DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Alliancebernstein L.P.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Craig J PaskowitzAlliancebernstein L.P. otherMorgan Stanley wirehouseOtherJun 5, 2019Jun 16, 2021 (742 d)
Jared Mark PicheAlliancebernstein L.P. otherCharles Schwab & Co., Inc. national BDOtherMay 13, 2019May 20, 2019
Kip David SchaeferAlliancebernstein L.P. otherJ.P. Morgan Securities LLC wirehouseOtherApr 23, 2019Mar 1, 2021 (678 d)
Douglas Matthew DeatonAlliancebernstein L.P. otherMorgan Stanley wirehouseOtherMar 28, 2019Mar 18, 2019
Liam Edward ObrienAlliancebernstein L.P. otherFirst Trust Advisors LP asset managerOtherMar 28, 2019Apr 4, 2019
Tyler Lawrence ClarkAlliancebernstein L.P. otherMorgan Stanley wirehouseOtherFeb 13, 2019Aug 29, 2019 (197 d)
James Anthony CereficeAlliancebernstein L.P. otherAdvice And Planning Services BD affiliatedOtherFeb 5, 2019Feb 21, 2019
Shelby ReevesAlliancebernstein L.P. otherClearbridge Investments, LLC mixed wealthOtherJan 18, 2019Jan 15, 2019
John-Peter CurcioAlliancebernstein L.P. otherRaymond James & Associates, Inc. national BDOtherJan 2, 2019Dec 5, 2018
Joseph A Pucci JrAlliancebernstein L.P. otherWilliam Blair & Company L.L.C. BD affiliatedOtherNov 16, 2018Nov 15, 2018
Drew Thomas GibbonsAlliancebernstein L.P. otherBalasa Dinverno Foltz LLC independent RIAOtherOct 30, 2018Nov 9, 2018
Kevin Langan FininAlliancebernstein L.P. otherJ.P. Morgan Private Wealth Advisors LLC mixed wealthOtherOct 30, 2018Oct 31, 2018
Patrick Frank WatsonAlliancebernstein L.P. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 24, 2018Sep 21, 2018
Christopher David SheetsAlliancebernstein L.P. otherJ.P. Morgan Securities LLC wirehouseOtherSep 11, 2018Sep 7, 2018
Forrest Richard GreenAlliancebernstein L.P. otherJ.P. Morgan Securities LLC wirehouseOtherSep 11, 2018Sep 7, 2018
Brett Adam LangbertAlliancebernstein L.P. otherJ.P. Morgan Securities LLC wirehouseOtherAug 20, 2018Aug 7, 2018
William Henry Herrman IIAlliancebernstein L.P. otherCannell & Co. independent RIAOtherAug 20, 2018Sep 8, 2021 (1115 d)
Franklin Jerome LadenAlliancebernstein L.P. otherSanford C. Bernstein & Co., LLC no RAUMOtherAug 14, 2018Apr 11, 2011
Jessica Gabrielle KopfAlliancebernstein L.P. otherAdvice And Planning Services BD affiliatedOtherAug 14, 2018May 25, 2021 (1015 d)
Grant Michael ChaneyAlliancebernstein L.P. otherRBC Capital Markets, LLC national BDOtherAug 6, 2018Feb 16, 2021 (925 d)
Henry Mccomb WinchesterAlliancebernstein L.P. otherLord, Abbett & Co. LLC asset managerOtherJul 17, 2018Jul 24, 2018
Louis L TousignantAlliancebernstein L.P. otherBny Mellon Securities Corporation BD affiliatedOtherJun 1, 2018Jun 11, 2019 (375 d)
Shannon Maureen SpanglerAlliancebernstein L.P. otherFisher Investments independent RIAOtherApr 11, 2018Apr 10, 2018
Gabriel S BergerAlliancebernstein L.P. otherOppenheimer & Co. Inc. BD affiliatedOtherApr 11, 2018Apr 3, 2018
Michael James MorrisseyAlliancebernstein L.P. otherCapital Bank And Trust Company otherOtherMar 22, 2018Aug 6, 2018 (137 d)
Scott Jeffrey BaumanAlliancebernstein L.P. otherPyxis Retirement Consultants state registeredOtherMar 20, 2018May 9, 2021 (1146 d)
Robert Anthony D'AngeloAlliancebernstein L.P. otherAltrius Capital Management, Inc. independent RIAOtherMar 14, 2018Jul 23, 2019 (496 d)
Stacy H BortleAlliancebernstein L.P. otherLPL Financial LLC independent RIAOtherMar 14, 2018Aug 17, 2018 (156 d)
Jeyran GharaAlliancebernstein L.P. otherUBS Financial Services Inc. wirehouseOtherMar 14, 2018Mar 5, 2018
Kyle Edmond McgrathAlliancebernstein L.P. otherRiverpoint Wealth Management independent RIAOtherFeb 14, 2018Mar 24, 2026 (2960 d)
