DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Avantax Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Matthew E MillerAvantax Advisory Services BD affiliatedEmpire Advisors Wealth Management LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserFeb 1, 2023Feb 1, 2023
Bernard Kankam MensahAvantax Advisory Services BD affiliatedPruco Securities, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 24, 2023Jan 20, 2023
Eric Alan SandsAvantax Advisory Services BD affiliatedImpact Partnership Wealth, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 17, 2023Feb 1, 2023
Adam Reid DowlenAvantax Advisory Services BD affiliatedHbw Advisory Services LLC independent RIAAffiliated broker-dealer or bank to independent RIAJan 10, 2023Jan 3, 2023
Steven Edward ClemAvantax Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 21, 2022Dec 20, 2022
Christopher Eugene DiniAvantax Advisory Services BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 21, 2022Dec 22, 2022
Anish S RathodAvantax Advisory Services BD affiliatedAssetguard Financial Services Inc state registeredAffiliated broker-dealer or bank to a state-registered adviserDec 19, 2022Sep 7, 2023 (262 d)
Russell P ZamlootAvantax Advisory Services BD affiliatedPrivate Advisor Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 19, 2022Jan 23, 2024 (400 d)
Joseph Michael MadduxAvantax Advisory Services BD affiliatedCooper Norman Wealth, LLC state registeredAffiliated broker-dealer or bank to a state-registered adviserDec 16, 2022Nov 24, 2025 (1074 d)
Claudia Guadalupe Pineda PadillaAvantax Advisory Services BD affiliatedPrimerica Advisors national BDAffiliated broker-dealer or bank to anotherDec 15, 2022Mar 23, 2023 (98 d)
Sabina Li PanAvantax Advisory Services BD affiliatedFinancial Gravity Family Office Services, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 14, 2022Jan 11, 2024 (393 d)
Matthew K CarrierAvantax Advisory Services BD affiliatedBrookstone Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIADec 8, 2022Dec 5, 2022
Frank R AbiganaAvantax Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherDec 7, 2022Dec 2, 2022
Darrah La Vonne LayAvantax Advisory Services BD affiliatedAvantax Planning Partners, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 5, 2022Feb 20, 2024 (442 d)
Jennifer KimAvantax Advisory Services BD affiliatedEquitable Advisors, LLC national BDAffiliated broker-dealer or bank to anotherDec 2, 2022Jan 1, 2025 (761 d)
Sue H PatrickAvantax Advisory Services BD affiliatedTrustmont Advisory Group, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 30, 2022Dec 2, 2022
Robert Owen JohnsonAvantax Advisory Services BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 21, 2022Nov 16, 2022
Denise Gail AdahAvantax Advisory Services BD affiliatedCuso Financial Services, L.P. BD affiliatedAffiliated broker-dealer or bank to anotherNov 15, 2022Nov 23, 2022
Alexander J PlochAvantax Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 11, 2022Nov 2, 2022
Jeffrey Scott MccorkendaleAvantax Advisory Services BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 8, 2022Nov 8, 2022
Stephanie Lynn BussanAvantax Advisory Services BD affiliatedCreative Planning independent RIAAffiliated broker-dealer or bank to independent RIANov 8, 2022Nov 8, 2022
Dennis George ScharfAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherNov 3, 2022Jul 7, 2025 (977 d)
Leah Christine HeidlerAvantax Advisory Services BD affiliatedAvantax Planning Partners, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 25, 2022Oct 28, 2022
Julie Ann HeathAvantax Advisory Services BD affiliatedGwn Securities Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 20, 2022Oct 18, 2022
James A. StoneAvantax Advisory Services BD affiliatedRaymond James & Associates, Inc. national BDAffiliated broker-dealer or bank to anotherOct 18, 2022May 12, 2023 (206 d)
Jonathan David SwerdloffAvantax Advisory Services BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIAOct 12, 2022Oct 11, 2022
Michael David SchlitterAvantax Advisory Services BD affiliatedAvantax Planning Partners, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAOct 12, 2022Oct 12, 2022
Dylan Timothy BrennanAvantax Advisory Services BD affiliatedNwf Advisory Services Inc independent RIAAffiliated broker-dealer or bank to independent RIAOct 10, 2022Oct 2, 2022
Aaron Luke WatsonAvantax Advisory Services BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 7, 2022Sep 30, 2022
