DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Citadel Advisors LLC CRD 148826 | Miami, FL | asset manager | $571B | 0.0% | 0 | n/a | 26 | 37 |
| Raymond James & Associates, Inc. CRD 705 | St. Petersburg, FL | national BD | $501B | 81% | 5,787 | $86.6M | 817 | 0 |
| Raymond James Financial Services Advisors, Inc CRD 149018 | Saint Petersburg, FL | BD affiliated | $390B | 89% | 6,694 | $58.3M | 3,629 | 0 |
| C•••••• CRD 319448 | Miami, FL | independent RIA | $165B | 95% | 658 | $251M | 36 | 0 |
| G•• P••••••• CRD 283720 | Fort Lauderdale, FL | asset manager | $164B | 0.8% | 0 | n/a | 3 | 6 |
| E•••••• I••••••••• M••••••••• L••• CRD 307151 | West Palm Beach, FL | asset manager | $129B | 0.0% | 0 | n/a | 0 | 13 |
| S•••••• C••••••• L•• CRD 151480 | West Palm Beach, FL | other | $122B | 0.0% | 1 | $122B | 0 | 3 |
| D••••••••• C•••••• L• CRD 152606 | Tampa, FL | asset manager | $93B | 0.6% | 0 | n/a | 1 | 8 |
| I•• C•••••• M••••••••• CRD 113539 | Boca Raton, FL | asset manager | $88B | 0.0% | 0 | n/a | 1 | 8 |
| L••••••••• I••••••••• P•••••••• L•• CRD 136591 | Palm Beach Gardens, FL | asset manager | $87B | 0.0% | 3 | $29B | 22 | 141 |
| S••••••• C•••••• G•••• M••••••••• L••••• CRD 110148 | Miami Beach, FL | asset manager | $79B | 0.0% | 0 | n/a | 0 | 115 |
| O• I••••••••• M••••••••• L• CRD 314948 | Miami, FL | asset manager | $76B | 0.0% | 0 | n/a | 0 | 1 |
| H••••• C••••••• L•• CRD 160711 | Miami, FL | asset manager | $72B | 0.0% | 0 | n/a | 19 | 151 |
| B•••••• A•••• M••••••••• L•• CRD 157053 | Coral Gables, FL | asset manager | $64B | 0.0% | 0 | n/a | 3 | 23 |
| D••••••••• I••••••••• M••••••••• L•• CRD 290954 | Boca Raton, FL | asset manager | $61B | 0.0% | 0 | n/a | 9 | 59 |
| E•••• A•••• M••••••••• I•• CRD 110653 | St. Petersburg, FL | mixed wealth | $61B | 34% | 1 | $61B | 4 | 0 |
| I• S•••••• C•••••• A••••••• ••• L•• CRD 168339 | Miami, FL | asset manager | $60B | 0.0% | 0 | n/a | 8 | 123 |
| C••• A•••• M••••••••• L•• CRD 159172 | Miami, FL | asset manager | $45B | 0.0% | 0 | n/a | 12 | 87 |
| V•••••••• CRD 152869 | Jupiter, FL | asset manager | $36B | 0.0% | 0 | n/a | 0 | 5 |
| S•••••••• A•••••••• L•• CRD 226606 | Miami, FL | BD affiliated | $35B | 88% | 403 | $86.5M | 83 | 0 |
| T•• B•••••• G•••• W••••• A•••••••• L•• CRD 312284 | Tampa, FL | other | $27B | 2.4% | 47 | $580M | 5 | 0 |
| S••••• A••••••• S•••••••• CRD 297680 | West Palm Beach, FL | asset manager | $27B | 0.0% | 2 | $13B | 0 | 0 |
| A•••• W••• G•••••• L• CRD 160894 | Miami, FL | asset manager | $27B | 0.0% | 0 | n/a | 11 | 16 |
| P•••• C•••••• M••••••••• L•• CRD 106093 | Boca Raton, FL | asset manager | $24B | 5.7% | 7 | $3.4B | 3 | 2 |
| R••••• C•••••• M••••••••• L•• CRD 159998 | Miami, FL | asset manager | $22B | 0.0% | 0 | n/a | 4 | 22 |
| U••••••• I••••••••• L••• CRD 146052 | Miami, FL | asset manager | $21B | 0.0% | 0 | n/a | 1 | 45 |
