DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Firms
SEC-registered investment advisers
One row per CRD, from the adviser’s latest Form ADV. The class is a rule over Item 5.D (where the RAUM sits) and Item 7.A (related broker-dealer or bank); the wirehouses and national broker-dealers are a short curated list. Advisors is the count of representatives IAPD registers through the firm today, which is not the same as the firm’s own Item 5.B answer.
| Firm | HQ | Class | RAUM | Private clients | Advisors | RAUM / advisor | Offices | Private funds |
|---|---|---|---|---|---|---|---|---|
| Prime Buchholz LLC CRD 106455 | Portsmouth, NH | other | $14B | 19% | 6 | $2.3B | 2 | 0 |
| Impax Asset Management LLC CRD 114335 | Portsmouth, NH | asset manager | $8.9B | 0.0% | 1 | $8.9B | 1 | 0 |
| Global Forest Partners LP CRD 127064 | Lebanon, NH | asset manager | $3.5B | 0.0% | 0 | n/a | 0 | 17 |
| M••••• C•••••• M••••••••• C••••••• L• CRD 160066 | Portsmouth, NH | asset manager | $2.3B | 0.0% | 0 | n/a | 0 | 2 |
| T•• H••••• G••••• I••• CRD 105637 | Bedford, NH | independent RIA | $2.0B | 99% | 9 | $222M | 0 | 0 |
| W•••••••• A•••• M••••••••• I••• CRD 116176 | Portsmouth, NH | mixed wealth | $2.0B | 44% | 16 | $124M | 2 | 1 |
| T••• C•••• R•••••••• L•• CRD 330698 | Portsmouth, NH | independent RIA | $1.9B | 100% | 2 | $926M | 0 | 0 |
| D•••• W•••••• A••••••••• I••• CRD 106664 | Portsmouth, NH | independent RIA | $1.3B | 81% | 5 | $266M | 0 | 0 |
| A••• W•••••• L•• CRD 174765 | Portsmouth, NH | independent RIA | $1.3B | 89% | 12 | $106M | 5 | 0 |
| C••••••••• R••••••• P•••••••• L•• CRD 160706 | Exeter, NH | asset manager | $822M | 0.0% | 0 | n/a | 2 | 3 |
| E••••••• I••••••••• A••••••• I•• CRD 106380 | Manchester, NH | independent RIA | $814M | 75% | 8 | $102M | 1 | 0 |
| C•• W••••• M••••••••• L•• CRD 150138 | Portsmouth, NH | independent RIA | $813M | 96% | 7 | $116M | 2 | 0 |
| T•• L••• T••••• C•••••• L•• CRD 171953 | Hanover, NH | asset manager | $774M | 0.0% | 0 | n/a | 0 | 0 |
| S••••• W••••• G•••• L•• CRD 282205 | Exeter, NH | independent RIA | $762M | 98% | 7 | $109M | 1 | 0 |
| C•••••• I••••••••• CRD 105729 | Concord, NH | independent RIA | $736M | 73% | 8 | $91.9M | 0 | 0 |
| N•••• F••••••••• L•• CRD 128868 | Portsmouth, NH | independent RIA | $688M | 98% | 6 | $115M | 3 | 0 |
| A••••••• I••••••••• G••••• L•• CRD 117191 | Exeter, NH | independent RIA | $595M | 94% | 4 | $149M | 8 | 0 |
| M•••••••• F•••••••• P•••••••• L•• CRD 283439 | Bedford, NH | independent RIA | $590M | 100% | 12 | $49.2M | 4 | 0 |
| M•••••• W••••• M••••••••• CRD 174907 | Hanover, NH | independent RIA | $568M | 81% | 11 | $51.6M | 2 | 0 |
| W•••••••• I••••••••• C••••••••• I••• CRD 107732 | Concord, NH | independent RIA | $545M | 99% | 3 | $182M | 0 | 0 |
| B••••• W••••• M••••••••• L•• CRD 169894 | Bedford, NH | independent RIA | $533M | 100% | 4 | $133M | 0 | 0 |
| M••••••• W••••• P•••••• C••••• G••••• L•• CRD 170442 | Portsmouth, NH | independent RIA | $528M | 94% | 10 | $52.8M | 2 | 0 |
| E•••••••• P•••••••• L•• CRD 106651 | Portsmouth, NH | independent RIA | $524M | 100% | 3 | $175M | 1 | 0 |
