DFX Intelligence
Firms
SEC-registered investment advisersAbout this listOne row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list.Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
564 advisers match
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Entrust Financial LLC CRD 174694 | Wayne, PA | independent RIA | $351M | 99% | 5 | $70.2M | 0 | 0 |
| Cambrian Capital Management, L.L.C. CRD 324623 | Newtown Square, PA | asset manager | $344M | 0.0% | 0 | n/a | 0 | 2 |
| Ballast Financial Advisors, LLC CRD 304430 | West Chester, PA | independent RIA | $343M | 95% | 6 | $57.1M | 2 | 0 |
| M••••• B••••• A••••••• CRD 168073 | Hermitage, PA | independent RIA | $343M | 94% | 3 | $114M | 0 | 0 |
| K••••••••• W••••• A••••••• CRD 331996 | Bethlehem, PA | independent RIA | $339M | 100% | 4 | $84.8M | 0 | 0 |
| C•••••• I••• CRD 25899 | Radnor, PA | independent RIA | $339M | 100% | 5 | $67.8M | 1 | 0 |
| W••• C•••••• M••••••••• CRD 107068 | Wyomissing, PA | independent RIA | $335M | 72% | 6 | $55.8M | 0 | 2 |
| V•••• I••••••••• M••••••••• L•• CRD 116068 | Pittsburgh, PA | independent RIA | $324M | 87% | 4 | $81.0M | 0 | 0 |
| M•••••• A••••••• L•• CRD 161408 | Bala Cynwyd, PA | mixed wealth | $321M | 27% | 0 | n/a | 0 | 2 |
| T•••• C••• T••• W••••• M••••••••• L•• CRD 307480 | Beaver, PA | independent RIA | $318M | 99% | 6 | $53.0M | 0 | 0 |
| M•••••• 2• M••••••••• C••• CRD 104566 | Ambler, PA | asset manager | $316M | 0.0% | 0 | n/a | 0 | 0 |
| M•••••••• A••••••••• I••• CRD 118655 | West Chester, PA | institutional | $316M | 1.0% | 3 | $105M | 1 | 0 |
| W•• W••••• P••••••• CRD 305481 | Pittsburgh, PA | independent RIA | $315M | 94% | 3 | $105M | 1 | 0 |
| P•• W••••• M••••••••• L•• CRD 308944 | North Wales, PA | independent RIA | $310M | 100% | 2 | $155M | 0 | 0 |
| I•••••• A••••••• L•• CRD 298868 | Oakmont, PA | independent RIA | $310M | 95% | 13 | $23.9M | 4 | 0 |
| T••••••• F•••••••• S•••••••• I••• CRD 111308 | Chambersburg, PA | independent RIA | $309M | 97% | 3 | $103M | 0 | 0 |
| C••••••••• P••••••• L• CRD 339929 | Pittsburgh, PA | institutional | $308M | 0.0% | 0 | n/a | 0 | 0 |
| P••••••• R••••••••• I•••••••• L•• CRD 309663 | Montgomeryville, PA | independent RIA | $308M | 96% | 3 | $103M | 0 | 0 |
| S••••• G•••• R••••••••• P•••••••• I••• CRD 169823 | Exton, PA | mixed wealth | $302M | 22% | 3 | $101M | 1 | 0 |
| S•••••••• W••••• A•••••••• L•• CRD 306486 | West Chester, PA | independent RIA | $300M | 79% | 5 | $59.9M | 0 | 0 |
| K•••••• C•••••• M••••••••• L•• CRD 286159 | Pittsburgh, PA | independent RIA | $298M | 80% | 2 | $149M | 1 | 1 |
| N•• R•••• H••••••••• I•••••••• L•• CRD 300842 | Philadelphia, PA | asset manager | $291M | 0.0% | 0 | n/a | 2 | 6 |
| G••••••• W•••• C•••••• M••••••••• I••• CRD 106410 | Radnor, PA | independent RIA | $290M | 98% | 1 | $290M | 0 | 0 |
| A••••• W••••• A••••••••• CRD 297090 | Wexford, PA | independent RIA | $290M | 100% | 4 | $72.6M | 0 | 0 |
| A••• C••••• M••••••••• L••• CRD 304734 | Conshohocken, PA | asset manager | $289M | 0.0% | 0 | n/a | 0 | 2 |
