DFX Intelligence
Advisor moves
Departures from J.P. Morgan Private Wealth Advisors LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Joseph Ryan Prusnofsky | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 1, 2023 | Apr 3, 2023 |
| Andrew Peter Gallagher | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 1, 2023 | Apr 3, 2023 |
| Jack Dominick Depalo | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 1, 2023 | Apr 3, 2023 |
| Nicholas Michael Duarte | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 1, 2023 | Apr 3, 2023 |
| Jack Bryant Philbin | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 1, 2023 | Apr 3, 2023 |
| Andrew Dimaggio Gates | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | May 1, 2023 | Apr 3, 2023 |
| Thomas E Moore | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 26, 2023 | Mar 31, 2023 |
| Dinh Nghia Truong | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 26, 2023 | Mar 31, 2023 |
| Alexander John Gumas | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 26, 2023 | Mar 31, 2023 |
| Jakob Robert Slavin | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 26, 2023 | Mar 31, 2023 |
| Natalie Mcnulty Schnuck | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 25, 2023 | Mar 30, 2023 |
| Marc Charles Koch | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 25, 2023 | Mar 30, 2023 |
| Christopher William Walters | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 25, 2023 | Mar 30, 2023 |
| Christopher Barrett Wren | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 25, 2023 | Mar 30, 2023 |
| Tyler Daniel Supple | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 25, 2023 | Apr 3, 2023 |
| Danielle Jansen | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 25, 2023 | Mar 30, 2023 |
| Connor Douglas Tienken | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 25, 2023 | Mar 30, 2023 |
| Stacy Lee Swain | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2023 | Mar 27, 2023 |
| Alicia Romania Powell | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2023 | Mar 27, 2023 |
| Caleb Porter | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2023 | Mar 27, 2023 |
| James Lawrence Marchetti | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2023 | Mar 27, 2023 |
| James Barry Marchetti | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 24, 2023 | Mar 28, 2023 |
| Tomas Erik Jansson | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Innovest Portfolio Solutions LLC no RAUM | Other | Apr 17, 2023 | Oct 31, 2023 (197 d) |
| Paul Holman | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Wealth Enhancement Advisory Services, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 10, 2023 | Jul 20, 2023 (101 d) |
| Vishal Bakshi | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 10, 2023 | Mar 17, 2023 |
| Cynthia Grace Lichwick | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 10, 2023 | Mar 17, 2023 |
| David Andrew Greene | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 10, 2023 | Mar 17, 2023 |
| Lissette Julmir Espana | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 10, 2023 | Oct 31, 2023 (204 d) |
| Alexander Cutting Plum | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 10, 2023 | Mar 17, 2023 |
| Blake Richard Winick | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 10, 2023 | Mar 17, 2023 |
| Alison Huang | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 10, 2023 | Aug 24, 2023 (136 d) |
| Joseph Michael Dionisio | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Citizens Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 29, 2023 | Mar 9, 2024 (346 d) |
| Elaine Yefun Lee | J.P. Morgan Private Wealth Advisors LLC BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 23, 2023 | Apr 18, 2023 (54 d) |
| Justin Skoryi | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 9, 2023 | Mar 1, 2023 |
| Andrew Joseph Mcfarland | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Tlg Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2023 | Mar 9, 2023 (56 d) |
| Anne Blohm Golden | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jan 3, 2023 | May 5, 2023 (122 d) |
| Natalie Rose Taylor | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Dec 5, 2022 | Dec 15, 2022 |
| Emily Faith Whooley | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Dec 2, 2022 | Jan 6, 2023 (35 d) |
| Eric Yizheng Lee | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 27, 2022 | Nov 17, 2022 |
| Louis Jondee | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Oct 3, 2022 | Dec 2, 2022 (60 d) |
| Smita Mahboobani | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 18, 2022 | Nov 10, 2022 (84 d) |
| Mark William Broughton | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 16, 2022 | Sep 2, 2022 |
| Kathleen Stephens | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2022 | Oct 26, 2022 (75 d) |
| Scott Everett Morrison | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Focus Partners Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2022 | Oct 10, 2022 (83 d) |
| Kristin Ariana Bateman | J.P. Morgan Private Wealth Advisors LLC BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 18, 2022 | Jul 21, 2022 |
| Matthew Douglas Jorgensen | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Jun 27, 2022 | May 15, 2023 (322 d) |
| Haley Pink | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Cw Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 7, 2022 | Jun 21, 2022 |
| Trisha Jillaine Miller | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 25, 2022 | Oct 25, 2023 (518 d) |
| Hoai Viet Tran | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 18, 2022 | Feb 23, 2023 (281 d) |
| Alexandra Ryann Schiffer | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Willow Wealth asset manager | Other | May 18, 2022 | May 11, 2023 (358 d) |
| Hooi Ling Lim | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2022 | May 11, 2022 |
| Boaz Chan | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2022 | May 11, 2022 |
| Jennifer Anne Seacrist | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2022 | May 11, 2022 |
| Sarah Scholz Mijts | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2022 | May 11, 2022 |
| Nicholas Joseph Peterson | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2022 | May 11, 2022 |
| Xichan Liu | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2022 | May 11, 2022 |
| Jenny Young Fernandez | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Rockefeller Capital Management BD affiliated | Affiliated broker-dealer or bank to another | Apr 26, 2022 | May 11, 2022 |
| Paul Kenneth Mutch | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Windrose Advisors LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Apr 25, 2022 | May 25, 2022 |
| Jeffrey Louis Hyman | J.P. Morgan Private Wealth Advisors LLC BD affiliated | RBC Capital Markets, LLC national BD | Affiliated broker-dealer or bank to another | Apr 8, 2022 | Apr 11, 2022 |
| Andrew Harris Cooley | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Invesco Advisers, Inc. asset manager | Other | Mar 14, 2022 | Mar 25, 2022 |
442 moves match.