Richard Andrew KetnerAlliancebernstein L.P. otherUBS Financial Services Inc. wirehouseOtherJan 19, 2018Feb 21, 2018 (33 d)
Henry SnyderAlliancebernstein L.P. otherJ.P. Morgan Securities LLC wirehouseOtherJan 3, 2018Jan 5, 2018
Maureen Finn AustinAlliancebernstein L.P. otherJ.P. Morgan Securities LLC wirehouseOtherOct 11, 2017Dec 1, 2022 (1877 d)
Lindsay Anne MoyAlliancebernstein L.P. otherIconiq Capital, LLC otherOtherAug 16, 2017Jan 31, 2018 (168 d)
Dominick CodyAlliancebernstein L.P. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 10, 2017Aug 15, 2017
Derek WeatherfordAlliancebernstein L.P. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJun 19, 2017Aug 16, 2017 (58 d)
Mark Edward YadgaroffAlliancebernstein L.P. otherOppenheimer & Co. Inc. otherOtherJun 13, 2017Jun 15, 2017
Christopher John RezekAlliancebernstein L.P. otherJ.P. Morgan Securities LLC wirehouseOtherJun 13, 2017Jun 9, 2017
Eric Andrew LyonsAlliancebernstein L.P. otherOppenheimer & Co. Inc. otherOtherJun 13, 2017Jun 13, 2017
Vincent R. LawlerAlliancebernstein L.P. otherJ.P. Morgan Securities LLC wirehouseOtherMay 24, 2017Jun 27, 2017 (34 d)
Todd Frederick KroughAlliancebernstein L.P. otherTealwood Asset Management otherOtherApr 5, 2017Oct 26, 2017 (204 d)
Robert C ZieglerAlliancebernstein L.P. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherFeb 22, 2017Feb 21, 2017
Katie Oneill NestlerodeAlliancebernstein L.P. otherFisher Investments otherOtherFeb 8, 2017Sep 19, 2017 (223 d)
Greggory William BrantAlliancebernstein L.P. otherAmeriprise Financial Services, LLC national BDOtherJan 31, 2017Feb 8, 2017
Daniel Bernard EaganAlliancebernstein L.P. otherHirtle & Co., LLC otherOtherJan 9, 2017Jan 20, 2017
Christopher Calin McgrannAlliancebernstein L.P. otherU.S. Bancorp Investments, Inc. otherOtherNov 22, 2016Dec 5, 2016
Scott C. BarberAlliancebernstein L.P. otherAmeriprise Financial Services, LLC national BDOtherNov 22, 2016Nov 21, 2016
Scott Henry HoweAlliancebernstein L.P. otherNew York Life Investment Management LLC otherOtherOct 20, 2016Mar 14, 2018 (510 d)
Mark Edward JamisonAlliancebernstein L.P. otherBny Mellon Securities Corporation BD affiliatedOtherOct 20, 2016Oct 1, 2018 (711 d)
Jillian Marie DragoneAlliancebernstein L.P. otherUnited Capital Financial Advisors independent RIAOtherOct 11, 2016Nov 26, 2025 (3333 d)
Brendan BostockAlliancebernstein L.P. otherAspen Partners, Ltd. otherOtherOct 11, 2016Nov 23, 2016 (43 d)
Mark WormuthAlliancebernstein L.P. otherMorgan Stanley wirehouseOtherJun 14, 2016Aug 9, 2016 (56 d)
Ivan Miguel MendozaAlliancebernstein L.P. otherWells Fargo Advisors wirehouseOtherApr 19, 2016Apr 15, 2016
Robert Bradley FincherAlliancebernstein L.P. otherCibc Private Wealth Advisors, Inc. BD affiliatedOtherMar 9, 2016Jan 25, 2024 (2878 d)
John Louis FromanAlliancebernstein L.P. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherMar 9, 2016May 9, 2016 (61 d)
Lauren Ann RiccaAlliancebernstein L.P. otherSanford C. Bernstein & Co., LLC no RAUMOtherFeb 22, 2016Mar 11, 2013
Lars Gunnar OkesonAlliancebernstein L.P. otherSanford C. Bernstein & Co., LLC no RAUMOtherFeb 12, 2016Feb 26, 2013
Vincent Anthony MattoneAlliancebernstein L.P. otherTd Private Client Wealth LLC otherOtherDec 15, 2015Jan 14, 2016
Blair CannonAlliancebernstein L.P. otherUBS Financial Services Inc. wirehouseOtherAug 5, 2015Jul 29, 2015
Jonathan Jay BeruschAlliancebernstein L.P. otherSanford C. Bernstein & Co., LLC no RAUMOtherJun 3, 2015May 22, 2014
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525 moves match.