DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Wells Fargo Advisors

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Denise E MarkoWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseSep 16, 2025Dec 24, 2025 (99 d)
Andrew MazzolaWells Fargo Advisors wirehouseM3 Advisory Group, LLC independent RIAWirehouse to independent RIASep 11, 2025Feb 24, 2026 (166 d)
Matthew MuzykaWells Fargo Advisors wirehouseSanctuary Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankSep 9, 2025Sep 11, 2025
Ryan Evan BadgerWells Fargo Advisors wirehouseMercer Global Advisors Inc. independent RIAWirehouse to independent RIASep 5, 2025Sep 25, 2025
Michael LierschWells Fargo Advisors wirehouseEdelman Financial Engines independent RIAWirehouse to independent RIASep 3, 2025Sep 30, 2025
Paul William ZambriskiWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 26, 2025Aug 21, 2025
Tyler Joseph PolsonWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 26, 2025Aug 21, 2025
Alysha Rae Haezaert-HouseWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 26, 2025Aug 21, 2025
Matthew T MonroeWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseAug 22, 2025Dec 16, 2025 (116 d)
Rex William JohnsonWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 15, 2025Jul 21, 2025
Jesse Lee MullinsWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 15, 2025Jul 21, 2025
Aaron David DietzWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 15, 2025Jul 22, 2025
Michael Sean TaylorWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 15, 2025Jul 21, 2025
Dylan HimmelWells Fargo Advisors wirehouseFlorida Financial Advisors, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankAug 12, 2025Sep 11, 2025
Melissana TanWells Fargo Advisors wirehouseStrategic Advisers LLC national BDWirehouse to affiliated broker-dealer or bankAug 8, 2025Nov 5, 2025 (89 d)
Charles GordonWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 5, 2025Jul 30, 2025
Shawn GordonWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 5, 2025Jul 30, 2025
Tyler GoodsonWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 5, 2025Jul 30, 2025
Jared SmithWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 5, 2025Jul 30, 2025
Kyle ScottWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 5, 2025Jul 30, 2025
Tommy James FieldsWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAAug 5, 2025Jul 30, 2025
Virginia BowieWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 30, 2025Jul 30, 2025
Dean BlissitWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 22, 2025Jul 15, 2025
Tammy JonesWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 22, 2025Jul 15, 2025
William PaschalWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 22, 2025Jul 15, 2025
Jennifer FeraldiWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 22, 2025Jul 15, 2025
Kathryn Moore HartnettWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAJul 22, 2025Jul 15, 2025
Heather McgolerickWells Fargo Advisors wirehouseMeritis Wealth Management, Inc. no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 11, 2025Jun 27, 2025
Laura Dean Perkins MarkoffWells Fargo Advisors wirehouseMeritis Wealth Management, Inc. no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 10, 2025Jun 27, 2025
James Christopher BrownWells Fargo Advisors wirehouseMeritis Wealth Management, Inc. no RAUMWirehouse to a newly registered adviser (no RAUM reported yet)Jul 10, 2025Jun 27, 2025
Steven Lawrence RoweWells Fargo Advisors wirehouseDaymark Wealth Partners, LLC independent RIAWirehouse to independent RIAJun 25, 2025Jul 7, 2025
Douglas Albert PastorWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankJun 25, 2025Jun 16, 2025
Todd Charles FergusonWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankJun 25, 2025Jun 16, 2025
Patrick Neal StraderWells Fargo Advisors wirehouseDaymark Wealth Partners, LLC independent RIAWirehouse to independent RIAJun 25, 2025Jun 25, 2025
Emily Carolyn RoweWells Fargo Advisors wirehouseDaymark Wealth Partners, LLC independent RIAWirehouse to independent RIAJun 25, 2025Jun 20, 2025
Hayden McconnellWells Fargo Advisors wirehouseAprio Wealth Management, LLC independent RIAWirehouse to independent RIAJun 25, 2025May 19, 2026 (328 d)
Brandon Scott FiskWells Fargo Advisors wirehouseCitigroup Global Markets Inc. BD affiliatedWirehouse to affiliated broker-dealer or bankJun 16, 2025Aug 4, 2026 (414 d)
Olivia R NegriWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseJun 16, 2025Jul 3, 2025
David Stanley RocheWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankJun 9, 2025Jun 2, 2025
Beth Hurst RossWells Fargo Advisors wirehouseStifel, Nicolaus & Company, Incorporated national BDWirehouse to affiliated broker-dealer or bankJun 6, 2025Jun 24, 2025
Bruce ZubiaWells Fargo Advisors wirehouseMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseWirehouse to wirehouseJun 4, 2025Jun 18, 2025
Emir CulovWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankMay 28, 2025May 19, 2025
Amela CulovWells Fargo Advisors wirehouseRaymond James Financial Services Advisors, Inc BD affiliatedWirehouse to affiliated broker-dealer or bankMay 28, 2025May 19, 2025
James C KellyWells Fargo Advisors wirehouseNorthwestern Mutual Investment Services,LLC no RAUMOtherMay 28, 2025Oct 31, 2025 (156 d)
Marshal Ryan BarnesWells Fargo Advisors wirehouseLPL Enterprise, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 28, 2025May 19, 2025
Norris BrodskyWells Fargo Advisors wirehouseLPL Enterprise, LLC BD affiliatedWirehouse to affiliated broker-dealer or bankMay 22, 2025May 2, 2025
Mirza CulovWells Fargo Advisors wirehouseRaymond James & Associates, Inc. national BDWirehouse to affiliated broker-dealer or bankMay 16, 2025May 15, 2025
Michele L ThomasWells Fargo Advisors wirehouseEdward Jones national BDWirehouse to affiliated broker-dealer or bankMay 16, 2025Jun 30, 2025 (45 d)
Carolyn Smith LinkWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAMay 8, 2025May 21, 2025
Joseph Kent ReillyWells Fargo Advisors wirehouseJ.P. Morgan Securities LLC wirehouseWirehouse to wirehouseMay 7, 2025Aug 6, 2025 (91 d)
Amy SteinertWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 29, 2025May 1, 2025
William Joseph DavisWells Fargo Advisors wirehouseVantage Point Wealth Management independent RIAWirehouse to independent RIAApr 23, 2025Apr 29, 2025
Kimberly Jo BraleyWells Fargo Advisors wirehouseVantage Point Wealth Management independent RIAWirehouse to independent RIAApr 23, 2025Jan 8, 2026 (260 d)
Robert Jason WyattWells Fargo Advisors wirehouseLPL Financial LLC BD affiliatedWirehouse to affiliated broker-dealer or bankApr 22, 2025Apr 14, 2025
Stephanie A GlassmanWells Fargo Advisors wirehouseMorgan Stanley wirehouseWirehouse to wirehouseApr 21, 2025Jul 10, 2025 (80 d)
Joseph RhyneWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAApr 17, 2025Apr 3, 2025
Patrick RiazziWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAApr 17, 2025Apr 3, 2025
Shannon LewisWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAApr 17, 2025Apr 3, 2025
Dawn BoyerWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAApr 17, 2025Apr 3, 2025
Daniel RiazziWells Fargo Advisors wirehouse&Partners independent RIAWirehouse to independent RIAApr 17, 2025Apr 3, 2025
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2,102 moves match.