DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from First National Capital Markets, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Martin Volin	First National Capital Markets, Inc. other	Empower Advisory Group, LLC institutional	Other	Oct 14, 2015	Nov 24, 2020 (1868 d)
James Dejulio	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 18, 2015	Jun 17, 2015
Frank John Ward	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 18, 2015	Jun 19, 2015
John Albert Barrientos	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 18, 2015	Jun 19, 2015
Matthew Allen Veenker	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 18, 2015	Jun 17, 2015
Clifton Willoughby Hume	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 18, 2015	Jun 17, 2015
Jeremy John Siragusa	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 18, 2015	Jun 18, 2015
Matthew Earle Russell	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 18, 2015	Jun 24, 2015
Adam Michael Delaughter	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 18, 2015	Jun 18, 2015
Craig Michael Sall	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 18, 2015	Jun 18, 2015
Mark Daniel Vance	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 18, 2015	Jun 18, 2015
Ryan Christopher Oleson	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 18, 2015	Jun 18, 2015
Melody Lynn Hohn	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 18, 2015	Jun 19, 2015
David Isaac Essay	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 18, 2015	Jun 17, 2015
Erin Kay Wood	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 18, 2015	Jun 18, 2015
Matthew Ryan Ferguson	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 18, 2015	Jun 18, 2015
Laura Beth O'Connor	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 18, 2015	Jun 18, 2015
Aaron Timothy Winters	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 18, 2015	Jun 18, 2015
Valerie L Miller	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 18, 2015	Jun 18, 2015
Robert Michael Lynch	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 18, 2015	Jun 17, 2015
Jamie Lynette Masilko	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 18, 2015	Jun 18, 2015
Stefanie Lynn Creencia	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 18, 2015	Jun 17, 2015
Matthew Scott Mohnsen	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 18, 2015	Jun 18, 2015
Ryan Gerald Decker	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jun 18, 2015	Jun 18, 2015
Dale Littleton Cloud	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Jan 7, 2015	Feb 5, 2015
David Joseph Goldstone	First National Capital Markets, Inc. other	Backend Benchmarking no RAUM	Other	Nov 6, 2014	Jun 26, 2019 (1693 d)
Christopher Thomas Stakley	First National Capital Markets, Inc. other	Steffes Financial, Ltd other	Other	Sep 2, 2014	Sep 26, 2014
Brian Thomas Brown	First National Capital Markets, Inc. other	Securities America Advisors, Inc. other	Other	Jul 2, 2014	Jun 30, 2014
Scott Parker Mayo	First National Capital Markets, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Sep 23, 2013	Sep 23, 2013
Jess Tyler Meekma	First National Capital Markets, Inc. other	Fbl Wealth Management, LLC BD affiliated	Other	Aug 8, 2013	Mar 18, 2025 (4240 d)
Deborah Jo Davis	First National Capital Markets, Inc. other	Edward Jones national BD	Other	Aug 8, 2013	Aug 9, 2013
Spencer Ross Schmitz	First National Capital Markets, Inc. other	Wells Fargo Advisors wirehouse	Other	May 31, 2013	Jul 25, 2013 (55 d)
Amy Marie Steckelberg Novak	First National Capital Markets, Inc. other	Northland Asset Management other	Other	Mar 14, 2013	Dec 4, 2015 (995 d)
Ben Richard Straley	First National Capital Markets, Inc. other	Avantax Advisory Services other	Other	May 14, 2012	Jun 8, 2012
Stephanie C Holmgren	First National Capital Markets, Inc. other	Wells Fargo Advisors wirehouse	Other	Apr 9, 2012	Apr 30, 2012
Jeffrey Blaine Kadavy	First National Capital Markets, Inc. other	Trail Ridge Investment Advisors, LLC independent RIA	Other	Apr 9, 2012	Jan 4, 2017 (1731 d)
Tammy Jo Christensen	First National Capital Markets, Inc. other	Stockcross Financial Services, Inc. unclassified	Other	Mar 12, 2012	Apr 8, 2014 (757 d)
Douglas Dale Gilbert	First National Capital Markets, Inc. other	Mercer Global Advisors Inc. other	Other	Mar 12, 2012	Jun 28, 2013 (473 d)
David Carroll	First National Capital Markets, Inc. other	LPL Financial LLC other	Other	Nov 30, 2011	Dec 23, 2011
Aaron Kenneth Kosch	First National Capital Markets, Inc. other	Securities America Advisors, Inc. other	Other	Nov 29, 2010	Dec 1, 2010
Sarah Ann Brandt	First National Capital Markets, Inc. other	Securities America Advisors, Inc. other	Other	Nov 18, 2010	Dec 1, 2010
Joseph Jonathan Bixby	First National Capital Markets, Inc. other	Securities America Advisors, Inc. other	Other	Nov 9, 2010	Nov 12, 2010
Joseph Edward Straka	First National Capital Markets, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Oct 18, 2010	Oct 22, 2010

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43 moves match.