DFX Intelligence
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
564 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Certior Financial Group, LLC CRD 285502 | King Of Prussia, PA | independent RIA | $452M | 99% | 7 | $64.6M | 2 | 0 |
| Owls Nest Partners CRD 289811 | Chadds Ford, PA | other | $441M | 10% | 3 | $147M | 0 | 2 |
| Bishop & Company Investment Management, LLC CRD 146448 | Erie, PA | independent RIA | $441M | 93% | 2 | $220M | 0 | 0 |
| T•••• W••••• P••••••• CRD 310461 | Lewisburg, PA | independent RIA | $440M | 100% | 3 | $147M | 1 | 0 |
| P••••••••• A•••••••• L•• CRD 110085 | Pittsburgh, PA | institutional | $440M | 0.0% | 1 | $440M | 0 | 0 |
| V••••• W••••• CRD 337216 | Lancaster, PA | independent RIA | $440M | 71% | 5 | $88.0M | 0 | 0 |
| C••••• H••• I••••••••• A••••••• I•• CRD 109511 | Greensburg, PA | independent RIA | $436M | 100% | 3 | $145M | 1 | 0 |
| M••••••••• • C• I•• CRD 110787 | Wexford, PA | mixed wealth | $436M | 39% | 3 | $145M | 0 | 0 |
| C••••••••• F•••••••• P•••••••• I••• CRD 110937 | East Petersburg, PA | independent RIA | $434M | 70% | 6 | $72.4M | 0 | 0 |
| S•••••• • P••••• CRD 105978 | Canonsburg, PA | independent RIA | $433M | 98% | 4 | $108M | 1 | 0 |
| B••••• B••••• W••••• P•••••••• L•• CRD 321705 | Lower Gwynedd, PA | independent RIA | $427M | 98% | 6 | $71.1M | 1 | 0 |
| T•• F•••••••• A••••••• CRD 107289 | Radnor, PA | independent RIA | $426M | 100% | 6 | $71.0M | 0 | 0 |
| M••••••••• F•••••••• C••••••••• CRD 104644 | Delmont, PA | independent RIA | $425M | 95% | 4 | $106M | 1 | 0 |
| C•••••• W••••• I••••••••• CRD 311698 | Scranton, PA | independent RIA | $423M | 100% | 2 | $211M | 2 | 0 |
| T•• E••••• P••••••• G•••• CRD 124418 | Yardley, PA | independent RIA | $422M | 100% | 6 | $70.3M | 2 | 0 |
| O•••••• G•••• W••••• A••••••• CRD 336636 | Lancaster, PA | independent RIA | $421M | 98% | 4 | $105M | 0 | 0 |
| A•••• L••••• P•••••••• L•• CRD 314560 | Wayne, PA | other | $418M | 0.0% | 0 | n/a | 0 | 1 |
| F••••••••• W••••• M••••••••• L•• CRD 168270 | Media, PA | independent RIA | $412M | 99% | 4 | $103M | 2 | 0 |
| G•••••••• A•••• M••••••••• L•• CRD 172357 | Harrisburg, PA | independent RIA | $412M | 100% | 4 | $103M | 5 | 0 |
| M•• L•••• • A••••••••• CRD 164197 | Center Valley, PA | independent RIA | $412M | 98% | 2 | $206M | 0 | 0 |
| W••••••••• C•••••• P•••••••• L•• CRD 330300 | West Chester, PA | independent RIA | $407M | 95% | 8 | $50.9M | 4 | 0 |
| H•••••••• B••••••• F•••••••• P••••••• L•• CRD 333732 | Pittsburgh, PA | independent RIA | $407M | 99% | 18 | $22.6M | 2 | 0 |
| B•••• D••••• • A••••••••• I••• CRD 135729 | Blue Bell, PA | independent RIA | $403M | 85% | 2 | $202M | 0 | 0 |
| T•••••• W••••• M••••••••• L•• CRD 169216 | Berwyn, PA | independent RIA | $399M | 78% | 4 | $99.8M | 0 | 0 |
| M••••• O•• S••••• A•••••• I••••••••• C•••••• CRD 123322 | Mechanicsburg, PA | independent RIA | $398M | 99% | 4 | $99.6M | 0 | 0 |
