DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Summit Financial Group Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Shea Ahren Winkeller | Summit Financial Group Inc BD affiliated | Triumph Capital Management no RAUM | Other | Feb 11, 2020 | Feb 19, 2016 |
| James Baker Peters | Summit Financial Group Inc BD affiliated | Triumph Capital Management no RAUM | Other | Feb 11, 2020 | Feb 18, 2016 |
| Ryan Michael Cook | Summit Financial Group Inc BD affiliated | Triumph Capital Management no RAUM | Other | Feb 11, 2020 | Feb 18, 2016 |
| Timothy Owings Waters | Summit Financial Group Inc BD affiliated | Triumph Capital Management no RAUM | Other | Feb 10, 2020 | Feb 19, 2016 |
| Brian Timothy Stark | Summit Financial Group Inc BD affiliated | Triumph Capital Management no RAUM | Other | Feb 10, 2020 | Feb 19, 2016 |
| Cory Philip Robinson | Summit Financial Group Inc BD affiliated | Triumph Capital Management no RAUM | Other | Feb 10, 2020 | Feb 18, 2016 |
| Daniel Lehan Mayer | Summit Financial Group Inc BD affiliated | Triumph Capital Management no RAUM | Other | Feb 10, 2020 | Feb 18, 2016 |
| Clinton Datees Gharib | Summit Financial Group Inc BD affiliated | Madison Avenue Securities, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2020 | Jan 13, 2020 |
| Koorosh Zartoshty | Summit Financial Group Inc BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2020 | Jan 17, 2020 |
| Thomas Carlos Nieves | Summit Financial Group Inc BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2020 | Jan 22, 2020 |
| Michael Hal Robbins | Summit Financial Group Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 7, 2020 | Jan 3, 2020 |
| Norman Arnold Robbins | Summit Financial Group Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 7, 2020 | Jan 3, 2020 |
| Robert Steven Gold | Summit Financial Group Inc BD affiliated | Woodbury Financial Services, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2019 | Jan 2, 2020 |
| Kenneth Jay Schnoll | Summit Financial Group Inc BD affiliated | Npa Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2019 | Jan 2, 2020 |
| Daniel Jude Kiefer | Summit Financial Group Inc BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 23, 2019 | Jun 9, 2021 (534 d) |
| Keith Eric Chapman | Summit Financial Group Inc BD affiliated | Think818, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Dec 18, 2019 | Aug 28, 2017 |
| Richard Frederick Schaufert | Summit Financial Group Inc BD affiliated | Lexaurum Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 13, 2019 | Dec 5, 2019 |
| John Henry Stearns | Summit Financial Group Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Dec 5, 2019 | Dec 4, 2019 |
| Michael Charles Cummings | Summit Financial Group Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2019 | Oct 31, 2019 |
| April D Wallace | Summit Financial Group Inc BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2019 | Oct 2, 2019 |
| Amanda Hadley Harrelson | Summit Financial Group Inc BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 24, 2019 | Oct 24, 2019 |
| Corey Edward Wagner | Summit Financial Group Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 4, 2019 | Oct 18, 2019 |
| Patrick Vaughn | Summit Financial Group Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 6, 2019 | Aug 30, 2019 |
| Dudley E Labauve III | Summit Financial Group Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Sep 3, 2019 | Aug 26, 2019 |
| Melissa Deann Proffitt | Summit Financial Group Inc BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Aug 30, 2019 | Aug 23, 2019 |
| Herbert Frederick Allen | Summit Financial Group Inc BD affiliated | Harbour Investments, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 26, 2019 | Sep 9, 2019 |
| Raymond Anthony Asmar | Summit Financial Group Inc BD affiliated | A.G.P / Alliance Global Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2019 | Aug 16, 2019 |
| Lance Mitchell Kluger | Summit Financial Group Inc BD affiliated | A.G.P / Alliance Global Partners BD affiliated | Affiliated broker-dealer or bank to another | Aug 23, 2019 | Aug 26, 2019 |
| Joseph John Alfinito | Summit Financial Group Inc BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2019 | Jul 19, 2019 |
| Jay Alan Wallinger | Summit Financial Group Inc BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 11, 2019 | Jul 8, 2019 |
