DFX Intelligence
Advisor moves
Departures from Securities America Advisors, Inc.What a move isA move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm.This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
1,892 moves
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Austin Lee Wells | Securities America Advisors, Inc. BD affiliated | Lutz Financial independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 18, 2019 | Apr 11, 2019 (83 d) |
| Jason Edward Hurta | Securities America Advisors, Inc. BD affiliated | Fulcrum Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 10, 2019 | Jan 22, 2019 |
| Bruce Todd Lear | Securities America Advisors, Inc. BD affiliated | Novem Group independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 7, 2019 | Jan 8, 2019 |
| Suzanne Renee Miesse | Securities America Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 27, 2018 | Jan 7, 2019 |
| Tom Mitchell Hessler | Securities America Advisors, Inc. BD affiliated | World Investment Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 21, 2018 | Jul 1, 2019 (192 d) |
| Stuart Sellars Wallace | Securities America Advisors, Inc. BD affiliated | Usi Advisors institutional | Other | Dec 20, 2018 | Jan 25, 2019 (36 d) |
| Timothy Charles Schiefelbein | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 6, 2018 | Nov 26, 2018 |
| Nichole K Toledo | Securities America Advisors, Inc. BD affiliated | Centaurus Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 4, 2018 | Jan 2, 2019 |
| Grant N Hall | Securities America Advisors, Inc. BD affiliated | Huntington Financial Advisors BD affiliated | Affiliated broker-dealer or bank to another | Dec 3, 2018 | Apr 1, 2019 (119 d) |
| Shirley V Sohmer | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 20, 2018 | Dec 10, 2018 |
| Thomas Kerby Hall | Securities America Advisors, Inc. BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 13, 2018 | Nov 12, 2018 |
| Steven Lee White | Securities America Advisors, Inc. BD affiliated | On Investment Management Co BD affiliated | Affiliated broker-dealer or bank to another | Nov 9, 2018 | Jan 29, 2019 (81 d) |
| Rick Kevin Cluck | Securities America Advisors, Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2018 | Nov 2, 2018 |
| Michael Andrew Wilcox | Securities America Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2018 | Nov 5, 2018 |
| Wayne Charles Maier | Securities America Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2018 | Nov 5, 2018 |
| Lisa Meredith Fentress | Securities America Advisors, Inc. BD affiliated | Cedar Brook Group no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Nov 6, 2018 | Mar 9, 2018 |
| Gregory Scott Dahlberg | Securities America Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2018 | Nov 5, 2018 |
| Joseph Wayne Maier | Securities America Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2018 | Nov 5, 2018 |
| Eric Walter Dobrzynski | Securities America Advisors, Inc. BD affiliated | Raymond James Financial Services Advisors, Inc BD affiliated | Affiliated broker-dealer or bank to another | Nov 6, 2018 | Nov 5, 2018 |
| Victor Ross Pereboom | Securities America Advisors, Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2018 | Feb 5, 2019 (92 d) |
| Catherine Victoria Garcia | Securities America Advisors, Inc. BD affiliated | Sagepoint Financial, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 5, 2018 | Nov 5, 2018 |
| Scott Patrick Hurst | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 22, 2018 | Oct 22, 2018 |
| Gina Marie Van Baren | Securities America Advisors, Inc. BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Oct 16, 2018 | Oct 12, 2018 |
| Franklin Levern Flower | Securities America Advisors, Inc. BD affiliated | Cuso Financial Services, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2018 | Oct 16, 2018 |
| Angela Marie Zangarola | Securities America Advisors, Inc. BD affiliated | Spc BD affiliated | Affiliated broker-dealer or bank to another | Oct 15, 2018 | Oct 26, 2018 |
| Sean Patrick Foley | Securities America Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 12, 2018 | Oct 1, 2018 |
| Shannon Paul Simon | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 10, 2018 | Oct 10, 2018 |
| Ernesto Guadalupe Mendoza | Securities America Advisors, Inc. BD affiliated | Blackridge Asset Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 4, 2018 | Oct 4, 2018 |
