DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Wells Fargo Advisors
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Arthur King Francis | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 14, 2026 | Jan 9, 2026 |
| John A Kulhavi | Wells Fargo Advisors wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Jan 9, 2026 | Feb 10, 2026 (32 d) |
| David Scott Nystrom | Wells Fargo Advisors wirehouse | Burgess Partners, LLC unclassified | Other | Jan 8, 2026 | Feb 21, 2013 |
| Jeb Lee Milam | Wells Fargo Advisors wirehouse | Vanguard Advisers, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Jan 7, 2026 | Jan 30, 2026 |
| Patricia Bass Peterson | Wells Fargo Advisors wirehouse | Concurrent Investment Advisors, LLC independent RIA | Wirehouse to independent RIA | Dec 24, 2025 | Jan 7, 2026 |
| Shawn Longley | Wells Fargo Advisors wirehouse | Cetera Investment Advisers LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 23, 2025 | Dec 15, 2025 |
| Brian Jones | Wells Fargo Advisors wirehouse | Cetera Investment Advisers LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 23, 2025 | Dec 15, 2025 |
| Lynn Haefs | Wells Fargo Advisors wirehouse | Cetera Investment Advisers LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 23, 2025 | Dec 15, 2025 |
| James Taylor | Wells Fargo Advisors wirehouse | Cetera Investment Advisers LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 23, 2025 | Dec 15, 2025 |
| Michael Sadowski | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 19, 2025 | Dec 1, 2025 |
| Thomas Parkin | Wells Fargo Advisors wirehouse | Bfc Planning, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 18, 2025 | Jun 4, 2026 (168 d) |
| John J Harm | Wells Fargo Advisors wirehouse | Prospera Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 17, 2025 | Dec 5, 2025 |
| Jeffrey Wilson | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 17, 2025 | Dec 2, 2025 |
| Connor Scott Corbett | Wells Fargo Advisors wirehouse | Prospera Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 17, 2025 | Dec 4, 2025 |
| Thomas M. Rizzocascio | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Dec 11, 2025 | Jun 25, 2026 (196 d) |
| Mark Stephenson Sarrett | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 11, 2025 | Dec 5, 2025 |
| Magaly Cruz | Wells Fargo Advisors wirehouse | Citigroup Global Markets Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Dec 3, 2025 | Nov 24, 2025 |
| Patrick Gerard Regan | Wells Fargo Advisors wirehouse | D.A. Davidson & Co. independent RIA | Wirehouse to independent RIA | Nov 20, 2025 | Nov 19, 2025 |
| Tom M. Thomas | Wells Fargo Advisors wirehouse | J.P. Morgan Securities LLC wirehouse | Wirehouse to wirehouse | Nov 19, 2025 | Nov 28, 2025 |
| Philip David Blaxton | Wells Fargo Advisors wirehouse | Oppenheimer & Co. Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Nov 19, 2025 | Nov 17, 2025 |
| Gary Hugh Costarella | Wells Fargo Advisors wirehouse | Nations Financial Group, Inc. independent RIA | Wirehouse to independent RIA | Nov 18, 2025 | Nov 7, 2025 |
| Edward John Rusnak | Wells Fargo Advisors wirehouse | Nations Financial Group, Inc. independent RIA | Wirehouse to independent RIA | Nov 18, 2025 | Nov 7, 2025 |
| Jack Evan Wiener | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Nov 12, 2025 | Nov 4, 2025 |
| Michael Donohue | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Nov 12, 2025 | Nov 5, 2025 |
| Michael Timothy Waldron | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Nov 12, 2025 | Nov 4, 2025 |
| Dennis Robert Hall | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Nov 12, 2025 | Nov 5, 2025 |
| Jennifer Mcmanemin | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Nov 12, 2025 | Nov 4, 2025 |
| Matthew Palusak | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Nov 12, 2025 | Nov 4, 2025 |
| Michael Donohue | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Nov 12, 2025 | Nov 4, 2025 |
