DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Primerica Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| William Boyd Miller | Primerica Advisors national BD | Simplicity Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2023 | Jul 3, 2023 (61 d) |
| Richard Alan Fogal | Primerica Advisors national BD | Lombard Advisers Incorporated independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 6, 2023 | Apr 5, 2023 |
| Brian K. Jones | Primerica Advisors national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 5, 2023 | Apr 5, 2023 |
| David Alan Suderman | Primerica Advisors national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 29, 2023 | Mar 21, 2023 |
| William Grant Spencer | Primerica Advisors national BD | Edward Jones national BD | Affiliated broker-dealer or bank to another | Mar 17, 2023 | Apr 3, 2023 |
| Ivan Mitchell Gutierrez | Primerica Advisors national BD | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2023 | Oct 21, 2024 (586 d) |
| Roger Ciriello | Primerica Advisors national BD | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2023 | May 8, 2025 (807 d) |
| Richard Macciola | Primerica Advisors national BD | Aspen Creek Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 15, 2023 | Feb 22, 2023 |
| Justin Y Gerow | Primerica Advisors national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2023 | Feb 15, 2023 |
| Sal Stanzione Jr | Primerica Advisors national BD | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 27, 2023 | Aug 16, 2023 (201 d) |
| Gopinath P Chandra | Primerica Advisors national BD | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 5, 2023 | Feb 13, 2023 (39 d) |
| Raymond Hartford | Primerica Advisors national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2022 | Jan 19, 2023 (34 d) |
| Nancy Jean Hartford | Primerica Advisors national BD | Pruco Securities, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2022 | Jun 8, 2023 (174 d) |
| Ivanhoe Juan Samuels | Primerica Advisors national BD | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 8, 2022 | Dec 8, 2022 |
| Kelly Marie Hansen | Primerica Advisors national BD | Legacy Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 1, 2022 | Dec 1, 2023 (365 d) |
| Casey Malloy | Primerica Advisors national BD | Midwest Heritage Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 17, 2022 | Nov 16, 2022 |
| Sigrid Baysa Smith | Primerica Advisors national BD | U.S. Bancorp Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 10, 2022 | Nov 9, 2022 |
| Travis Paull | Primerica Advisors national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 8, 2022 | Nov 4, 2022 |
| Noah Gauthier | Primerica Advisors national BD | Peak Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 3, 2022 | Nov 2, 2022 |
| Ronald Kobrya | Primerica Advisors national BD | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Nov 2, 2022 | Nov 15, 2022 |
| Reed Mells | Primerica Advisors national BD | Portfolio Medics, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 2, 2022 | Mar 28, 2023 (146 d) |
| Jamel Evan Wright | Primerica Advisors national BD | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 1, 2022 | Apr 12, 2023 (162 d) |
| Natalie Elizabeth Allard-Arell | Primerica Advisors national BD | Brookstone Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2022 | Oct 26, 2022 |
| Joseph Osborne | Primerica Advisors national BD | Terra Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 19, 2022 | Oct 20, 2022 |
| Ryan Biesinger Wall | Primerica Advisors national BD | Terra Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2022 | Oct 11, 2022 |
| Brian Robert Eckert | Primerica Advisors national BD | Terra Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 13, 2022 | Oct 17, 2022 |
| Marcus Joel White | Primerica Advisors national BD | Terra Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 3, 2022 | Sep 30, 2022 |
| Krystle M Young | Primerica Advisors national BD | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 29, 2022 | Oct 11, 2022 |
| Timothy Andrew Thompson | Primerica Advisors national BD | Terra Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 23, 2022 | Sep 16, 2022 |
| Jack Louis Knetter | Primerica Advisors national BD | Terra Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 23, 2022 | Sep 22, 2022 |
| Paul Richard Debuhr | Primerica Advisors national BD | Terra Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 23, 2022 | Sep 21, 2022 |
| Janelle Johnson Thompson | Primerica Advisors national BD | Terra Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 23, 2022 | Sep 16, 2022 |
| Taylor Jesse Thompson | Primerica Advisors national BD | Terra Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 23, 2022 | Oct 7, 2022 |
| Ana Maria Rebora De Luchau | Primerica Advisors national BD | Activa Capital unclassified | Other | Sep 21, 2022 | Oct 18, 2022 |
| Karen L Dins | Primerica Advisors national BD | Terra Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 20, 2022 | Sep 19, 2022 |
| Larry Alexander Celaya | Primerica Advisors national BD | Terra Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 19, 2022 | Sep 28, 2022 |
| Korey John Doucette | Primerica Advisors national BD | Terra Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 19, 2022 | Sep 23, 2022 |
| Klaine Michael Doucette | Primerica Advisors national BD | Terra Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2022 | Aug 10, 2023 (325 d) |
| William Lynn Hartfield | Primerica Advisors national BD | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2022 | Sep 20, 2022 |
| Dillon Reza Kazemi | Primerica Advisors national BD | Terra Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 19, 2022 | Sep 30, 2022 |
| Jimmy Peters | Primerica Advisors national BD | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Sep 14, 2022 | Sep 13, 2022 |
| Aaron Ray Fisher | Primerica Advisors national BD | Terra Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 13, 2022 | Sep 9, 2022 |
| Richard Wilkinson | Primerica Advisors national BD | Terra Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 13, 2022 | Sep 12, 2022 |
| Michelle Wilkinson | Primerica Advisors national BD | Terra Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 13, 2022 | Sep 14, 2022 |
| James Morgan Shaffer | Primerica Advisors national BD | Terra Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 13, 2022 | Sep 9, 2022 |
| Justin Lee Pierce | Primerica Advisors national BD | Terra Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 13, 2022 | Sep 9, 2022 |
| William Mitchell Zerillo | Primerica Advisors national BD | Terra Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Sep 13, 2022 | Sep 9, 2022 |
| James Gerard Stanton | Primerica Advisors national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Sep 9, 2022 | Sep 23, 2022 |
| Leonard Stanley Bodnar | Primerica Advisors national BD | Tucker Asset Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 31, 2022 | Sep 1, 2022 |
| Benjamin Hunter Lott | Primerica Advisors national BD | Simpli-Fi Alpha LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Aug 23, 2022 | Dec 6, 2024 (836 d) |
| Joseph Carmine Picarello | Primerica Advisors national BD | Blackrock Investment Management, LLC other | Other | Aug 19, 2022 | Apr 17, 2023 (241 d) |
| Gregory Kent Diamond | Primerica Advisors national BD | Terra Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 12, 2022 | Aug 12, 2022 |
| William Carlisle Bone | Primerica Advisors national BD | Terra Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 8, 2022 | Aug 26, 2022 |
| Gregory Scott Jackson | Primerica Advisors national BD | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2022 | Aug 1, 2022 |
| Michael Effron | Primerica Advisors national BD | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 3, 2022 | Feb 4, 2026 (1281 d) |
| Georgina Cross | Primerica Advisors national BD | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 26, 2022 | Jul 25, 2022 |
| Wendeline Dill | Primerica Advisors national BD | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 19, 2022 | Jan 20, 2023 (185 d) |
| James Raymond Murphy | Primerica Advisors national BD | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 19, 2022 | Aug 1, 2022 |
| Michael Robert Appel | Primerica Advisors national BD | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 15, 2022 | Jul 18, 2022 |
| William Jason Ogles | Primerica Advisors national BD | Terra Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jun 16, 2022 | Jul 26, 2022 (40 d) |
388 moves match.