DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Avantax Planning Partners, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Joseph KobesAvantax Planning Partners, Inc. independent RIABeacon Capital Management, Inc. independent RIARIA to RIANov 30, 2022Jan 6, 2023 (37 d)
Stephanie Lynn BussanAvantax Planning Partners, Inc. independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankNov 8, 2022Mar 22, 2021
David S PummelAvantax Planning Partners, Inc. independent RIAMariner Wealth no RAUMOtherJul 7, 2022Aug 23, 2022 (47 d)
James Michael MilfordAvantax Planning Partners, Inc. independent RIAWipfli Financial Advisors, LLC independent RIARIA to RIAMar 1, 2022Mar 17, 2022
Elizabeth Anne GolwayAvantax Planning Partners, Inc. independent RIAMariner Wealth no RAUMOtherDec 31, 2021Jun 13, 2022 (164 d)
Daniel Frank HutchinsAvantax Planning Partners, Inc. independent RIAMariner Wealth no RAUMOtherDec 22, 2021Feb 11, 2022 (51 d)
Robert Lyle JonesAvantax Planning Partners, Inc. independent RIAMariner Wealth no RAUMOtherDec 22, 2021Feb 17, 2023 (422 d)
Kyle LippoldAvantax Planning Partners, Inc. independent RIAEmpower Advisory Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 21, 2021Apr 12, 2022 (203 d)
Josie Marie BengfordAvantax Planning Partners, Inc. independent RIAAmeriprise Financial Services, LLC national BDRIA to affiliated broker-dealer or bankSep 10, 2021Oct 28, 2021 (48 d)
Ashley Marie MilotAvantax Planning Partners, Inc. independent RIAFoundations Investment Advisors LLC independent RIARIA to RIAMay 24, 2021Jun 15, 2021
Roderick Renard WashingtonAvantax Planning Partners, Inc. independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankMay 21, 2021Jul 23, 2021 (63 d)
Peter Joseph MoeschlerAvantax Planning Partners, Inc. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankFeb 15, 2021Feb 16, 2021
Timothy Allen WissingAvantax Planning Partners, Inc. independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2020Jan 5, 2021
Steven Kelly DugganAvantax Planning Partners, Inc. independent RIAMariner Wealth no RAUMOtherDec 1, 2020Nov 23, 2020
Dennis John MuyskensAvantax Planning Partners, Inc. independent RIAMariner Wealth no RAUMOtherDec 1, 2020Nov 23, 2020
Lisa Marie JohnsonAvantax Planning Partners, Inc. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankNov 24, 2020Nov 23, 2020
Deann Lynn MorganAvantax Planning Partners, Inc. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankNov 24, 2020Nov 9, 2020
Jared David BarkmeierAvantax Planning Partners, Inc. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankNov 24, 2020Nov 17, 2020
Robert Dewell AndersonAvantax Planning Partners, Inc. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankOct 16, 2020Sep 25, 2020
Douglas Merle LarsonAvantax Planning Partners, Inc. independent RIAConcourse Financial Group Advisors BD affiliatedRIA to affiliated broker-dealer or bankOct 7, 2020Sep 30, 2020
Cara Michelle MillerAvantax Planning Partners, Inc. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankSep 22, 2020Sep 8, 2020
Scott A. BrokkeAvantax Planning Partners, Inc. independent RIAMariner Wealth no RAUMOtherJun 30, 2020Aug 17, 2020 (48 d)
Aaron John FultonAvantax Planning Partners, Inc. independent RIAMariner BD affiliatedRIA to affiliated broker-dealer or bankMay 5, 2020May 5, 2020
Wayne Alvin ChristAvantax Planning Partners, Inc. independent RIACetera Investment Advisers LLC BD affiliatedRIA to affiliated broker-dealer or bankApr 3, 2020Feb 20, 2025 (1784 d)
Roy C LinesAvantax Planning Partners, Inc. independent RIAPlanmember Securities Corporation independent RIARIA to RIAJan 15, 2020Dec 23, 2020 (343 d)
John Andrew BlyAvantax Planning Partners, Inc. independent RIAAprio Wealth Management, LLC mixed wealthRIA to RIANov 1, 2019Nov 26, 2019
