DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from MML Investors Services, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Keith Erik Heslin | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 15, 2026 | Jun 16, 2026 |
| Mitchell Tetreault | MML Investors Services, LLC BD affiliated | Columbia Management Investment Advisers, LLC asset manager | Other | Jun 12, 2026 | Jul 13, 2026 (31 d) |
| Aryeh Dov Rogoff | MML Investors Services, LLC BD affiliated | Baron Financial Group LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 12, 2026 | Jul 8, 2026 |
| Caleb Blake Graham | MML Investors Services, LLC BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2026 | Jun 22, 2026 |
| Andrew Alexander Davainis | MML Investors Services, LLC BD affiliated | Breen Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2026 | Jul 8, 2026 |
| Nathaniel John Morrissey | MML Investors Services, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jun 10, 2026 | Jul 28, 2026 (48 d) |
| Bassem Samir Moez | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2026 | Jun 3, 2026 |
| James E Darden | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 9, 2026 | Jun 3, 2026 |
| Mohamad A Hanif | MML Investors Services, LLC BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jun 9, 2026 | Jun 26, 2026 |
| Robert Frank Grisanti | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2026 | Jun 1, 2026 |
| Truman Graves Blocker | MML Investors Services, LLC BD affiliated | Spectrum Strategies, L.L.C. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 5, 2026 | Jan 2, 2001 |
| Jonathan Douglas Bomar | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2026 | Jun 3, 2026 |
| Weston Poulos | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2026 | Jun 3, 2026 |
| Stephen Michael Luna | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2026 | Jun 3, 2026 |
| Michael Anthony Rogero | MML Investors Services, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 5, 2026 | Jun 23, 2026 |
| Jaime Galvan | MML Investors Services, LLC BD affiliated | Spectrum Strategies, L.L.C. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 4, 2026 | Jan 1, 2000 |
| William Richard Geiler | MML Investors Services, LLC BD affiliated | Spectrum Strategies, L.L.C. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 4, 2026 | Jul 20, 2004 |
| Jeffrey Dale Cummins | MML Investors Services, LLC BD affiliated | Spectrum Strategies, L.L.C. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 4, 2026 | Mar 28, 2002 |
| Fidelma Farinas-Cobas | MML Investors Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2026 | Jun 2, 2026 |
| Randy Glynn Black | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2026 | Jun 3, 2026 |
| Landon James Vaughan | MML Investors Services, LLC BD affiliated | Spectrum Strategies, L.L.C. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jun 4, 2026 | May 12, 2020 |
| Matthew Jared Galvan | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2026 | Jun 3, 2026 |
| Jenny Ngun Chin Sang | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2026 | Jun 3, 2026 |
| Aiden Scott Murphy | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 4, 2026 | Jun 3, 2026 |
| Michelle Lynn Moyer | MML Investors Services, LLC BD affiliated | Strong Retirement Solutions independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 3, 2026 | Jul 31, 2026 (58 d) |
| Christopher Cerniglia | MML Investors Services, LLC BD affiliated | Stifel, Nicolaus & Company, Incorporated national BD | Affiliated broker-dealer or bank to another | Jun 3, 2026 | Aug 11, 2026 (69 d) |
| David Anthony Stowers | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 2, 2026 | Jun 2, 2026 |
| Vincent Angelo Digeronimo | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2026 | Jun 15, 2026 |
| Dean Ranlof | MML Investors Services, LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 27, 2026 | Jun 9, 2026 |
| Anthony Joseph Ferlito | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2026 | Jun 11, 2026 |
| Hideki Martin Morales | MML Investors Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 18, 2026 | Aug 12, 2026 (86 d) |
| David Scott Goodman | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | May 11, 2026 |
| Kellen Larsen | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2026 | Jun 1, 2026 |
| Daniel Scott Jones | MML Investors Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 13, 2026 | Jun 1, 2026 |
| Frank William Marra | MML Investors Services, LLC BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2026 | May 7, 2026 |
| Erica Lihong Pu | MML Investors Services, LLC BD affiliated | Hsbc Securities (USA) Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 8, 2026 | May 14, 2026 |
| Kyle Michael Gambert | MML Investors Services, LLC BD affiliated | Fisher Investments independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2026 | Jun 11, 2026 (36 d) |
| Tatum Isabella Arther | MML Investors Services, LLC BD affiliated | Oak Harvest Investment Services independent RIA | Affiliated broker-dealer or bank to independent RIA | May 6, 2026 | Sep 1, 2026 (118 d) |
| Dawson Schwengler | MML Investors Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 4, 2026 | Jun 8, 2026 (35 d) |
| Jacob Newhard Saxton | MML Investors Services, LLC BD affiliated | Advisors Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 30, 2026 | Apr 27, 2026 |
| Christian Edward Bontrager | MML Investors Services, LLC BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 30, 2026 | Apr 27, 2026 |
| Reese Philip Boehme | MML Investors Services, LLC BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 30, 2026 | May 28, 2026 |
| Scott Vander Veen | MML Investors Services, LLC BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2026 | Aug 11, 2026 (106 d) |
| Nicholas John Malone | MML Investors Services, LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 24, 2026 | Jun 5, 2026 (42 d) |
| Gabriel Bustamante | MML Investors Services, LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 23, 2026 | Apr 22, 2026 |
| Mikelyn Marie Granato | MML Investors Services, LLC BD affiliated | Willis Johnson Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2026 | Jun 4, 2026 (43 d) |
| Benjamin Arda Doty | MML Investors Services, LLC BD affiliated | Cravens & Company Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 17, 2026 | May 20, 2026 (33 d) |
| Kayla Rose Kalisa | MML Investors Services, LLC BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | May 4, 2026 |
| Baylis Jadamec | MML Investors Services, LLC BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2026 | Jun 10, 2026 (56 d) |
| Ka Dedrick Richardson | MML Investors Services, LLC BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 15, 2026 | Jun 22, 2026 (68 d) |
| Bethany Brown | MML Investors Services, LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Apr 14, 2026 | Apr 20, 2026 |
| Luke Shourds | MML Investors Services, LLC BD affiliated | Wealth Enhancement Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2026 | Apr 28, 2026 |
| Walker Gilbert | MML Investors Services, LLC BD affiliated | Shelter Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2026 | Apr 1, 2026 |
| Chase L Dobler | MML Investors Services, LLC BD affiliated | Global View Capital Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 31, 2026 | Apr 27, 2026 |
| Tyler Banyasz | MML Investors Services, LLC BD affiliated | Fifth Third Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 30, 2026 | Apr 7, 2026 |
| Evan Kirsch | MML Investors Services, LLC BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 27, 2026 | Feb 27, 2026 |
| Andrew Thomas Greenawalt | MML Investors Services, LLC BD affiliated | Sowell Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 25, 2026 | Mar 27, 2026 |
| Christopher Phillips | MML Investors Services, LLC BD affiliated | Frontstage Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 25, 2026 | Mar 30, 2026 |
| Michael Cangialosi | MML Investors Services, LLC BD affiliated | Pgim Investments LLC asset manager | Other | Mar 25, 2026 | May 14, 2026 (50 d) |
| Erik Ramnauth | MML Investors Services, LLC BD affiliated | Usaa Investment Services Company no RAUM | Other | Mar 24, 2026 | May 5, 2026 (42 d) |
4,445 moves match.