent RIA | $330M | 98% | 2 | $165M | 1 | 0 |
| B•• R••••• G•••• W••••• P••••••• CRD 290095 | Williamsburg, VA | independent RIA | $326M | 99% | 4 | $81.6M | 0 | 0 |
| A••••••• F••••••••• I••• CRD 144837 | Mclean, VA | independent RIA | $321M | 98% | 5 | $64.2M | 0 | 0 |
| L••••• W••••• M••••••••• I••• CRD 173453 | Manassas, VA | independent RIA | $314M | 100% | 5 | $62.8M | 0 | 0 |
| O•••• W••••• M••••••••• L•• CRD 132580 | Arlington, VA | independent RIA | $310M | 99% | 4 | $77.4M | 0 | 0 |
| I••••••••• F•••••••• S••••••••• I••• CRD 112038 | Reston, VA | independent RIA | $303M | 95% | 1 | $303M | 0 | 0 |
| K•••••• C••••••• L•• CRD 300735 | Glen Allen, VA | independent RIA | $301M | 100% | 4 | $75.3M | 0 | 0 |
| D••••• C•••••• M••••••••• L•• CRD 282958 | Middleburg, VA | independent RIA | $292M | 93% | 2 | $146M | 0 | 0 |
| B•••• F•••••••• C•••• CRD 118623 | Herndon, VA | independent RIA | $291M | 100% | 3 | $96.9M | 1 | 0 |
| L••••• W••••• M••••••••• G••••• I••• CRD 322235 | Lynchburg, VA | independent RIA | $290M | 99% | 7 | $41.4M | 0 | 0 |
| P•••••• W••••• A•••••••• L••• CRD 165983 | Reston, VA | independent RIA | $286M | 85% | 5 | $57.2M | 0 | 2 |
| M••••••• M•••••• L•• CRD 324068 | Arlington, VA | asset m•••••• | $284M | 0.0% | 0 | n/a | 0 | 3 |
| P••••••• M••••••••• L•• CRD 173707 | Charlottesville, VA | asset manager | $281M | 0.0% | 0 | n/a | 0 | 1 |
| B••••• W••••• C••••••••• I••• CRD 154939 | Roanoke, VA | independent RIA | $278M | 87% | 12 | $23.2M | 4 | 0 |
| W••••••••• I••••••••• I••• CRD 37499 | Alexandria, VA | independent RIA | $276M | 91% | 5 | $55.3M | 0 | 0 |
| C•••••••• C••••••• L•• CRD 298698 | Tysons, VA | asset manager | $275M | 0.0% | 0 | n/a | 0 | 5 |
| J•••• R•••• A•••• M••••••••• L•• CRD 117917 | Midlothian, VA | independent RIA | $274M | 98% | 5 | $54.8M | 0 | 0 |
| C•••••• F•••••••• C••••••••• I••• CRD 109800 | Mclean, VA | independent RIA | $269M | 100% | 4 | $67.3M | 0 | 0 |
| V•••••• P•••••• W••••• L•• CRD 288011 | Tysons, VA | independent RIA | $267M | 99% | 3 | $89.2M | 1 | 0 |
| R••••••••• P••••••••• I••• CRD 171302 | Alexandria, VA | institutional | $266M | 0.0% | 2 | $133M | 0 | 0 |
| H•••••••• G•••• CRD 107549 | Richmond, VA | independent RIA | $264M | 100% | 3 | $88.0M | 0 | 0 |
| K••••••• A•••• M••••••••• I••• CRD 130101 | Mclean, VA | independent RIA | $261M | 94% | 0 | n/a | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.
301 advisers match.