| A••••• C•••••• M••••••••• L• CRD 164570 | Vero Beach, FL | asset manager | $21B | 0.0% | 0 | n/a | 0 | 0 |
| P•••••••• C•••••• M••••••••• L• CRD 156873 | Naples, FL | asset manager | $19B | 0.0% | 0 | n/a | 1 | 7 |
| 1••• P••••••• ••• L•• CRD 333927 | Miami, FL | institutional | $19B | 0.0% | 0 | n/a | 1 | 0 |
| D••• B••• I••••••••• A••••••• CRD 115344 | Tampa, FL | other | $18B | 0.0% | 7 | $2.6B | 0 | 0 |
| W• F••••• O•••••• CRD 109869 | Coral Gables, FL | independent RIA | $18B | 100% | 27 | $657M | 1 | 0 |
| C•••••• W••••• P•••••••• L•• CRD 150764 | Naples, FL | independent RIA | $17B | 56% | 11 | $1.6B | 1 | 0 |
| R•••••• J•••• I••••••••• M••••••••• CRD 174904 | St Petersburg, FL | asset manager | $17B | 0.0% | 30 | $562M | 2 | 2 |
| I••••••••• F•••••••• P••••••• CRD 125112 | Tampa, FL | BD affiliated | $16B | 73% | 317 | $51.4M | 171 | 0 |
| A•• I••••• CRD 169525 | St. Petersburg, FL | asset manager | $16B | 0.0% | 0 | n/a | 0 | 7 |
| C••••••••• I••••••••• A•••••••• L•• CRD 323135 | Tampa, FL | independent RIA | $16B | 100% | 280 | $56.2M | 72 | 0 |
| I••••• CRD 119232 | West Palm Beach, FL | other | $15B | 0.0% | 1 | $15B | 0 | 5 |
| C• A••••••• L•• CRD 164817 | Aventura, FL | independent RIA | $15B | 87% | 4 | $3.8B | 0 | 14 |
| D•••••• B••••• A•••••••• L•• CRD 291394 | Boca Raton, FL | asset manager | $15B | 0.0% | 0 | n/a | 3 | 45 |
| F••••••• A••••••• S•••••••• L•• CRD 111361 | San Mateo, FL | asset manager | $14B | 0.0% | 0 | n/a | 0 | 0 |
| D•••••• W••••• M••••••••• L•• CRD 153377 | St. Petersburg, FL | asset manager | $14B | 0.0% | 14 | $992M | 1 | 2 |
| C•••••••• L•• CRD 297679 | Lake Mary, FL | other | $14B | 0.0% | 11 | $1.3B | 2 | 0 |
| B••••• A•••••••• L•• CRD 164944 | Vero Beach, FL | asset manager | $12B | 0.0% | 1 | $12B | 0 | 0 |
| L••• C•••••• A•••• M••••••••• CRD 149280 | Miami, FL | institutional | $11B | 0.0% | 2 | $5.4B | 0 | 3 |
| C•••••• A••••••• P•• M••••••••• L•• CRD 305746 | Miami, FL | asset manager | $10B | 0.0% | 0 | n/a | 0 | 22 |
| K••••••• G••••• I••••••••• L•• CRD 168625 | Tampa, FL | asset manager | $10B | 0.0% | 0 | n/a | 0 | 3 |
| H••• R•••• C•••••• M••••••••• L•• CRD 166089 | Palm Beach Gardens, FL | other | $9.5B | 0.1% | 10 | $945M | 3 | 2 |
| C•••••• C••••• A•••••••• L•• CRD 311663 | West Palm Beach, FL | asset manager | $9.3B | 0.0% | 0 | n/a | 3 | 12 |
| D••••••• C•••••• M••••••••• L• CRD 160791 | Fort Lauderdale, FL | other | $9.0B | 0.0% | 0 | n/a | 3 | 20 |
| J• W• C••• A•••••••• I••• CRD 112294 | Tampa, FL | BD affiliated | $8.2B | 96% | 494 | $16.7M | 278 | 0 |
The rest of the firm names are hidden. Create a free account and they fill in. No card, and every figure, date and source on this page is public either way.
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1,081 advisers match.