DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Alliancebernstein L.P.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jacques Elie Boubli	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Jul 15, 2011	Oct 7, 2011 (84 d)
Paul William Borowski	Alliancebernstein L.P. other	U.S. Bancorp Investments, Inc. other	Other	Jul 15, 2011	Apr 8, 2013 (633 d)
Henry Wendell Jordan	Alliancebernstein L.P. other	UBS Financial Services Inc. wirehouse	Other	Jul 12, 2011	Aug 29, 2011 (48 d)
David L Rogers	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Jun 20, 2011	Oct 17, 2011 (119 d)
Daniel E Sharkey	Alliancebernstein L.P. other	Barclays Capital Inc. other	Other	Jun 17, 2011	Jun 13, 2011
Kevin Rone Reed	Alliancebernstein L.P. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 17, 2011	Sep 19, 2011 (94 d)
Ernest Alexander Osle	Alliancebernstein L.P. other	Barclays Capital Inc. other	Other	Jun 17, 2011	Jun 13, 2011
James Michael New	Alliancebernstein L.P. other	Credit Suisse Securities (USA) LLC other	Other	Jun 1, 2011	Feb 22, 2012 (266 d)
Andrew Michael Jones	Alliancebernstein L.P. other	Credit Suisse Securities (USA) LLC other	Other	May 26, 2011	Jun 22, 2011
Joseph R. Mclean	Alliancebernstein L.P. other	True Capital Management other	Other	Apr 25, 2011	May 3, 2011
Scott W. Zemachson	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Apr 8, 2011	Mar 31, 2011
Marcus F Kline	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Apr 7, 2011	Apr 15, 2011
Marlon Anthony Bustos	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Apr 7, 2011	Apr 15, 2011
Donald J Dever	Alliancebernstein L.P. other	Credit Suisse Securities (USA) LLC other	Other	Apr 7, 2011	Jun 25, 2012 (445 d)
William George Clements	Alliancebernstein L.P. other	Barclays Capital Inc. other	Other	Mar 29, 2011	Jan 18, 2011
Michelle M. Mayer	Alliancebernstein L.P. other	Barclays Capital Inc. other	Other	Mar 28, 2011	Mar 21, 2011
Gregory Edward Blake	Alliancebernstein L.P. other	Convergent Wealth Advisors, LLC other	Other	Mar 28, 2011	May 9, 2012 (408 d)
Aaron Byrd	Alliancebernstein L.P. other	Inkwell Capital independent RIA	Other	Mar 14, 2011	Mar 13, 2013 (730 d)
Joel Stuart Petersen	Alliancebernstein L.P. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Dec 14, 2010	Mar 23, 2011 (99 d)
James Michael Egan	Alliancebernstein L.P. other	Barclays Capital Inc. other	Other	Dec 2, 2010	Nov 17, 2010
Kelly C Mckernan	Alliancebernstein L.P. other	Appleton Partners, Inc. other	Other	Dec 1, 2010	Dec 15, 2017 (2571 d)
Jeffrey John O'Neill	Alliancebernstein L.P. other	Credit Suisse Securities (USA) LLC other	Other	Nov 29, 2010	Nov 12, 2010
Phillip Gilbert	Alliancebernstein L.P. other	Credit Suisse Securities (USA) LLC other	Other	Nov 15, 2010	Nov 18, 2010
Mary Louise Fletcher	Alliancebernstein L.P. other	T. Rowe Price Advisory Services, Inc. other	Other	Oct 19, 2010	Aug 31, 2017 (2508 d)
George A. Kolodka	Alliancebernstein L.P. other	Barclays Capital Inc. other	Other	Oct 18, 2010	Oct 6, 2010
Erik J Linstrom	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Sep 16, 2010	Dec 21, 2010 (96 d)
Stephen Paul Pedicini	Alliancebernstein L.P. other	Mdt Advisers, A Division Of Federated Mdta LLC other	Other	Sep 16, 2010	Sep 16, 2010
Varun Pal Sabhlok	Alliancebernstein L.P. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Sep 15, 2010	Nov 10, 2010 (56 d)
Carolyn A Meske	Alliancebernstein L.P. other	Oppenheimer & Co. Inc. other	Other	Sep 14, 2010	Oct 7, 2010
Lance P Ross	Alliancebernstein L.P. other	Oppenheimer & Co. Inc. other	Other	Sep 14, 2010	Apr 7, 2011 (205 d)
