DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Bok Financial Private Wealth, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Eric Scott Holt | Bok Financial Private Wealth, Inc. independent RIA | Cerity Partners LLC independent RIA | RIA to RIA | Sep 16, 2026 | Sep 14, 2026 |
| Jonathon Durst Mcadams | Bok Financial Private Wealth, Inc. independent RIA | Frost Investment Services BD affiliated | RIA to affiliated broker-dealer or bank | Dec 22, 2025 | Mar 24, 2026 (92 d) |
| Catherine Echon Haffner | Bok Financial Private Wealth, Inc. independent RIA | Bok Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Dec 3, 2024 | Sep 25, 2023 |
| Joseph Edward Weintraub | Bok Financial Private Wealth, Inc. independent RIA | Pruco Securities, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Feb 15, 2024 | May 8, 2024 (83 d) |
| Kyle Ray Bowen | Bok Financial Private Wealth, Inc. independent RIA | Truist Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Oct 26, 2023 | Sep 26, 2023 |
| Christian Strauss O'Dwyer | Bok Financial Private Wealth, Inc. independent RIA | Innovest Portfolio Solutions LLC no RAUM | Other | Aug 31, 2023 | Dec 15, 2023 (106 d) |
| Edward H. Arnold | Bok Financial Private Wealth, Inc. independent RIA | J.P. Morgan Securities LLC wirehouse | RIA to wirehouse | May 3, 2023 | May 11, 2023 |
| Robert Alexandrovic | Bok Financial Private Wealth, Inc. independent RIA | Merit Financial Advisors independent RIA | RIA to RIA | Oct 24, 2022 | Sep 22, 2022 |
| Justin Brown | Bok Financial Private Wealth, Inc. independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Jun 17, 2022 | Jun 3, 2022 |
| Michael Robb | Bok Financial Private Wealth, Inc. independent RIA | Bok Financial Advisors BD affiliated | RIA to affiliated broker-dealer or bank | Jul 20, 2021 | Jun 28, 2018 |
| Christopher Cline Freimuth | Bok Financial Private Wealth, Inc. independent RIA | Elk River Wealth Management LLC no RAUM | RIA to a newly registered adviser | Apr 21, 2020 | Mar 20, 2020 |
| Daniel Evan Owens | Bok Financial Private Wealth, Inc. independent RIA | Elk River Wealth Management LLC no RAUM | RIA to a newly registered adviser | Apr 21, 2020 | Mar 20, 2020 |
| Juliet M Hull | Bok Financial Private Wealth, Inc. independent RIA | Elk River Wealth Management LLC no RAUM | RIA to a newly registered adviser | Apr 21, 2020 | Mar 20, 2020 |
| Rita Koch Day | Bok Financial Private Wealth, Inc. independent RIA | Elk River Wealth Management LLC no RAUM | RIA to a newly registered adviser | Jan 2, 2020 | Mar 20, 2020 (78 d) |
| Gordan Craig Post | Bok Financial Private Wealth, Inc. independent RIA | Transform Wealth, LLC independent RIA | RIA to RIA | Nov 21, 2019 | Dec 9, 2019 |
| Sandra Loraine Knecht | Bok Financial Private Wealth, Inc. independent RIA | Transform Wealth, LLC independent RIA | RIA to RIA | Nov 21, 2019 | Dec 5, 2019 |
| Andres E Roodveldt | Bok Financial Private Wealth, Inc. independent RIA | Zenith Wealth Advisors no RAUM | RIA to a newly registered adviser | Oct 29, 2019 | Mar 3, 2022 (856 d) |
| Keith Allen Pillers | Bok Financial Private Wealth, Inc. independent RIA | Ackerman Capital Management independent RIA | RIA to RIA | Sep 25, 2019 | Nov 25, 2019 (61 d) |
| Eric Lyle Chapman | Bok Financial Private Wealth, Inc. independent RIA | Corundum Group, Inc. mixed wealth | RIA to RIA | Sep 10, 2019 | May 29, 2020 (262 d) |
| John Kim | Bok Financial Private Wealth, Inc. independent RIA | Umb Financial Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Aug 16, 2019 | Feb 28, 2024 (1657 d) |
| Dana Greathouse | Bok Financial Private Wealth, Inc. independent RIA | Cascade Financial Management, Inc. independent RIA | RIA to RIA | May 15, 2019 | May 30, 2019 |
| Anthony Marion Coppola | Bok Financial Private Wealth, Inc. independent RIA | Sachem Hill LLC independent RIA | RIA to RIA | May 1, 2019 | Mar 27, 2020 (331 d) |
| Doug Scott Morris | Bok Financial Private Wealth, Inc. independent RIA | Sachem Hill LLC independent RIA | RIA to RIA | Nov 27, 2018 | Apr 21, 2019 (145 d) |
| Eric Thomas Koeplin | Bok Financial Private Wealth, Inc. independent RIA | Adviceperiod, LLC independent RIA | RIA to RIA | May 9, 2018 | Oct 14, 2019 (523 d) |
| Michael Douglas Gleason | Bok Financial Private Wealth, Inc. other | Bok Financial Advisors other | Other | Aug 21, 2017 | May 12, 2016 |
| Daniel Scott Sonnen | Bok Financial Private Wealth, Inc. other | Lauterbach Financial Advisors, LLC other | Other | Jun 1, 2017 | Jul 18, 2017 (47 d) |
| Theodore Andrew Harris | Bok Financial Private Wealth, Inc. other | Sachem Hill LLC independent RIA | Other | May 19, 2016 | Apr 2, 2018 (683 d) |
| David Eric Baysinger | Bok Financial Private Wealth, Inc. other | Global Wealth Management LLC unclassified | Other | Sep 15, 2008 | Apr 14, 2009 (211 d) |
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28 moves match.