Thomas William SchleismanAvantax Planning Partners, Inc. independent RIAMariner Wealth no RAUMOtherJul 23, 2019Oct 8, 2019 (77 d)
Nicholas Louis GretemanAvantax Planning Partners, Inc. independent RIAGreteman Capital Management state registeredRIA to a state-registered adviserSep 12, 2018Sep 11, 2020 (730 d)
Kevin Richard StevensAvantax Planning Partners, Inc. independent RIAConcourse Financial Group Advisors BD affiliatedRIA to affiliated broker-dealer or bankAug 22, 2018Aug 29, 2018
Brent Travis FriehaufAvantax Planning Partners, Inc. otherMariner Wealth no RAUMOtherDec 13, 2017Feb 15, 2018 (64 d)
Robert Harold BergerAvantax Planning Partners, Inc. otherMariner Wealth no RAUMOtherNov 22, 2017Jan 19, 2018 (58 d)
Travis John SchmitzAvantax Planning Partners, Inc. otherMariner Wealth no RAUMOtherOct 24, 2017Jan 3, 2018 (71 d)
Daniel Jon DavisAvantax Planning Partners, Inc. otherMariner Wealth no RAUMOtherOct 24, 2017Jan 3, 2018 (71 d)
Scott D SorensonAvantax Planning Partners, Inc. otherMariner Wealth no RAUMOtherOct 24, 2017Jan 3, 2018 (71 d)
Ryan Michael LuetkenhausAvantax Planning Partners, Inc. otherMariner Wealth no RAUMOtherOct 24, 2017Jan 3, 2018 (71 d)
James Paul SiemonsmaAvantax Planning Partners, Inc. otherMariner Wealth Advisors otherOtherOct 13, 2017Oct 16, 2017
Edward Joseph MeekinsAvantax Planning Partners, Inc. otherMariner Wealth Advisors otherOtherOct 13, 2017Oct 16, 2017
Mitchell Lee CookAvantax Planning Partners, Inc. otherOn Investment Management Co BD affiliatedOtherMay 18, 2017May 10, 2019 (722 d)
David William PerkyAvantax Planning Partners, Inc. otherCreative Planning independent RIAOtherDec 31, 2016Jun 29, 2020 (1276 d)
Chet Lee BuchmanAvantax Planning Partners, Inc. otherWealth Management otherOtherOct 26, 2015Nov 17, 2015
Vincent Tomas RyanAvantax Planning Partners, Inc. otherAllen Capital Group, LLC otherOtherDec 31, 2013Nov 5, 2014 (309 d)
Nordell George GriebelAvantax Planning Partners, Inc. other1st Global Advisors Inc otherOtherAug 16, 2013Aug 7, 2013
Teri Lee EddyAvantax Planning Partners, Inc. other1st Global Advisors Inc otherOtherAug 5, 2013Aug 7, 2013
Stephen Joseph CuneoAvantax Planning Partners, Inc. otherEdward Jones national BDOtherJun 21, 2013Jun 25, 2013
Todd Henry Van BruggenAvantax Planning Partners, Inc. other1st Global Advisors Inc otherOtherApr 22, 2013Apr 18, 2013
Russell James PixlerAvantax Planning Partners, Inc. other1st Global Advisors Inc otherOtherFeb 15, 2013Apr 18, 2013 (62 d)
Paul Raymond DraniczarekAvantax Planning Partners, Inc. otherForum Financial Management, LP otherOtherNov 19, 2012Nov 15, 2012
Paul Edward StaniszewskiAvantax Planning Partners, Inc. otherValic Financial Advisors, Inc. otherOtherMar 8, 2011Aug 3, 2011 (148 d)
Roy C LinesAvantax Planning Partners, Inc. otherLines Asset Management unclassifiedOtherJul 7, 2010Dec 2, 2010 (148 d)
Quintin Andrew HogrefeAvantax Planning Partners, Inc. otherClifton Gunderson Wealth Advisors otherOtherJun 30, 2010Jul 6, 2010
John Mark SklenarAvantax Planning Partners, Inc. otherIntegrity Alliance, LLC otherOtherDec 31, 2009Feb 22, 2008
Norman Ray HarpAvantax Planning Partners, Inc. otherLevitt Betzelberger Weinrich, Inc. unclassifiedOtherJul 30, 2008Oct 6, 2008 (68 d)
Clark LichtyAvantax Planning Partners, Inc. otherEdward Jones national BDOtherOct 9, 2007Aug 28, 2017 (3611 d)
Keith James GredysAvantax Planning Partners, Inc. otherNrp Financial, Inc. unclassifiedOtherJul 31, 2006Aug 1, 2006
Shane Christopher Braff BengtsonAvantax Planning Partners, Inc. otherCharles Schwab & Co., Inc. national BDOtherDec 1, 2004Oct 25, 2006 (693 d)
David Wayne ElizondoAvantax Planning Partners, Inc. otherTransamerica Financial Advisors, LLC otherOtherAug 30, 2004Dec 8, 2003
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116 moves match.