DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Wingate Wealth Advisors, Inc. CRD 105012 | Lexington, MA | independent RIA | $1.4B | 96% | 15 | $94.4M | 0 | 0 |
| Diametric Capital, LP CRD 288409 | Boston, MA | asset manager | $1.4B | 0.0% | 0 | n/a | 0 | 2 |
| Claro Advisors Inc. CRD 160294 | Boston, MA | independent RIA | $1.4B | 86% | 20 | $70.4M | 7 | 1 |
| M•• F•••••••• CRD 107768 | Braintree, MA | independent RIA | $1.4B | 97% | 8 | $176M | 1 | 0 |
| S••••••• F•••••••• P•••••••• L•• CRD 169093 | Winchester, MA | independent RIA | $1.4B | 90% | 8 | $172M | 5 | 0 |
| E••••• R••••••• I••••••••• L•• CRD 161186 | Cambridge, MA | asset manager | $1.3B | 0.0% | 0 | n/a | 0 | 62 |
| W••••••••• C••••••• L•• CRD 105991 | Boston, MA | other | $1.3B | 1.9% | 1 | $1.3B | 1 | 2 |
| M••••• H••••• I••••••••• C••••••• L•• CRD 138538 | Boston, MA | independent RIA | $1.3B | 97% | 4 | $330M | 0 | 2 |
| C••••• C•••••• G•••• CRD 326730 | Woburn, MA | asset manager | $1.3B | 0.0% | 3 | $439M | 0 | 0 |
| B••••• C•••••• P•••••••• L•• CRD 158137 | Boston, MA | asset manager | $1.3B | 0.0% | 0 | n/a | 7 | 4 |
| W•••••••• C••••••••• CRD 110662 | Boston, MA | independent RIA | $1.3B | 94% | 8 | $161M | 0 | 0 |
| P•••••••• C••••••• L•• CRD 300915 | Boston, MA | institutional | $1.3B | 0.4% | 0 | n/a | 2 | 0 |
| M••••• F••••••••• L•• CRD 163986 | Waltham, MA | independent RIA | $1.3B | 100% | 17 | $74.1M | 6 | 0 |
| G•••• C•••••• C•••••• M••••••••• I•• CRD 112442 | Boston, MA | asset manager | $1.3B | 0.0% | 0 | n/a | 0 | 0 |
| A••••• R••• R••• E••••• P•••••••• L•• CRD 290302 | Dedham, MA | asset manager | $1.2B | 0.0% | 0 | n/a | 3 | 0 |
| S•••• P••••••• L• CRD 305424 | Boston, MA | asset manager | $1.2B | 0.0% | 0 | n/a | 0 | 1 |
| M•••••••• • C•••••• I••• CRD 104549 | Boston, MA | independent RIA | $1.2B | 86% | 7 | $176M | 0 | 0 |
| B•••••••• M•••• M••••••••• I••• CRD 124873 | Dalton, MA | independent RIA | $1.2B | 96% | 10 | $123M | 2 | 0 |
| Q•••• I••••••••• L•• CRD 285608 | Boston, MA | other | $1.2B | 0.0% | 2 | $613M | 0 | 2 |
| C•••• W••••• M••••••••• CRD 107327 | Beverly, MA | independent RIA | $1.2B | 98% | 9 | $135M | 0 | 0 |
| O•• I•••••••• E•••••• L•• CRD 168670 | Waltham, MA | asset manager | $1.2B | 0.0% | 0 | n/a | 0 | 8 |
| S••••••• B•••• C•••••• M••••••••• I•• CRD 105004 | Springfield, MA | independent RIA | $1.2B | 51% | 4 | $302M | 0 | 1 |
| B•••••••• A••••••• L•• CRD 298297 | Boston, MA | other | $1.2B | 0.0% | 0 | n/a | 0 | 0 |
| V••••• A•••••••• L••• CRD 171048 | Boston, MA | other | $1.2B | 0.0% | 0 | n/a | 0 | 7 |
| T••••••• A•••• M••••••••• L•• CRD 156770 | Boston, MA | asset manager | $1.1B | 0.0% | 0 | n/a | 0 | 1 |
