DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from American Portfolios Advisors, Inc

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Daniel Robert MoruzziAmerican Portfolios Advisors, Inc otherMsi Financial Services, Inc. otherOtherDec 23, 2013Feb 6, 2014 (45 d)
Dianne Williams WildtAmerican Portfolios Advisors, Inc otherAmerican Capital Management, Inc. state registeredOtherNov 19, 2013Nov 19, 2013
Timothy John MccormackAmerican Portfolios Advisors, Inc otherRegal Investment Advisors LLC otherOtherNov 4, 2013Aug 18, 2011
Stephen Gerald RoehrigAmerican Portfolios Advisors, Inc otherNovem Group otherOtherSep 25, 2013May 20, 2013
Michael Harris FliegelmanAmerican Portfolios Advisors, Inc otherGassman Financial Group otherOtherJun 3, 2013Oct 22, 2013 (141 d)
Martin Elliot LevineAmerican Portfolios Advisors, Inc other4thought Financial Group Inc. otherOtherFeb 11, 2013Jul 6, 2012
Cari Lynn HenningAmerican Portfolios Advisors, Inc otherEdward Jones national BDOtherJan 3, 2013Jan 4, 2013
Michael Henry MongielloAmerican Portfolios Advisors, Inc otherUnited Advisors otherOtherNov 20, 2012Nov 27, 2012
Joseph Lawrence TauntAmerican Portfolios Advisors, Inc otherCambridge Investment Research Advisors, Inc. BD affiliatedOtherOct 19, 2012Dec 16, 2024 (4441 d)
Jeffrey Alan KellyAmerican Portfolios Advisors, Inc otherCambridge Investment Research Advisors, Inc. otherOtherSep 24, 2012Sep 17, 2012
Tina M BridgeAmerican Portfolios Advisors, Inc otherMorgan Stanley wirehouseOtherAug 15, 2012Aug 20, 2012
Jesse Brian MackeyAmerican Portfolios Advisors, Inc other4thought Financial Group Inc. no RAUMOtherJul 9, 2012Jun 1, 2012
Craig PanarellaAmerican Portfolios Advisors, Inc otherPanarella Wealth Management LLC state registeredOtherJun 29, 2012Jun 29, 2012
Kurt Patrick SchroederAmerican Portfolios Advisors, Inc otherInsight Private Advisors, LLC no RAUMOtherJun 26, 2012Mar 18, 2014 (630 d)
David B MolterAmerican Portfolios Advisors, Inc otherMorgan Stanley wirehouseOtherJun 18, 2012Aug 20, 2012 (63 d)
Samantha R WebsterAmerican Portfolios Advisors, Inc otherFsc Securities Corporation otherOtherApr 23, 2012Jun 28, 2012 (66 d)
Andrew Robert LippmanAmerican Portfolios Advisors, Inc otherCambridge Investment Research Advisors, Inc. BD affiliatedOtherMar 13, 2012Jan 2, 2025 (4678 d)
Jason David WaxlerAmerican Portfolios Advisors, Inc otherFogel Neale Wealth Management, LLC unclassifiedOtherMar 8, 2012Sep 30, 2010
Valentina SolomitaAmerican Portfolios Advisors, Inc otherAmerican Centurion Financial LLC no RAUMOtherFeb 24, 2012Feb 21, 2013 (363 d)
Bryan Henry MarkerAmerican Portfolios Advisors, Inc otherRegal Investment Advisors LLC otherOtherFeb 22, 2012Feb 8, 2012
Keith Joseph FurioAmerican Portfolios Advisors, Inc otherMain Street Management Company independent RIAOtherFeb 14, 2012Mar 9, 2012
John Timothy RossAmerican Portfolios Advisors, Inc otherConcorde Asset Management, LLC otherOtherFeb 7, 2012Feb 8, 2012
Robert Lee ThompsonAmerican Portfolios Advisors, Inc otherConcorde Asset Management, LLC otherOtherFeb 7, 2012Feb 6, 2012
Matthew Jason BlankAmerican Portfolios Advisors, Inc otherBlank Equity Management LLC independent RIAOtherDec 31, 2011Jun 8, 2021 (3447 d)
Jeffrey Joseph ChahineAmerican Portfolios Advisors, Inc otherEagle Strategies LLC otherOtherDec 23, 2011Oct 3, 2013 (650 d)
Eric Jeffrey HolmesAmerican Portfolios Advisors, Inc otherReliance Capital Holdings, LLC state registeredOtherDec 16, 2011Jan 1, 2026 (5130 d)
Bradford James PinterAmerican Portfolios Advisors, Inc otherRegal Investment Advisors LLC otherOtherDec 16, 2011Aug 18, 2011
George Flurence CrowleyAmerican Portfolios Advisors, Inc otherProfessional Planning Services otherOtherDec 13, 2011Jun 23, 2014 (923 d)
Nathan Gregory HannaAmerican Portfolios Advisors, Inc otherNathan G. Hanna, LLC state registeredOtherDec 13, 2011Oct 7, 2011