Luke WatsonAvantax Advisory Services BD affiliatedCambridge Investment Research Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 7, 2022Sep 30, 2022
Darek KoledaAvantax Advisory Services BD affiliatedPine Valley Investments independent RIAAffiliated broker-dealer or bank to independent RIASep 23, 2022Nov 10, 2022 (48 d)
Thomas George AndersonAvantax Advisory Services BD affiliatedValmark Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 20, 2022Sep 12, 2022
David Christopher HeineAvantax Advisory Services BD affiliatedValmark Advisers, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 20, 2022Sep 12, 2022
Johnathon JamesAvantax Advisory Services BD affiliatedPnc Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherSep 14, 2022Oct 13, 2022
Luke Alfred HoffmanAvantax Advisory Services BD affiliatedStifel, Nicolaus & Company, Incorporated national BDAffiliated broker-dealer or bank to anotherSep 14, 2022Sep 12, 2022
Michael SnyderAvantax Advisory Services BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherSep 14, 2022Oct 21, 2022 (37 d)
Thomas Kevin BowmanAvantax Advisory Services BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherSep 12, 2022Sep 6, 2022
Bradley Alan HogeAvantax Advisory Services BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 12, 2022Sep 6, 2022
Mark Henry HogeAvantax Advisory Services BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 12, 2022Sep 6, 2022
Scott Joseph SteinemanAvantax Advisory Services BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 12, 2022Sep 6, 2022
Sarah Lynn StammenAvantax Advisory Services BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 12, 2022Sep 6, 2022
Kevin Andrew SchlarmanAvantax Advisory Services BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 12, 2022Sep 6, 2022
Gail Lynn KnopAvantax Advisory Services BD affiliatedPrimerica Advisors national BDAffiliated broker-dealer or bank to anotherSep 7, 2022Dec 20, 2022 (104 d)
Thomas F LandersAvantax Advisory Services BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherSep 7, 2022Sep 7, 2022
Whitney Dawn GumAvantax Advisory Services BD affiliatedUnited Planners' Financial Services Of America A Limited Partner independent RIAAffiliated broker-dealer or bank to independent RIASep 2, 2022Nov 18, 2020
Jaime Ernesto GarciaAvantax Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 1, 2022Aug 24, 2022
Robert Wayne CareyAvantax Advisory Services BD affiliatedAvantax Planning Partners, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherSep 1, 2022Apr 1, 2026 (1308 d)
Kevin William OlsonAvantax Advisory Services BD affiliatedPnc Wealth Management BD affiliatedAffiliated broker-dealer or bank to anotherAug 26, 2022Aug 26, 2022
Jon Dodson HarrisAvantax Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 25, 2022Aug 22, 2022
Timothy Bryan ReidAvantax Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 25, 2022Aug 22, 2022
Lenny Garnett LetcherAvantax Advisory Services BD affiliatedPackerland Brokerage Services, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 19, 2022Aug 15, 2022
Richard Walter MoonAvantax Advisory Services BD affiliatedCetera Investment Advisers LLC BD affiliatedAffiliated broker-dealer or bank to anotherAug 19, 2022Aug 16, 2022
David HutchinsAvantax Advisory Services BD affiliatedMariner BD affiliatedAffiliated broker-dealer or bank to anotherAug 19, 2022Mar 27, 2023 (220 d)
Jerome JonesAvantax Advisory Services BD affiliatedFidelity Personal And Workplace Advisors BD affiliatedAffiliated broker-dealer or bank to anotherAug 12, 2022Oct 12, 2022 (61 d)
Kevin Durrelle HaggardAvantax Advisory Services BD affiliatedWells Fargo Advisors wirehouseAffiliated broker-dealer or bank to wirehouseAug 10, 2022Oct 4, 2022 (55 d)
Aliina Marie Anton-ErikAvantax Advisory Services BD affiliatedAvantax Planning Partners, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 10, 2022Jul 29, 2022
Brian HarrisAvantax Advisory Services BD affiliatedStrada Financial Group LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 8, 2022Aug 9, 2022
Steven Neal BlantonAvantax Advisory Services BD affiliatedLPL Financial LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 29, 2022Nov 14, 2025 (1204 d)
David Glenn WeaverAvantax Advisory Services BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJul 26, 2022Jul 15, 2022
Megan Jean WallAvantax Advisory Services BD affiliatedAmeriprise Financial Services, LLC national BDAffiliated broker-dealer or bank to anotherJul 26, 2022Jul 15, 2022
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1,143 moves match.