DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cadaret Grant & Co Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Jeff Ryan Osaer | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2025 | Jan 13, 2026 (190 d) |
| Derek Peter Damian | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 | Nov 19, 2024 |
| Steven Michael Nofar | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 | Nov 19, 2024 |
| Zakerie Thompson | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2025 | Jan 14, 2026 (191 d) |
| Kyle Scott Worthy | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 | Nov 19, 2024 |
| Ariel Gerald Wagner | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 | Nov 19, 2024 |
| Adam Jeffrey Smith | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 | Nov 19, 2024 |
| Nicholas Kallabat | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 7, 2025 | Jul 13, 2026 (371 d) |
| Adam Saghir | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 7, 2025 | Feb 18, 2025 |
| Yina Bae | Cadaret Grant & Co Inc BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 1, 2025 | Sep 18, 2025 (79 d) |
| Robert William Colley | Cadaret Grant & Co Inc BD affiliated | Cornerstone Financial Advisors unclassified | Other | Jul 1, 2025 | Dec 12, 2021 |
| Gerald Robert Rose | Cadaret Grant & Co Inc BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2025 | Jul 1, 2025 |
| Laura Scheppele | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 13, 2025 | Jun 12, 2025 |
| Tiiffany Mah Maclean | Cadaret Grant & Co Inc BD affiliated | Svb Asset Management other | Other | Jun 11, 2025 | Aug 15, 2025 (65 d) |
| Renee Robin Reksc | Cadaret Grant & Co Inc BD affiliated | Cs Planning Corp independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 2, 2025 | May 30, 2025 |
| Alec Lane Goldberg | Cadaret Grant & Co Inc BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2025 | May 30, 2025 |
| John Edward Stanojev | Cadaret Grant & Co Inc BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 30, 2025 | May 30, 2025 |
| David Michael Edwards | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 28, 2025 | Jul 15, 2025 (48 d) |
| Michael Craig Welch | Cadaret Grant & Co Inc BD affiliated | Key Investment Services LLC BD affiliated | Affiliated broker-dealer or bank to another | May 23, 2025 | Jun 4, 2025 |
| Robert Elwood Donlan | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2025 | Jul 15, 2025 (69 d) |
| Francis Terrence Noonan | Cadaret Grant & Co Inc BD affiliated | Personal Financial Specialists state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 6, 2025 | Apr 20, 2005 |
| Amber Rae Paulsen | Cadaret Grant & Co Inc BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2025 | Apr 23, 2025 |
| John Christian Luttmann | Cadaret Grant & Co Inc BD affiliated | Spartan Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Apr 22, 2025 | Nov 19, 2024 |
| Gregory Leonard Kozerski | Cadaret Grant & Co Inc BD affiliated | Waterford Advisors, LLC other | Other | Apr 21, 2025 | Nov 18, 2010 |
| Casey Chiyoshi Odo | Cadaret Grant & Co Inc BD affiliated | LPL Enterprise, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 11, 2025 | Dec 8, 2025 (241 d) |
| Patrick Benjamin Bungo | Cadaret Grant & Co Inc BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Apr 3, 2025 | Apr 4, 2025 |
| Alan Thomas Topolski | Cadaret Grant & Co Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 31, 2025 | Apr 21, 2025 |
| Craig Gerald Fitzpatrick | Cadaret Grant & Co Inc BD affiliated | Esi Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 21, 2025 | Mar 20, 2025 |
| Mariah Galletta | Cadaret Grant & Co Inc BD affiliated | Rialto Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 7, 2025 | Apr 15, 2026 (432 d) |
| Jayce J Wallace | Cadaret Grant & Co Inc BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 3, 2025 |
| Dustin Michael Emerling | Cadaret Grant & Co Inc BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 3, 2025 |
| David Lefebre | Cadaret Grant & Co Inc BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 3, 2025 |
