DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wealthspire Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Marianne C EscheWealthspire Advisors independent RIASimplicity Wealth Management state registeredRIA to a state-registered adviserJul 20, 2026Aug 11, 2026
Lilli SeidmanWealthspire Advisors independent RIADraper Asset Management, LLC independent RIARIA to RIAJun 12, 2026Jul 17, 2026 (35 d)
Ryan Charles MooreWealthspire Advisors independent RIAMercer Global Advisors Inc. independent RIARIA to RIANov 20, 2025Jan 14, 2026 (55 d)
Max Bowen KortegastWealthspire Advisors independent RIAHopwood Financial Services, Inc. independent RIARIA to RIAOct 17, 2025Jan 28, 2026 (103 d)
Rachel Kimberly CloreWealthspire Advisors independent RIACresset Asset Management, LLC independent RIARIA to RIAOct 14, 2025Dec 2, 2025 (49 d)
Emily Elizabeth PlattWealthspire Advisors independent RIARange Advisory, LLC independent RIARIA to RIASep 17, 2025Sep 23, 2025
Michael LawrenceWealthspire Advisors independent RIAWealth Enhancement Advisory Services, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 11, 2025Sep 17, 2025
Christopher Allan OwensWealthspire Advisors independent RIABlue Rock Financial Group independent RIARIA to RIAJun 24, 2025Jul 8, 2025
Alice LiWealthspire Advisors independent RIAModern Wealth Management, LLC independent RIARIA to RIAMar 18, 2025Jun 18, 2025 (92 d)
Mary J PriceWealthspire Advisors independent RIACjm Wealth Advisers, Ltd. independent RIARIA to RIAMar 3, 2025Dec 12, 2025 (284 d)
Samrat SinghWealthspire Advisors independent RIACorient independent RIARIA to RIAJan 8, 2025Feb 20, 2025 (43 d)
Alia Elizabeth WagenhofferWealthspire Advisors independent RIACerity Partners LLC independent RIARIA to RIAMar 28, 2024Apr 16, 2024
Andrew ArkWealthspire Advisors independent RIAComposition Wealth, LLC independent RIARIA to RIAMar 26, 2024Jan 2, 2026 (647 d)
Michael James TylerWealthspire Advisors independent RIAWfa Asset Management Corp independent RIARIA to RIAOct 2, 2023Oct 17, 2023
Jared Cohen CostiganWealthspire Advisors independent RIASlp Wealth no RAUMRIA to a newly registered adviserAug 21, 2023Dec 8, 2023 (109 d)
Maximilian Campion RuschWealthspire Advisors independent RIATranscend Advisor Group, LLC independent RIARIA to RIAJun 13, 2023Jan 2, 2025 (569 d)
Emily Louise DarosaWealthspire Advisors independent RIASeven Mile Advisory LLC no RAUMRIA to a newly registered adviserMay 4, 2023Apr 17, 2023
Lauren Paige MartinWealthspire Advisors independent RIALnw independent RIARIA to RIAFeb 1, 2022Feb 3, 2022
John Ryan SwikartWealthspire Advisors independent RIACfs Investment Advisory Services LLC independent RIARIA to RIAAug 23, 2021Jun 13, 2022 (294 d)
Sandeep BrionWealthspire Advisors independent RIACreative Planning independent RIARIA to RIAMay 7, 2021Sep 5, 2023 (851 d)
Kelly Lynn BaumbachWealthspire Advisors independent RIABaker Tilly Wealth Management, LLC mixed wealthRIA to RIAJan 26, 2021Jul 22, 2021 (177 d)
Sami SharifWealthspire Advisors otherKlingman And Associates, LLC independent RIAOtherFeb 15, 2018Jun 1, 2021 (1202 d)
Kevin Joseph NolanWealthspire Advisors otherEssex Financial Services, Inc. otherOtherMar 24, 2014Apr 21, 2014
Emily Susan BoothroydWealthspire Advisors otherDelessert Financial Services Inc otherOtherOct 8, 2012May 8, 2012
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24 moves match.