DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wells Fargo Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Anthony WojdaWells Fargo Advisors wirehouseArax Advisory Partners independent RIAWirehouse to independent RIAMay 20, 2026May 5, 2026
Zachary David HerringWells Fargo Advisors wirehouseArax Advisory Partners independent RIAWirehouse to independent RIAMay 20, 2026May 7, 2026
Miguel RodriguezWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseMay 20, 2026May 7, 2026
Joseph PorcelliWells Fargo Advisors wirehouseArax Advisory Partners independent RIAWirehouse to independent RIAMay 20, 2026May 7, 2026
Daniel ElbazWells Fargo Advisors wirehouseOsaic Wealth, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMay 19, 2026May 14, 2026
Norman ReidWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankMay 12, 2026May 6, 2026
James TackettWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 1, 2026Apr 27, 2026
Jeffrey Lincoln WyattWells Fargo Advisors wirehouseGryphon Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 29, 2026Apr 23, 2026
Jason HyrneWells Fargo Advisors wirehouseGryphon Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 29, 2026Apr 23, 2026
Joseph KirbyWells Fargo Advisors wirehouseGryphon Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 29, 2026Apr 23, 2026
Bhagwati SanganiWells Fargo Advisors wirehouseGryphon Wealth independent RIAWirehouse to independent RIAApr 29, 2026Sep 17, 2026 (141 d)
Melissa StorchWells Fargo Advisors wirehouseGryphon Wealth independent RIAWirehouse to independent RIAApr 29, 2026Sep 17, 2026 (141 d)
Grant Patrick GarretsonWells Fargo Advisors wirehouseGryphon Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 29, 2026Apr 23, 2026
Randal Sade Trinidad-AmbarWells Fargo Advisors wirehouseGryphon Wealth independent RIAWirehouse to independent RIAApr 29, 2026Sep 17, 2026 (141 d)
Alek L WyattWells Fargo Advisors wirehouseGryphon Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 29, 2026Apr 23, 2026
Alexander Issa BatehWells Fargo Advisors wirehouseGryphon Wealth no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 29, 2026Apr 23, 2026
William Brett HayesWells Fargo Advisors wirehouseThurston Springer Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankApr 24, 2026Dec 5, 2025
Daniel John CaparrelliWells Fargo Advisors wirehouseThurston Springer Advisors BD affiliatedWirehouse to affiliated broker-dealer or bankApr 24, 2026Nov 28, 2025
Allison KaczmarWells Fargo Advisors wirehouseSteward Partners Investment Advisory, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 20, 2026Apr 17, 2026
Renee HalschWells Fargo Advisors wirehouseJet Wealth Advisors no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 16, 2026Apr 7, 2026
John Philip TomanWells Fargo Advisors wirehouseJet Wealth Advisors no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 16, 2026Apr 7, 2026
Jeffrey Lawrence WaltersWells Fargo Advisors wirehouseJet Wealth Advisors no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 16, 2026Apr 7, 2026
Michael David HessionWells Fargo Advisors wirehouseJet Wealth Advisors no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 16, 2026Apr 7, 2026
Gabriela De Quadros RibasWells Fargo Advisors wirehouseJet Wealth Advisors no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 16, 2026Apr 7, 2026
Kenneth J CalhounWells Fargo Advisors wirehouseConcurrent Investment Advisors, LLC independent RIAWirehouse to independent RIAApr 10, 2026Mar 30, 2026
Michael Lee ProudWells Fargo Advisors wirehouseConcurrent Investment Advisors, LLC independent RIAWirehouse to independent RIAApr 10, 2026Mar 30, 2026
Edwin Thomas ShieldsWells Fargo Advisors wirehouseConcurrent Investment Advisors, LLC independent RIAWirehouse to independent RIAApr 10, 2026Mar 31, 2026
Eugenio RizzoWells Fargo Advisors wirehouseConcurrent Investment Advisors, LLC independent RIAWirehouse to independent RIAApr 10, 2026Mar 30, 2026
James McmurtryWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 8, 2026Apr 1, 2026
Cynthia Gayle MimsWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 8, 2026Mar 27, 2026
Jennifer Renee BurtsfieldWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 8, 2026Mar 27, 2026
Bryan Wesley BurtsfieldWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 8, 2026Mar 27, 2026
Alicea KonieczkaWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 8, 2026Apr 1, 2026
Michelle Marie ReekWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 8, 2026Apr 1, 2026
Johanna Alexandria TomanWells Fargo Advisors wirehouseJet Wealth Advisors no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Apr 6, 2026Apr 8, 2026
Peter N DerensisWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 16, 2026Mar 10, 2026
Dominic Francis SheaWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 16, 2026Mar 10, 2026
Gregory Lee LamonicaWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 16, 2026Mar 10, 2026
Marci HoldenWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMar 16, 2026Mar 10, 2026
Stephen Patrick MorrisWells Fargo Advisors wirehouseVoya Financial Advisors, Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankMar 10, 2026Sep 14, 2026 (188 d)
Matthew CodyWells Fargo Advisors wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankMar 4, 2026May 29, 2026 (86 d)
Matthew Ryan WatsonWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMar 4, 2026Mar 16, 2026
Meyer Paul DiamondWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseMar 4, 2026Mar 20, 2026
Isabel EngelbertWells Fargo Advisors wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankMar 4, 2026Mar 24, 2026
Jacob GardnerWells Fargo Advisors wirehouseVoya Investment Management Co. LLC asset managerOtherMar 4, 2026Mar 17, 2026
Joseph John MatovickWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 24, 2026Feb 17, 2026
Aleksey LernerWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 24, 2026Feb 17, 2026
Oscar Luis ManriqueWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 24, 2026Feb 17, 2026
Vladimir ZusmanWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 24, 2026Feb 17, 2026
Cullen HenleyWells Fargo Advisors wirehouseContinuum Advisory, LLC independent RIAWirehouse to independent RIAFeb 16, 2026Apr 7, 2026 (50 d)
Dylan Michael FitchetWells Fargo Advisors wirehouseIntegrated Planning & Wealth Management, LLC independent RIAWirehouse to independent RIAFeb 11, 2026Mar 18, 2026 (35 d)
Josephine MalteseWells Fargo Advisors wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankFeb 3, 2026Feb 6, 2026
Jerry Layne BordenWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankJan 29, 2026Jan 20, 2026
Brian Joseph KonopWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJan 28, 2026Jan 27, 2026
Dariusz CorbeyWells Fargo Advisors wirehouseMML Investors Services, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 23, 2026Aug 19, 2026 (208 d)
Robert John ConnellyWells Fargo Advisors wirehouseCharles Schwab & Co., Inc. national BDWirehouse to affiliated broker-dealer or bankJan 16, 2026Apr 29, 2026 (103 d)
Christine GehringWells Fargo Advisors wirehouseSchwab Wealth Advisory, Inc. no RAUMOtherJan 14, 2026Jan 15, 2026
Shaun William HeimannWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 14, 2026Jan 9, 2026
Kelly Michelle BakerWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 14, 2026Jan 13, 2026
Arthur King FrancisWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJan 14, 2026Jan 9, 2026
Page 2 of 36PreviousNext
2,101 moves match.