| I••••• W••••• P•••••••• L•• CRD 168500 | Newtown, PA | independent RIA | $288M | 96% | 6 | $48.0M | 2 | 0 |
| V••••• F•••••••• G•••• CRD 312254 | Ambler, PA | independent RIA | $287M | 98% | 4 | $71.8M | 0 | 0 |
| G••••••• P•••••••• L•• CRD 300920 | Wexford, PA | institutional | $286M | 4.3% | 2 | $143M | 0 | 0 |
| O•••••• A••••••• L•• CRD 168271 | Coopersburg, PA | independent RIA | $283M | 98% | 7 | $40.4M | 0 | 0 |
| M•••••• W••••• L•• CRD 323778 | Media, PA | independent RIA | $280M | 99% | 5 | $55.9M | 2 | 0 |
| E••••• E••••• P••••••• CRD 159236 | Philadelphia, PA | asset manager | $279M | 0.0% | 0 | n/a | 0 | 3 |
| F• T••••••• A••••••• L•• CRD 300214 | Philadelphia, PA | asset manager | $279M | 0.0% | 0 | n/a | 1 | 2 |
| V••••••••• • W•••• W••••• M••••••••• G•••• CRD 168215 | Phoenixville, PA | independent RIA | $279M | 75% | 5 | $55.7M | 1 | 0 |
| G••••••• A•••• A•••••••• L•• CRD 144958 | Mechanicsburg, PA | independent RIA | $278M | 98% | 8 | $34.8M | 4 | 0 |
| 4• P•••• I••••••••• A••••••• G•••• CRD 306902 | Newtown, PA | independent RIA | $272M | 99% | 3 | $90.7M | 2 | 0 |
| M••••••• P•••••• W•••••• L•• CRD 324102 | Philadelphia, PA | independent RIA | $272M | 98% | 4 | $68.0M | 2 | 0 |
| C•••••••• W••••• A•••••••• L•• CRD 121856 | Newtown, PA | independent RIA | $272M | 100% | 3 | $90.6M | 0 | 0 |
| A••••••• F•••••••• CRD 319679 | Wyomissing, PA | independent RIA | $272M | 97% | 5 | $54.4M | 2 | 0 |
| I••••••• A••••••• CRD 311243 | State College, PA | independent RIA | $268M | 83% | 3 | $89.4M | 3 | 0 |
| A•••••• C•••••• A••••••• L•• CRD 325612 | Conshohocken, PA | independent RIA | $267M | 100% | 2 | $134M | 0 | 0 |
| W••• W••••• A•••••••• L•• CRD 329413 | Canonsburg, PA | independent RIA | $265M | 99% | 3 | $88.2M | 0 | 0 |
| S•••• W••••• M••••••••• L•• CRD 309422 | Bethlehem, PA | independent RIA | $262M | 89% | 5 | $52.5M | 0 | 0 |
| C•• P••• A•••••••• I••• CRD 311275 | Frazer, PA | institutional | $261M | 0.0% | 2 | $131M | 0 | 0 |
| A•••••••• A•••••••• L•• CRD 156527 | Doylestown, PA | independent RIA | $260M | 100% | 3 | $86.7M | 0 | 0 |
| S•••• T•••• I••••••••• CRD 166742 | Pittsburgh, PA | independent RIA | $259M | 85% | 4 | $64.7M | 1 | 0 |
| M•••••• C•••••• M••••••••• CRD 292396 | M••••••, PA | independent RIA | $258M | 84% | 4 | $64.5M | 0 | 0 |
| R•• S••••• C••••••• L•• CRD 158720 | Berwyn, PA | independent RIA | $257M | 100% | 4 | $64.2M | 0 | 0 |
| F•••••••• A••••••• S•••••••• L•• CRD 122053 | Hanover, PA | independent RIA | $257M | 95% | 2 | $128M | 2 | 0 |
| S•••• P••• F•••••••• P••••••• CRD 175287 | Media, PA | independent RIA | $257M | 100% | 4 | $64.2M | 0 | 0 |
| C•• C•••••• M••••••••• G••••• I••• CRD 110750 | Malvern, PA | independent RIA | $257M | 92% | 2 | $128M | 0 | 2 |
The firm names past the first 3 rows are hidden. Open a row to reveal that record with a free account (5 a month), or get RIA and Wealth Intelligence at $249 a month for every name. Every figure, date and source is public either way.