| Michael J Kaminska | Cadaret Grant & Co Inc BD affiliated | Lasalle St. Investment Advisors, L.L.C. BD affiliated | Affiliated broker-dealer or bank to another | Feb 5, 2025 | Feb 3, 2025 |
| Kyle Buffo | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 21, 2025 | Feb 18, 2025 |
| Stephen Matthew Kyne | Cadaret Grant & Co Inc BD affiliated | Sterling Manor Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Aug 19, 2021 |
| Adam Fletcher Doig | Cadaret Grant & Co Inc BD affiliated | Sterling Manor Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2024 | Jul 30, 2021 |
| Matthew Laurence | Cadaret Grant & Co Inc BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 16, 2024 | Dec 16, 2024 |
| Tammy Louise Borchers | Cadaret Grant & Co Inc BD affiliated | Transamerica Financial Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 9, 2024 | Jan 7, 2025 |
| John Thomas Marasco | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2024 | Dec 3, 2024 |
| Matthew Taylor Johnson | Cadaret Grant & Co Inc BD affiliated | Strategic Financial Services independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 25, 2024 | Jan 17, 2025 (53 d) |
| John Joseph Penna | Cadaret Grant & Co Inc BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 19, 2024 | Nov 15, 2024 |
| Matthew Gregory Zanowiak | Cadaret Grant & Co Inc BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 5, 2024 |
| Mary Elizabeth Robertson | Cadaret Grant & Co Inc BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2024 | Nov 5, 2024 |
| Milton A Hill | Cadaret Grant & Co Inc BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 1, 2024 |
| Brian Charles Hill | Cadaret Grant & Co Inc BD affiliated | Kovack Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 4, 2024 | Nov 1, 2024 |
| Zachary Honess | Cadaret Grant & Co Inc BD affiliated | Hancock Capital Management, Inc. other | Other | Nov 1, 2024 | Sep 28, 2021 |
| Jessica Lynn Fontaine | Cadaret Grant & Co Inc BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Oct 31, 2024 | Nov 4, 2024 |
| Brian Patrick Sweeney | Cadaret Grant & Co Inc BD affiliated | Ministry Partners Securities, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Oct 23, 2024 | Jul 28, 2025 (278 d) |
| Lincoln A Geltz | Cadaret Grant & Co Inc BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2024 | Oct 18, 2024 |
| George Clayton Nardone | Cadaret Grant & Co Inc BD affiliated | Etfidea, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2024 | Jun 29, 2023 |
| Michael George Davirro | Cadaret Grant & Co Inc BD affiliated | Etfidea, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2024 | May 12, 2023 |
| Katelyn M Kriesel | Cadaret Grant & Co Inc BD affiliated | Etfidea, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2024 | Jun 29, 2023 |
| Gwynanne M Bissonette | Cadaret Grant & Co Inc BD affiliated | Curtis & Bissonette Inc independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 12, 2024 | May 24, 2021 |
| Luigi Pecorino | Cadaret Grant & Co Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 10, 2024 | Oct 23, 2024 (43 d) |
| Sean William Becker | Cadaret Grant & Co Inc BD affiliated | The Ameriflex Group BD affiliated | Affiliated broker-dealer or bank to another | Sep 9, 2024 | Sep 4, 2024 |
| Geoffrey Brian Kasher | Cadaret Grant & Co Inc BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2024 | Sep 9, 2024 |
| Peter J Knapp | Cadaret Grant & Co Inc BD affiliated | Lincoln Investment independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2024 | Aug 19, 2024 |
| Gary Lee Steer | Cadaret Grant & Co Inc BD affiliated | Oxenfree Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 19, 2024 | Aug 27, 2024 |
| Patrick W Droke | Cadaret Grant & Co Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Aug 19, 2024 | Aug 16, 2024 |
| Kyle Alexander Mccarey | Cadaret Grant & Co Inc BD affiliated | Goldman Sachs Wealth Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Aug 19, 2024 | Sep 11, 2024 |
433 moves match.