| Stephen Mills | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 27, 2025 | Oct 17, 2025 |
| Michael Frederick Elias | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 27, 2025 | Oct 17, 2025 |
| Wendy Buchanan | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 27, 2025 | Oct 20, 2025 |
| Ann Arscott Moore | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 27, 2025 | Oct 20, 2025 |
| Craig Conser | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 27, 2025 | Oct 20, 2025 |
| Jason Merker | Wells Fargo Advisors wirehouse | Cetera Investment Advisers LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 27, 2025 | Oct 13, 2025 |
| Jamison Brooks Bays | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 27, 2025 | Oct 17, 2025 |
| William Jeremiah Smith | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 27, 2025 | Oct 17, 2025 |
| Edward Jordanich | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Oct 24, 2025 | Oct 2, 2025 |
| Stuart Bays | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 15, 2025 | Oct 10, 2025 |
| Roberta Lynn Kealy | Wells Fargo Advisors wirehouse | &Partners independent RIA | Wirehouse to independent RIA | Oct 15, 2025 | Oct 2, 2025 |
| Meggan Elaine Jeter | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 15, 2025 | Oct 10, 2025 |
| Jason Stokes Grigsby | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 15, 2025 | Oct 10, 2025 |
| Chad Benjamin Friedman | Wells Fargo Advisors wirehouse | Nations Financial Group, Inc. independent RIA | Wirehouse to independent RIA | Oct 15, 2025 | Oct 3, 2025 |
| Daniel Reid | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 15, 2025 | Oct 10, 2025 |
| William Badders | Wells Fargo Advisors wirehouse | Thurston Springer Advisors BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 15, 2025 | Oct 10, 2025 |
| Rachel M Schenk | Wells Fargo Advisors wirehouse | Raymond James & Associates, Inc. national BD | Wirehouse to affiliated broker-dealer or bank | Oct 15, 2025 | Oct 29, 2025 |
| Robert Paul Friedman | Wells Fargo Advisors wirehouse | Nations Financial Group, Inc. independent RIA | Wirehouse to independent RIA | Oct 10, 2025 | Oct 2, 2025 |
| Odis Earl White | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 10, 2025 | Sep 30, 2025 |
| Christopher Leavay | Wells Fargo Advisors wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 10, 2025 | Oct 27, 2025 |
| Amber Dawn Mcgehee | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 10, 2025 | Sep 30, 2025 |
| Brandy M Martin | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 10, 2025 | Sep 30, 2025 |
| Mark Richard Delp | Wells Fargo Advisors wirehouse | Prospera Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 2, 2025 | Sep 12, 2025 |
| Jessica Joan Moon | Wells Fargo Advisors wirehouse | Prospera Financial Services, Inc. BD affiliated | Wirehouse to affiliated broker-dealer or bank | Oct 2, 2025 | Sep 12, 2025 |
| Sean Alexis Manning | Wells Fargo Advisors wirehouse | Pnc Wealth Management BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 26, 2025 | Mar 12, 2026 (167 d) |
| Audrey Moran | Wells Fargo Advisors wirehouse | Wells Fargo Investment Institute, Inc. independent RIA | Wirehouse to independent RIA | Sep 26, 2025 | Sep 12, 2025 |
| Randolph Allan Huiting | Wells Fargo Advisors wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 25, 2025 | Sep 4, 2025 |
| Maria De Los Reyes | Wells Fargo Advisors wirehouse | Td Private Client Wealth LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 25, 2025 | Oct 8, 2025 |
| R Kim Carson | Wells Fargo Advisors wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 25, 2025 | Sep 16, 2025 |
| Gwendolyn K Yanish | Wells Fargo Advisors wirehouse | Raymond James Financial Services Advisors, Inc BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 25, 2025 | Sep 4, 2025 |
| Mark Dragoslovich | Wells Fargo Advisors wirehouse | LPL Financial LLC BD affiliated | Wirehouse to affiliated broker-dealer or bank | Sep 19, 2025 | Sep 3, 2025 |
2,102 moves match.