| P••••••••• C•••••• M••••••••• C•••• CRD 121982 | Yardley, PA | independent RIA | $398M | 99% | 2 | $199M | 0 | 0 |
| O••• C•••••• CRD 153198 | Dillsburg, PA | independent RIA | $398M | 100% | 1 | $398M | 0 | 0 |
| F•••••••• C•••• CRD 170478 | West Chester, PA | independent RIA | $397M | 100% | 5 | $79.5M | 0 | 0 |
| M••••••••• C•••••• A•••••••• L•• CRD 309960 | West Conshohocken, PA | asset manager | $396M | 0.0% | 0 | n/a | 0 | 2 |
| M•• W••••• M••••••••• L•• CRD 333022 | Philadelphia, PA | independent RIA | $396M | 99% | 3 | $132M | 0 | 0 |
| A•••••••• L•• CRD 311772 | Philadelphia, PA | asset manager | $395M | 0.8% | 0 | n/a | 0 | 7 |
| E••••• F•••••••• N••••••• I••• CRD 277031 | Fort Washington, PA | independent RIA | $391M | 100% | 17 | $23.0M | 18 | 0 |
| B•••••••• C•••••• M••••••••• L•• CRD 157841 | Wayne, PA | asset manager | $390M | 1.4% | 1 | $390M | 1 | 1 |
| L••••• F•••••••• A••••••• I•• CRD 108207 | Pittsburgh, PA | independent RIA | $390M | 97% | 3 | $130M | 0 | 0 |
| C••••••• A•••• M••••••••• I••• CRD 123249 | Feasterville, PA | independent RIA | $389M | 89% | 2 | $194M | 0 | 0 |
| T•••••• I••••••••• A•••••••• L•• CRD 141039 | West Chester, PA | institutional | $388M | 0.0% | 4 | $97.1M | 0 | 0 |
| A•••• I••••••••• G•••• CRD 317077 | Wayne, PA | independent RIA | $386M | 90% | 40 | $9.6M | 1 | 0 |
| P•• C•••••• M••••••••• CRD 117105 | Lancaster, PA | independent RIA | $385M | 98% | 10 | $38.5M | 3 | 0 |
| R••••••••• P••••••• CRD 156988 | Philadelphia, PA | asset manager | $379M | 0.0% | 0 | n/a | 2 | 8 |
| P••••••••• A•••••••• L•• CRD 282998 | Horsham, PA | independent RIA | $376M | 100% | 2 | $188M | 0 | 0 |
| B••••• I••••••••• P•••••••• L•• CRD 108436 | Phoenixville, PA | independent RIA | $374M | 100% | 3 | $125M | 2 | 0 |
| M•••• A•••••••• I••• CRD 118832 | York, PA | independent RIA | $371M | 96% | 9 | $41.2M | 1 | 0 |
| P•••••••• C•••••• M••••••••• CRD 334563 | Blue Bell, PA | independent RIA | $368M | 78% | 3 | $123M | 0 | 0 |
| E•••••••• C•••••• L•• CRD 290018 | Harrisburg, PA | institutional | $368M | 2.0% | 5 | $73.6M | 0 | 1 |
| H•••••••• F•••••••• S•••••••• I••• CRD 130007 | Radnor, PA | asset manager | $366M | 1.2% | 19 | $19.3M | 0 | 0 |
| U• A•••• M••••••••• L•• CRD 124234 | Pittsburgh, PA | institutional | $358M | 2.6% | 4 | $89.6M | 0 | 0 |
| C• A••••••• L•• CRD 300183 | Philadelphia, PA | asset manager | $358M | 0.0% | 0 | n/a | 0 | 2 |
| C••••••• W••••• M••••••••• L•• CRD 290430 | Berwyn, PA | independent RIA | $357M | 96% | 2 | $179M | 1 | 0 |
| C••••••• W••••• M••••••••• G••••• L•• CRD 284547 | Dunmore, PA | independent RIA | $356M | 99% | 6 | $59.4M | 0 | 0 |
| A••••• C•••••• M••••••••• L•• CRD 106576 | Center Valley, PA | independent RIA | $356M | 100% | 3 | $119M | 0 | 0 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.