| John Volpert | Securities America Advisors, Inc. BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Sep 27, 2018 | Dec 10, 2018 (74 d) |
| Gregory Anton Huck | Securities America Advisors, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2018 | Aug 6, 2025 (2512 d) |
| Mason Gregory Huck | Securities America Advisors, Inc. BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Sep 20, 2018 | Aug 4, 2025 (2510 d) |
| Edward Joseph Schiavi | Securities America Advisors, Inc. BD affiliated | Sb Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 28, 2018 | Sep 26, 2018 |
| Darin Gene Luze | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2018 | Aug 24, 2018 |
| Tamira Dee Eberhardt | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2018 | Aug 24, 2018 |
| Melissa Marie Dixon | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2018 | Aug 24, 2018 |
| Matthew Lawrence Dixon | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 24, 2018 | Aug 24, 2018 |
| William Gregg Chamberlin | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 21, 2018 | Aug 21, 2018 |
| Joseph William Huskinson | Securities America Advisors, Inc. BD affiliated | Wealthguard Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 17, 2018 | Aug 22, 2018 |
| Vint Wayne Stevenson | Securities America Advisors, Inc. BD affiliated | Regal Investment Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 13, 2018 | Aug 29, 2018 |
| Angela Renee Parra-Mcneely | Securities America Advisors, Inc. BD affiliated | Cetera Advisor Networks LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 6, 2018 | Aug 3, 2018 |
| Steven F Minninger | Securities America Advisors, Inc. BD affiliated | Etico Wealth Management LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2018 | Aug 7, 2018 |
| Sean Liam Mcnally | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 2, 2018 | Jul 31, 2018 |
| Michael Robert Finnie | Securities America Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2018 | Aug 7, 2018 |
| Sean C Gillespie | Securities America Advisors, Inc. BD affiliated | Redeployment Wealth Strategies LLC unclassified | Other | Jul 25, 2018 | Aug 14, 2018 |
| Michael Anthony Livingston | Securities America Advisors, Inc. BD affiliated | Concourse Financial Group Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2018 | Jul 24, 2018 |
| John Jude Scallan | Securities America Advisors, Inc. BD affiliated | Beam Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 19, 2018 | Jul 19, 2018 |
| Francesco Natale Ruggeri | Securities America Advisors, Inc. BD affiliated | Tcfg Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2018 | Jul 25, 2018 |
| Starr Robinson Johnson | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2018 | Jun 29, 2018 |
| John Rodney Johnson | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2018 | Jun 29, 2018 |
| Matthew John Kohls | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 2, 2018 | Jul 18, 2018 |
| Keith R. Baham | Securities America Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2018 | Aug 7, 2018 (39 d) |
| Chester Bradley Holsinger | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2018 | Jun 19, 2018 |
| Jeffrey Michael Gaeth | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 18, 2018 | Jun 15, 2018 |
| Devin Larry Reimer | Securities America Advisors, Inc. BD affiliated | Intellicents Investment Solutions Inc institutional | Other | Jun 15, 2018 | Jun 18, 2018 |
| Gary Alan Meharg | Securities America Advisors, Inc. BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 11, 2018 | Jun 11, 2018 |
| Robert Michael Mcallister | Securities America Advisors, Inc. BD affiliated | Sorrento Pacific Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 4, 2018 | Jun 5, 2018 |
| Bradley Howard Bofford | Securities America Advisors, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2018 | May 31, 2018 |
| Michael Allen Flower | Securities America Advisors, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2018 | May 31, 2018 |
| Daniel Gerald Trout | Securities America Advisors, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2018 | May 31, 2018 |
| Michael Joseph Dimola | Securities America Advisors, Inc. BD affiliated | Hightower Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 1, 2018 | Feb 3, 2026 (2804 d) |