DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Pgim Investments LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Ken David TerranovaPgim Investments LLC otherWells Fargo Advisors wirehouseOtherJan 24, 2008Apr 22, 2019 (4106 d)
Chad Allen MetzgerPgim Investments LLC otherAst Investment Services, Inc. otherOtherDec 31, 2007Feb 6, 2008 (37 d)
Jeffery GardnerPgim Investments LLC otherNationwide Investment Advisors, LLC otherOtherNov 6, 2007Nov 6, 2009 (731 d)
Mark Joseph MurphyPgim Investments LLC otherAmg Distributors, Inc. unclassifiedOtherOct 3, 2007Oct 18, 2007
Richard Michael SchultzPgim Investments LLC otherBlackrock Fund Advisors otherOtherAug 10, 2007Aug 20, 2007
Christopher Michael GlassPgim Investments LLC otherZacks Investment Management, Inc. otherOtherMay 7, 2007Apr 27, 2009 (721 d)
Scott Brandon DooleyPgim Investments LLC otherAdvisors Asset Management, Inc. otherOtherFeb 15, 2007Mar 22, 2006
Krista PiccoPgim Investments LLC otherWells Fargo Advisors wirehouseOtherSep 21, 2006Jan 6, 2009 (838 d)
Manesha LakhianiPgim Investments LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 18, 2006Oct 24, 2006 (67 d)
Rocco Joseph FiordelisiPgim Investments LLC otherWells Fargo Advisors wirehouseOtherMay 22, 2006Aug 4, 2010 (1535 d)
Brett Michael FrumPgim Investments LLC otherBny Mellon Securities Corporation otherOtherMay 9, 2006Apr 16, 2007 (342 d)
Michael Joseph SteelmanPgim Investments LLC otherBofa Advisors, LLC otherOtherMay 5, 2006May 5, 2006
Darren Brett MarcusPgim Investments LLC otherMorgan Stanley wirehouseOtherMar 14, 2006Jan 14, 2016 (3593 d)
Michael William MclaughlinPgim Investments LLC otherWells Fargo Advisors wirehouseOtherNov 30, 2005Feb 11, 2013 (2630 d)
Andre William DuboisPgim Investments LLC otherFisher Investments otherOtherOct 14, 2005Jun 29, 2006 (258 d)
David Jay WeismanPgim Investments LLC otherCharles Schwab & Co., Inc. national BDOtherOct 13, 2005Jan 25, 2006 (104 d)
John Bradley ChambersPgim Investments LLC otherFsc Securities Corporation otherOtherOct 13, 2005Jul 20, 2007 (645 d)
Robert NodarPgim Investments LLC otherMorgan Stanley wirehouseOtherOct 13, 2005Apr 27, 2019 (4944 d)
Ashok RajanPgim Investments LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 10, 2005Jun 9, 2006 (242 d)
Katie Gitlin WardPgim Investments LLC otherWells Fargo Advisors wirehouseOtherSep 23, 2005Sep 22, 2005
Daniel S LampePgim Investments LLC otherWells Fargo Advisors wirehouseOtherAug 12, 2005Aug 30, 2010 (1844 d)
Michael Anthony SalduttiPgim Investments LLC otherAst Investment Services, Inc. otherOtherJun 16, 2005Mar 24, 2006 (281 d)
Amy Alisia LawlerPgim Investments LLC otherNorthstar Wealth Partners LLC otherOtherJun 2, 2005Apr 15, 2015 (3604 d)
Randolph P DoerrPgim Investments LLC otherWells Fargo Advisors wirehouseOtherMay 2, 2005Jan 3, 2006 (246 d)
Philip Conger AdamsPgim Investments LLC otherMsi Financial Services, Inc. otherOtherApr 21, 2005Feb 1, 2006 (286 d)
Gaye Clarke LampertPgim Investments LLC otherOsaic Wealth, Inc. otherOtherFeb 17, 2005Feb 15, 2005
Steven MorganPgim Investments LLC otherWorld Advisory Services otherOtherDec 7, 2004Aug 11, 2010 (2073 d)
Keith Richard TelescaPgim Investments LLC otherCompass Efficient Model Portfolios, LLC otherOtherDec 3, 2004Jul 17, 2008 (1322 d)
Andrew Clifford MillerPgim Investments LLC otherWaddell & Reed otherOtherSep 14, 2004Oct 11, 2004
Marybeth CabellPgim Investments LLC otherWells Fargo Advisors wirehouseOtherAug 23, 2004Nov 8, 2004 (77 d)
Patricia Lynn BradyPgim Investments LLC otherMsi Financial Services, Inc. otherOtherMay 12, 2004Jan 12, 2006 (610 d)
Valerie RosalyPgim Investments LLC otherIfmg Securities, Inc. unclassifiedOtherMay 30, 2003Jan 2, 2008 (1678 d)
David Ellsworth PoseyPgim Investments LLC otherWells Fargo Advisors wirehouseOtherApr 14, 2003May 6, 2003
Elliott Ross MillerPgim Investments LLC otherNew York Life Investment Management LLC otherOtherMar 7, 2003Mar 10, 2003
Daniel LederPgim Investments LLC otherPruco Securities, LLC otherOtherJan 30, 2003Feb 10, 2003
Jeffrey Allen DunnPgim Investments LLC otherEagle Strategies LLC otherOtherJan 22, 2003Sep 1, 2009 (2414 d)
Herbert E WoodPgim Investments LLC otherEdward Jones national BDOtherApr 24, 2002Aug 26, 2005 (1220 d)
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97 moves match.