| H••••• A••••••• C••••••••• CRD 105151 | Portsmouth, NH | independent RIA | $481M | 99% | 3 | $160M | 0 | 0 |
| B••• CRD 105666 | Bedford, NH | independent RIA | $466M | 63% | 5 | $93.1M | 0 | 0 |
| I••••••••• F•••••••• A•••••••• L•• CRD 156305 | Franklin, NH | independent RIA | $464M | 88% | 8 | $58.0M | 7 | 0 |
| A•••••• W••••• M••••••••• L•• CRD 284925 | Manchester, NH | independent RIA | $446M | 98% | 10 | $44.6M | 1 | 0 |
| L•••••• • K••••••• L•• CRD 117196 | Hollis, NH | independent RIA | $444M | 95% | 3 | $148M | 0 | 0 |
| N•••••••• P••••••• A••••••••• I••• CRD 131406 | Bedford, NH | independent RIA | $414M | 100% | 73 | $5.7M | 35 | 0 |
| G•••• S••••• F••••••••• L•• CRD 107703 | Peterborough, NH | independent RIA | $413M | 100% | 2 | $207M | 0 | 0 |
| C•••••••• F•••••••• M••••••••• C•••• CRD 13348 | Manchester, NH | independent RIA | $412M | 93% | 6 | $68.6M | 0 | 0 |
| S•••••• F•••••••• A••••••• CRD 116564 | Bedford, NH | independent RIA | $403M | 98% | 6 | $67.2M | 0 | 0 |
| C••••••••• F•••••••• P•••••••• L•• CRD 129656 | Portsmouth, NH | independent RIA | $401M | 100% | 7 | $57.2M | 1 | 0 |
| T•••• B••••••• F•••••••• A•••••••• I••• CRD 283926 | Hampton, NH | independent RIA | $351M | 58% | 2 | $175M | 0 | 0 |
| A••••••• F••••• O•••••• L•• CRD 323016 | Bedford, NH | independent RIA | $315M | 97% | 5 | $63.1M | 7 | 0 |
| B•••• A••••••• L•• CRD 154387 | Walpole, NH | asset manager | $307M | 0.0% | 0 | n/a | 0 | 0 |
| M••••• C•••••• G•••• CRD 342252 | Rye, NH | independent RIA | $306M | 100% | 3 | $102M | 3 | 0 |
| A••••••• T•••• I••••••••• A•••••••• L•• CRD 114439 | Lebanon, NH | mixed wealth | $303M | 33% | 2 | $152M | 0 | 0 |
| T•• F•••••• F•••••••• G••••• I••• CRD 116823 | Laconia, NH | independent RIA | $284M | 97% | 7 | $40.6M | 0 | 0 |
| N•••••••• F•••••••• P•••••••• L•• CRD 117205 | Windham, NH | independent RIA | $276M | 99% | 5 | $55.2M | 0 | 0 |
| B•••••••• W••••• M••••••••• L•• CRD 137959 | Keene, NH | independent RIA | $273M | 100% | 2 | $136M | 0 | 0 |
| A•••• F•••••••• S•••••••• I••• CRD 321271 | Concord, NH | other | $269M | 14% | 4 | $67.3M | 2 | 0 |
| B•••• F•••••••• G•••• CRD 332057 | Keene, NH | independent RIA | $265M | 100% | 2 | $132M | 0 | 0 |
| B•••••• F•••••••• A••••••• L•• CRD 288927 | Hanover, NH | independent RIA | $260M | 100% | 2 | $130M | 0 | 0 |
| C•••• I••••••••• A•••••••• L•• CRD 168595 | Bedford, NH | independent RIA | $259M | 97% | 3 | $86.4M | 4 | 1 |
| R•••••• F••••• L•• CRD 286581 | Bedford, NH | independent RIA | $253M | 98% | 4 | $63.2M | 0 | 0 |
| B••••••• A••••••• CRD 164642 | Exeter, NH | independent RIA | $247M | 76% | 4 | $61.8M | 2 | 0 |
| L••••• I••••••••• M••••••••• L•• CRD 113641 | West Lebanon, NH | independent RIA | $232M | 95% | 4 | $58.0M | 0 | 0 |
| V••••• F•••••••• S••••••• L•• CRD 154154 | Concord, NH | independent RIA | $226M | 100% | 2 | $113M | 1 | 0 |
| H•••• I••••••••• M••••••••• S•••••••• L•• CRD 117097 | New London, NH | independent RIA | $222M | 95% | 4 | $55.4M | 0 | 0 |
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77 advisers match.