DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Morningstar Investment Services LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Christopher Edward FitzgeraldMorningstar Investment Services LLC independent RIAMorningstar Investment Management LLC mixed wealthRIA to RIAJun 16, 2025Jun 16, 2023
Derek Hugh StroudMorningstar Investment Services LLC independent RIACps Investment Advisors independent RIARIA to RIAJun 16, 2025Nov 17, 2022
Christopher Lynn TyndallMorningstar Investment Services LLC independent RIACps Investment Advisors independent RIARIA to RIAJun 16, 2025Nov 17, 2022
Larry Keith TyndallMorningstar Investment Services LLC independent RIACps Investment Advisors independent RIARIA to RIAJun 16, 2025Nov 17, 2022
Rebecca Lynn BennettMorningstar Investment Services LLC independent RIAMorningstar Investment Management LLC mixed wealthRIA to RIAJun 16, 2025May 29, 2025
Adam John HerakovichMorningstar Investment Services LLC independent RIAMorningstar Investment Management LLC mixed wealthRIA to RIAJun 16, 2025May 30, 2025
Timothy John BottomlyMorningstar Investment Services LLC independent RIAMorningstar Investment Management LLC mixed wealthRIA to RIAJun 16, 2025May 30, 2025
Sara Frances Kasun-FretzMorningstar Investment Services LLC independent RIAMorningstar Investment Management LLC mixed wealthRIA to RIAJun 16, 2025May 30, 2025
Matthew J OchoaMorningstar Investment Services LLC independent RIAMorningstar Investment Management LLC mixed wealthRIA to RIAJun 16, 2025May 30, 2025
Madeline Elizabeth RappMorningstar Investment Services LLC independent RIAMorningstar Investment Management LLC mixed wealthRIA to RIAJun 16, 2025May 30, 2025
Robert David MizaurMorningstar Investment Services LLC independent RIAMorningstar Investment Management LLC mixed wealthRIA to RIAJun 16, 2025May 30, 2025
Bradley Michael CohenMorningstar Investment Services LLC independent RIAMorningstar Investment Management LLC mixed wealthRIA to RIAJun 16, 2025May 30, 2025
Jeff RichertMorningstar Investment Services LLC independent RIAMorningstar Investment Management LLC mixed wealthRIA to RIAJun 16, 2025May 30, 2025
Michael Edward GroverMorningstar Investment Services LLC independent RIAMorningstar Investment Management LLC mixed wealthRIA to RIAJun 16, 2025Aug 8, 2025 (53 d)
Maxwell Bauer BromleyMorningstar Investment Services LLC independent RIAMorningstar Investment Management LLC mixed wealthRIA to RIAJun 16, 2025Jan 2, 2025
Kenneth Lavon ChambersMorningstar Investment Services LLC independent RIAMorningstar Investment Management LLC mixed wealthRIA to RIAJun 16, 2025Jun 9, 2025
Sara Elizabeth BuffingtonMorningstar Investment Services LLC independent RIAMorningstar Investment Management LLC mixed wealthRIA to RIAJun 16, 2025Jan 7, 2025
Kara Irene BrosioMorningstar Investment Services LLC independent RIAAriel Investments, LLC otherOtherJun 16, 2025Feb 11, 2026 (240 d)
Robert Emmet MccabeMorningstar Investment Services LLC independent RIAMorningstar Investment Management LLC mixed wealthRIA to RIAJun 16, 2025May 30, 2025
Max SchankermanMorningstar Investment Services LLC independent RIAMorningstar Investment Management LLC mixed wealthRIA to RIAJun 16, 2025Jun 12, 2025
Ryan Michael WalkerMorningstar Investment Services LLC independent RIAMorningstar Investment Management LLC mixed wealthRIA to RIAJun 16, 2025May 30, 2025
Maria Demitra BlanasMorningstar Investment Services LLC independent RIAMorningstar Investment Management LLC mixed wealthRIA to RIAJun 16, 2025May 29, 2025
Edward Joseph ReynoldsMorningstar Investment Services LLC independent RIAMorningstar Investment Management LLC mixed wealthRIA to RIAJun 16, 2025May 30, 2025
Aaron Brent PetersonMorningstar Investment Services LLC independent RIAMorningstar Investment Management LLC mixed wealthRIA to RIAJun 11, 2025May 30, 2025
Thomas Mccarthy ObrienMorningstar Investment Services LLC independent RIARothschild Wealth LLC independent RIARIA to RIAMay 2, 2025May 12, 2025
Justin Ryan StenderMorningstar Investment Services LLC independent RIAAlley Company independent RIARIA to RIAApr 30, 2025Aug 22, 2025 (114 d)
Brian R Del GuercioMorningstar Investment Services LLC independent RIAFisher Investments independent RIARIA to RIAJan 13, 2025Jan 17, 2025
Risa L LamontagneMorningstar Investment Services LLC independent RIAMorningstar Investment Management LLC mixed wealthRIA to RIAJan 7, 2025Jan 7, 2025