| Keith Thomas Forrest | Summit Financial Group Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2019 | Jun 3, 2019 |
| Johnson Minh Hoang | Summit Financial Group Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 10, 2019 | Jun 4, 2019 |
| Eric Bruce Botwinik | Summit Financial Group Inc BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | May 17, 2019 | May 13, 2019 |
| Robert E Walker | Summit Financial Group Inc BD affiliated | Osaic Institutions, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 15, 2019 | May 31, 2019 |
| Jamie Hodges Taber | Summit Financial Group Inc BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2019 | Apr 29, 2019 |
| Nathan Lee Knight | Summit Financial Group Inc BD affiliated | Securities America Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 7, 2019 | Apr 29, 2019 |
| Robert A Lindbloom | Summit Financial Group Inc BD affiliated | International Assets Investment Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 2, 2019 | Oct 29, 2019 (180 d) |
| Michael Anthony Scavullo | Summit Financial Group Inc BD affiliated | Solebury Asset Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 22, 2019 | Jan 2, 2019 |
| Michael James Alexander | Summit Financial Group Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 8, 2019 | Mar 1, 2019 |
| Yashar Gogerdchi | Summit Financial Group Inc BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 7, 2019 | Feb 28, 2019 |
| Nicole Adrienne Milone | Summit Financial Group Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 28, 2019 | Feb 25, 2019 |
| Anthony Steven Thornton | Summit Financial Group Inc BD affiliated | Momentum Independent Network Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 15, 2019 | Feb 8, 2019 |
| Ravi Chavali Narayan | Summit Financial Group Inc BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 25, 2019 | Jan 18, 2019 |
| Michael David Mathias | Summit Financial Group Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2019 | Jun 29, 2023 (1624 d) |
| Keith Alan Golden | Summit Financial Group Inc BD affiliated | Mutual Trust Asset Mgmt., Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 31, 2018 | Jan 5, 2023 (1466 d) |
| William James Buehler | Summit Financial Group Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2018 | Nov 28, 2018 |
| Thomas Aldom Scott | Summit Financial Group Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2018 | Nov 28, 2018 |
| Jordan Erin Berryhill | Summit Financial Group Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 19, 2018 | Nov 28, 2018 |
| Ira Gerald Turpin | Summit Financial Group Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 19, 2018 | Jul 15, 2021 (939 d) |
| Albert Allen Jansen | Summit Financial Group Inc BD affiliated | Arbor Point Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 15, 2018 | Oct 8, 2018 |
| Andrew Edwin Watkins | Summit Financial Group Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 7, 2018 | Nov 9, 2018 |
| Richard Karim Azouz | Summit Financial Group Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 3, 2018 | Nov 27, 2018 |
| E. Martin Von Kanel | Summit Financial Group Inc BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2018 | Oct 31, 2018 |
| John Bradley Wilson | Summit Financial Group Inc BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2018 | Oct 30, 2018 |
| Ronald Kudlacek | Summit Financial Group Inc BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2018 | Oct 29, 2018 |
| Catherine Savara Mcdaniel | Summit Financial Group Inc BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2018 | Oct 29, 2018 |
| Tracy Diane Taylor | Summit Financial Group Inc BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2018 | Oct 29, 2018 |
| Charles Fletcher Okelley | Summit Financial Group Inc BD affiliated | Iht Wealth Management LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2018 | Jun 24, 2026 (2788 d) |
| Paul Edward Baldassari | Summit Financial Group Inc BD affiliated | Thurston Springer Financial BD affiliated | Affiliated broker-dealer or bank to another | Nov 2, 2018 | Jan 31, 2019 (90 d) |
| James Michael Noto | Summit Financial Group Inc BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2018 | Oct 22, 2018 |
292 moves match.