| T•• D• B•••• G••••• I••• CRD 153435 | Boston, MA | other | $1.1B | 16% | 4 | $283M | 0 | 0 |
| A••••• U• CRD 334151 | Boston, MA | other | $1.1B | 0.0% | 0 | n/a | 2 | 0 |
| M• F•••••••• L•• CRD 107649 | Braintree, MA | independent RIA | $1.1B | 91% | 3 | $376M | 0 | 21 |
| W•••••• I••••••••• C••••••• I•• CRD 104913 | Boston, MA | independent RIA | $1.1B | 91% | 5 | $224M | 0 | 0 |
| A••• P••••••• I••• L•• CRD 323712 | Boston, MA | asset manager | $1.1B | 0.0% | 0 | n/a | 2 | 4 |
| S•••• H••••• F•••••••• CRD 289725 | Westwood, MA | independent RIA | $1.1B | 100% | 7 | $157M | 0 | 0 |
| S• H••••• I••••••••• L•• CRD 160933 | Boston, MA | asset manager | $1.1B | 0.0% | 0 | n/a | 0 | 15 |
| A••••••• I••••••••• S••••••• I•• CRD 110043 | Great Barrington, MA | independent RIA | $1.1B | 63% | 6 | $179M | 0 | 0 |
| D•• A•••••••• L•• CRD 283411 | Boston, MA | asset manager | $1.1B | 0.0% | 0 | n/a | 0 | 8 |
| T••• O•• E•• C•••••• CRD 330365 | Wellesley, MA | asset manager | $1.1B | 0.0% | 0 | n/a | 0 | 0 |
| C••••••••• P••••••• L• CRD 309219 | Boston, MA | asset manager | $1.0B | 0.0% | 0 | n/a | 0 | 4 |
| E••••••• A•••• M••••••••• CRD 300710 | Boston, MA | asset manager | $1.0B | 0.0% | 0 | n/a | 0 | 8 |
| Z•••• A•••• M••••••••• L•• CRD 165269 | Boston, MA | independent RIA | $1.0B | 58% | 4 | $255M | 0 | 0 |
| E••• C•••• A•••• M••••••••• L•• CRD 147910 | Essex, MA | mixed wealth | $1.0B | 39% | 4 | $252M | 1 | 1 |
| S•••••••• L•• CRD 145713 | Lynnfield, MA | independent RIA | $1.0B | 100% | 11 | $90.9M | 1 | 0 |
| B•••••• W••••• G•••• CRD 330145 | Taunton, MA | independent RIA | $986M | 80% | 6 | $164M | 1 | 0 |
| T•• P•••••••• I••• CRD 158249 | Boston, MA | asset manager | $983M | 0.0% | 0 | n/a | 1 | 6 |
| B•••••••• A•••••••• L•• CRD 338550 | Beverly, MA | asset manager | $964M | 0.0% | 0 | n/a | 0 | 0 |
| F••••• C•••••• L• CRD 284801 | Burlington, MA | asset manager | $960M | 0.0% | 0 | n/a | 0 | 8 |
| T•••••••• C•••••• P••••••• L• CRD 283643 | Boston, MA | asset manager | $955M | 0.0% | 0 | n/a | 0 | 3 |
| S••••• C•••••• M••••••••• L••• CRD 160580 | Boston, MA | asset manager | $937M | 0.0% | 0 | n/a | 0 | 0 |
| S••••••••• P•••••••• L•• CRD 328503 | Braintree, MA | independent RIA | $930M | 99% | 5 | $186M | 0 | 0 |
| M••• C•••••• M••••••••• L•• CRD 311308 | Boston, MA | asset manager | $930M | 0.0% | 0 | n/a | 3 | 3 |
| U•••• P••• C•••••• M••••••••• L••• CRD 169842 | Boston, MA | asset manager | $928M | 0.0% | 0 | n/a | 0 | 4 |
| R•••••••• P•••••••• L•• CRD 160754 | Boston, MA | asset manager | $924M | 0.0% | 0 | n/a | 0 | 6 |
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626 advisers match.