Stephen Anthony Calderara	Alliancebernstein L.P. other	Morgan Stanley wirehouse	Other	Jun 28, 2010	Jun 28, 2010
Julie Gerstmayr Kelly	Alliancebernstein L.P. other	Edward Jones national BD	Other	Jun 28, 2010	Jun 9, 2010
Justin William Jack Wollman	Alliancebernstein L.P. other	Invesco Advisers, Inc. other	Other	Jun 15, 2010	Aug 12, 2010 (58 d)
Isabel Foster Berbert	Alliancebernstein L.P. other	UBS Financial Services Inc. wirehouse	Other	Jun 2, 2010	Oct 21, 2014 (1602 d)
Gary Rzucidlo	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	May 6, 2010	Mar 12, 2024 (5059 d)
Leonard Mangiaracina	Alliancebernstein L.P. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Mar 25, 2010	Mar 23, 2010
Nancy Theresa Barrett	Alliancebernstein L.P. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Mar 11, 2010	Jun 16, 2010 (97 d)
Jose Rolando Garcia	Alliancebernstein L.P. other	Neuberger Berman Bd LLC other	Other	Mar 11, 2010	Jan 9, 2012 (669 d)
John Edward Pesano	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Feb 16, 2010	Apr 1, 2010 (44 d)
Alfred Anton Bunge	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Jan 13, 2010	Apr 5, 2024 (5196 d)
Andrew James White	Alliancebernstein L.P. other	Neuberger Berman Bd LLC other	Other	Jan 7, 2010	Jan 4, 2010
Jay Graham Mcandrew	Alliancebernstein L.P. other	Columbia Management Investment Advisers, LLC asset manager	Other	Jan 5, 2010	Jul 30, 2018 (3128 d)
Cearull Jack Horgan	Alliancebernstein L.P. other	Blackrock Fund Advisors other	Other	Nov 23, 2009	Nov 17, 2009
Charles Robert Wilmoth	Alliancebernstein L.P. other	Wells Fargo Investments, LLC unclassified	Other	Nov 9, 2009	Nov 2, 2009
Keith Fraser Mckenzie	Alliancebernstein L.P. other	Delphi Private Advisors other	Other	Nov 9, 2009	Nov 6, 2009
Darren Michael Reinig	Alliancebernstein L.P. other	Delphi Private Advisors other	Other	Nov 9, 2009	Nov 6, 2009
John Harold Tyler	Alliancebernstein L.P. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 28, 2009	Oct 16, 2009
Dale Douglas Schroeder	Alliancebernstein L.P. other	Wells Fargo Investments, LLC unclassified	Other	Oct 23, 2009	Oct 19, 2009
Todd P. Patton	Alliancebernstein L.P. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Oct 7, 2009	Dec 14, 2009 (68 d)
Timothy Michael Pennise	Alliancebernstein L.P. other	UBS Financial Services Inc. wirehouse	Other	Sep 28, 2009	Sep 25, 2009
Eric J Dahl	Alliancebernstein L.P. other	UBS Financial Services Inc. wirehouse	Other	Sep 28, 2009	Sep 25, 2009
Brian David Stokes	Alliancebernstein L.P. other	Morgan Stanley wirehouse	Other	Sep 18, 2009	Sep 29, 2009
Alberto F Cosio	Alliancebernstein L.P. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Aug 13, 2009	Aug 25, 2009
Thomas Joel Cademartori	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Jul 29, 2009	Aug 20, 2009
Dean William Catalano	Alliancebernstein L.P. other	Wells Fargo Advisors wirehouse	Other	Jul 7, 2009	Nov 18, 2011 (864 d)
Garry Charles Pace	Alliancebernstein L.P. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Jun 29, 2009	Jun 12, 2009
John Butler Horton	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	Jun 3, 2009	Aug 17, 2009 (75 d)
Christian Daniel Griffin	Alliancebernstein L.P. other	J.P. Morgan Securities LLC wirehouse	Other	May 28, 2009	Jun 24, 2009
Fred Marshall Gober	Alliancebernstein L.P. other	Barclays Capital Inc. other	Other	May 8, 2009	May 6, 2009
Thomas E Moore	Alliancebernstein L.P. other	Barclays Capital Inc. other	Other	May 8, 2009	May 7, 2009

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526 moves match.