Jacob Harry PeiserMorningstar Investment Services LLC independent RIABlackrock Investment Management, LLC otherOtherJan 3, 2025Feb 3, 2025 (31 d)
Robert Anthony LimaMorningstar Investment Services LLC independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankJul 10, 2024Jul 22, 2024
Nathaniel Jermaine PooleMorningstar Investment Services LLC independent RIASei Investments Management Corp mixed wealthRIA to RIAMay 29, 2024Jun 5, 2025 (372 d)
Patrick Edward NewmanMorningstar Investment Services LLC independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 19, 2024May 8, 2024
Daniel Jiyong KimMorningstar Investment Services LLC independent RIAAssetmark, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 2, 2024May 15, 2024 (43 d)
Jeffrey Nicholas GuzziMorningstar Investment Services LLC independent RIAFisher Investments independent RIARIA to RIAFeb 9, 2024Mar 12, 2024 (32 d)
Bradford Peter MurphyMorningstar Investment Services LLC independent RIAHorizon Investments LLC asset managerOtherDec 21, 2023Feb 1, 2024 (42 d)
Robert Patrick OlsonMorningstar Investment Services LLC independent RIAM Holdings Securities, Inc. BD affiliatedRIA to affiliated broker-dealer or bankSep 13, 2023Sep 12, 2023
Alexa KoziolMorningstar Investment Services LLC independent RIAWindham Capital Management, LLC mixed wealthRIA to RIAJan 17, 2023Jul 14, 2023 (178 d)
Michael Mark ReevesMorningstar Investment Services LLC independent RIAFirst Citizens Investor Services, Inc. BD affiliatedRIA to affiliated broker-dealer or bankDec 14, 2022Jan 11, 2023
Andrew Charles JusticeMorningstar Investment Services LLC independent RIATrajan Wealth, L.L.C. independent RIARIA to RIAOct 31, 2022Oct 5, 2022
Brett Jerome GreenspanMorningstar Investment Services LLC independent RIACresset Asset Management, LLC independent RIARIA to RIAJul 18, 2022Jul 7, 2022
Terrence Patrick HawkinsMorningstar Investment Services LLC independent RIARothschild Wealth LLC independent RIARIA to RIAJul 18, 2022Jul 14, 2022
Peter John DugeryMorningstar Investment Services LLC independent RIAMorningstar Investment Management LLC mixed wealthRIA to RIAJan 31, 2022Jan 31, 2022
Nicholas J StreitMorningstar Investment Services LLC independent RIAAvantax Advisory Services BD affiliatedRIA to affiliated broker-dealer or bankNov 29, 2019Nov 20, 2019
Anita KharwadkarMorningstar Investment Services LLC independent RIAEdward Jones national BDRIA to affiliated broker-dealer or bankOct 30, 2019Nov 12, 2024 (1840 d)
Justin Todd GoldmanMorningstar Investment Services LLC independent RIALPL Financial LLC independent RIARIA to RIAJun 28, 2019Jul 8, 2019
Brett Jerome GreenspanMorningstar Investment Services LLC independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankMay 31, 2019Jul 11, 2019 (41 d)
Aaron BalchMorningstar Investment Services LLC independent RIABartlett & Co. Wealth Management LLC independent RIARIA to RIADec 27, 2018Aug 7, 2025 (2415 d)
Christopher G JacobsMorningstar Investment Services LLC independent RIACharles Schwab & Co., Inc. national BDRIA to affiliated broker-dealer or bankNov 26, 2018Nov 30, 2018
Joel CasperMorningstar Investment Services LLC independent RIAFisher Investments independent RIARIA to RIAAug 27, 2018Mar 17, 2022 (1298 d)
Derek A GhiaMorningstar Investment Services LLC otherUnited Advisors Services, LLC otherOtherMar 9, 2018Mar 16, 2018
Eric Michael KellarMorningstar Investment Services LLC otherWellesley Asset Management, Inc. otherOtherOct 19, 2009Aug 23, 2010 (308 d)
Brian Joseph ShapiroMorningstar Investment Services LLC otherBuckingham Strategic Wealth, LLC otherOtherFeb 26, 2008Jun 12, 2008 (107 d)
David Allen SchabesMorningstar Investment Services LLC otherUBS Financial Services Inc. wirehouseOtherApr 10, 2007Jul 9, 2007 (90 d)
Kathleen Elizabeth HartmanMorningstar Investment Services LLC otherGreenleaf Financial Group independent RIAOtherMar 8, 2006Feb 6, 2006
Kelly Kiyoshiro ArakakiMorningstar Investment Services LLC otherMML Investors Services, LLC otherOtherJan 18, 2006May 8, 2006 (110 d)
Alan Michael PapierMorningstar Investment Services LLC otherNuveen Asset Management, LLC otherOtherApr 12, 2005Mar 12, 2013 (2891 d)
Eric James MillerMorningstar Investment Services LLC otherPnc Wealth Management otherOtherJun 30, 2003Jun 28, 2010 (2555 d)
Page 1 of 1
57 moves match.