Richard Gregory GruczAmerican Portfolios Advisors, Inc otherSagepoint Financial, Inc. otherOtherDec 7, 2011Dec 8, 2011
Anthony Joseph BrongAmerican Portfolios Advisors, Inc otherWealthkare.Com, Inc. independent RIAOtherDec 7, 2011Nov 14, 2011
Bari Walter BellAmerican Portfolios Advisors, Inc otherRegal Investment Advisors LLC otherOtherDec 5, 2011Jun 7, 2011
Jeanette Reisner HudepohlAmerican Portfolios Advisors, Inc otherRegal Investment Advisors LLC otherOtherNov 3, 2011Aug 16, 2011
Thomas E HudepohlAmerican Portfolios Advisors, Inc otherRegal Investment Advisors LLC otherOtherNov 3, 2011Aug 16, 2011
Mary J Greenwood EllsworthAmerican Portfolios Advisors, Inc otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherOct 27, 2011Nov 14, 2011
Mark Alan VanvoorheesAmerican Portfolios Advisors, Inc otherRegal Investment Advisors LLC otherOtherAug 25, 2011Jul 6, 2010
Richard Robert MarotzkeAmerican Portfolios Advisors, Inc otherRegal Investment Advisors LLC otherOtherAug 25, 2011Jul 9, 2010
James Michael TschantzAmerican Portfolios Advisors, Inc otherLPL Financial LLC otherOtherAug 2, 2011Jul 25, 2011
John Anthony KailunasAmerican Portfolios Advisors, Inc otherRegal Investment Advisors LLC otherOtherJul 25, 2011Jul 20, 2010
Shane Tyler WissmannAmerican Portfolios Advisors, Inc otherRegal Investment Advisors LLC otherOtherJul 5, 2011Jul 11, 2011
Craig Thomas CoughlinAmerican Portfolios Advisors, Inc otherRegal Investment Advisors LLC otherOtherJun 30, 2011Aug 24, 2010
David Scott RaudmanAmerican Portfolios Advisors, Inc otherIndependent Financial Partners otherOtherJun 30, 2011Feb 16, 2018 (2423 d)
Jack Donald ButlerAmerican Portfolios Advisors, Inc otherSagepoint Financial, Inc. otherOtherJun 21, 2011Jun 22, 2011
Gloria Arsonia PottsAmerican Portfolios Advisors, Inc otherRegal Investment Advisors LLC otherOtherMay 16, 2011May 16, 2011
Melissa Marie KretschmerAmerican Portfolios Advisors, Inc otherSei Investments Management Corp asset managerOtherMay 9, 2011Jun 5, 2019 (2949 d)
Donald Nate CarlsonAmerican Portfolios Advisors, Inc otherRegal Investment Advisors LLC otherOtherMay 3, 2011Jan 7, 2011
Karrie Ann ThomasAmerican Portfolios Advisors, Inc otherSheavly Financial Group, Inc. otherOtherApr 20, 2011May 12, 2011
Elizabeth Anderson MundayAmerican Portfolios Advisors, Inc otherRegal Investment Advisors LLC otherOtherApr 13, 2011Apr 13, 2011
Jennifer Leigh KirchnerAmerican Portfolios Advisors, Inc otherWells Fargo Advisors wirehouseOtherMar 9, 2011Mar 23, 2011
Huey Kent HeiseAmerican Portfolios Advisors, Inc otherRegal Investment Advisors LLC otherOtherMar 7, 2011Feb 2, 2011
Adam Lee HeinleinAmerican Portfolios Advisors, Inc otherRegal Investment Advisors LLC otherOtherMar 7, 2011Nov 4, 2010
Stephen Patrick BeneventoAmerican Portfolios Advisors, Inc otherLPL Financial LLC otherOtherFeb 28, 2011Jun 2, 2011 (94 d)
Michael S DolceAmerican Portfolios Advisors, Inc otherRegal Investment Advisors LLC otherOtherFeb 25, 2011Jul 6, 2010
Douglas Lee HoltmeierAmerican Portfolios Advisors, Inc otherLPL Financial LLC otherOtherFeb 22, 2011Mar 15, 2011
Kevin James BurtonAmerican Portfolios Advisors, Inc otherRegal Investment Advisors LLC otherOtherFeb 2, 2011Feb 2, 2011
Lawrence Nicholas PassarettiAmerican Portfolios Advisors, Inc otherProfessional Planning Services otherOtherDec 31, 2010Dec 7, 2010
Colette Rebecca BitzasAmerican Portfolios Advisors, Inc otherProfessional Planning Services otherOtherDec 31, 2010Dec 7, 2010
Jonathan Archer TeranAmerican Portfolios Advisors, Inc otherCapstone Pacific Investment Strategies state registeredOtherDec 31, 2010Nov 18, 2010
Casey Lynn MorrisAmerican Portfolios Advisors, Inc otherCapstone Pacific Investment Strategies state registeredOtherDec 31, 2010Nov 18, 2010
Bryce Boyd PeaseAmerican Portfolios Advisors, Inc otherCapstone Pacific Investment Strategies state registeredOtherDec 31, 2010Nov 19, 2010
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326 moves match.