DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Vanderbilt Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
William Paul FauzioVanderbilt Advisory Services BD affiliatedOsaic Wealth, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherAug 7, 2026Aug 7, 2026
Timothy Thomas DrakeVanderbilt Advisory Services BD affiliatedTelos Capital Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAJan 15, 2026Jan 21, 2026
Cary Edward UrichVanderbilt Advisory Services BD affiliatedConsolidated Portfolio Review Corp independent RIAAffiliated broker-dealer or bank to independent RIADec 31, 2025May 1, 2025
Tyler KeeganVanderbilt Advisory Services BD affiliatedOsaic Wealth, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherNov 7, 2025Apr 9, 2026 (153 d)
Hagop Jack KaradanaianVanderbilt Advisory Services BD affiliatedLazari Capital Management, Inc. independent RIAAffiliated broker-dealer or bank to independent RIAAug 5, 2025Aug 13, 2025
Gale Ann BrodieVanderbilt Advisory Services BD affiliatedCentaurus Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJul 11, 2025Jul 14, 2025
Sean HantesVanderbilt Advisory Services BD affiliatedThe Pitti Group Wealth Management, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMay 9, 2025May 16, 2025
James Richard SophiaVanderbilt Advisory Services BD affiliatedBankers Life Advisory Services, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherMar 19, 2025Feb 4, 2026 (322 d)
Regina V FriasVanderbilt Advisory Services BD affiliatedCentaurus Financial, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2024May 9, 2025 (129 d)
Daniel J NelsonVanderbilt Advisory Services BD affiliatedPark Avenue Securities LLC BD affiliatedAffiliated broker-dealer or bank to anotherSep 13, 2024Sep 16, 2024
Thomas John LorenzVanderbilt Advisory Services BD affiliatedWebull Advisors LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 24, 2024Mar 12, 2026 (596 d)
Albert Bruce MooreVanderbilt Advisory Services BD affiliatedSupreme Alliance LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 31, 2023Feb 19, 2026 (903 d)
Douglas P GeraghtyVanderbilt Advisory Services BD affiliatedConsolidated Portfolio Review Corp independent RIAAffiliated broker-dealer or bank to independent RIAAug 1, 2023Mar 21, 2022
Thomas Wayne MeissnerVanderbilt Advisory Services BD affiliatedBlackridge Asset Management, LLC BD affiliatedAffiliated broker-dealer or bank to anotherJul 7, 2023Jul 7, 2023
Christopher Daniel CorritoreVanderbilt Advisory Services BD affiliatedOsaic Wealth, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 15, 2023Jun 15, 2023
Stephen E TraskVanderbilt Advisory Services BD affiliatedIp Financial Advisory Services LLC BD affiliatedAffiliated broker-dealer or bank to anotherJan 9, 2023Jan 24, 2023
Daniel James PrenticeVanderbilt Advisory Services BD affiliatedTlg Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherDec 31, 2022Dec 20, 2022
Marc Anton BarrettaVanderbilt Advisory Services BD affiliatedLPL Financial LLC independent RIAAffiliated broker-dealer or bank to independent RIANov 4, 2022Nov 7, 2022
Kurt Allen BerryVanderbilt Advisory Services BD affiliatedFirst Advisors National, LLC independent RIAAffiliated broker-dealer or bank to independent RIAJul 7, 2022Jul 8, 2022
Brian C GintyVanderbilt Advisory Services BD affiliatedOsaic Wealth, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJan 4, 2022Jan 3, 2022
Anthony Lynn CrossVanderbilt Advisory Services BD affiliatedMML Investors Services, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 5, 2021Nov 9, 2021 (35 d)
Theologos Stavros BasisVanderbilt Advisory Services BD affiliatedLaidlaw Wealth Management LLC independent RIAAffiliated broker-dealer or bank to independent RIAAug 17, 2021Nov 15, 2021 (90 d)
Steven Matthew HoweVanderbilt Advisory Services BD affiliatedConsolidated Portfolio Review Corp independent RIAAffiliated broker-dealer or bank to independent RIAMar 12, 2021Nov 3, 2021 (236 d)
Nicola DipaoloVanderbilt Advisory Services BD affiliatedKovack Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherOct 12, 2020Nov 10, 2020
Bertrand Emmanuel SejourVanderbilt Advisory Services BD affiliatedSecurities America Advisors, Inc. BD affiliatedAffiliated broker-dealer or bank to anotherJun 11, 2020Nov 25, 2020 (167 d)
Stephen Joseph AgristaVanderbilt Advisory Services BD affiliatedBrookstone Wealth Advisors, LLC independent RIAAffiliated broker-dealer or bank to independent RIAMar 31, 2020Jan 11, 2022 (651 d)
John Richard KelleyVanderbilt Advisory Services BD affiliatedEmpower Advisory Group, LLC BD affiliatedAffiliated broker-dealer or bank to anotherOct 16, 2019Apr 8, 2026 (2366 d)
William McconvilleVanderbilt Advisory Services BD affiliatedQuint Capital Management independent RIAAffiliated broker-dealer or bank to independent RIASep 30, 2019Mar 21, 2022 (903 d)
Ryan Joseph HeritsVanderbilt Advisory Services BD affiliatedPlanmember Securities Corporation independent RIAAffiliated broker-dealer or bank to independent RIAAug 20, 2019Aug 23, 2019
Walter C RichardsonVanderbilt Advisory Services BD affiliatedMorgan Stanley wirehouseAffiliated broker-dealer or bank to wirehouseJul 30, 2019Jul 30, 2019
Lisa Elizabeth HodgesVanderbilt Advisory Services BD affiliatedShift To Impact unclassifiedOtherJun 11, 2018Aug 14, 2018 (64 d)
Renee Danielle PepiaVanderbilt Advisory Services otherInvest Financial Corporation otherOtherJun 22, 2015May 25, 2017 (703 d)
Najla Hisham ArekatVanderbilt Advisory Services otherAdl Global Capital unclassifiedOtherFeb 23, 2015Feb 4, 2015
Jeffrey Alan BowersVanderbilt Advisory Services otherPlan2retire state registeredOtherJan 14, 2015Feb 11, 2015
Blake Alan BjordahlVanderbilt Advisory Services otherMinistry Partners Securities, LLC state registeredOtherDec 6, 2011Sep 9, 2013 (643 d)
Kevin Devon OlisonVanderbilt Advisory Services otherH. Beck, Inc. otherOtherOct 24, 2011Oct 24, 2011
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36 moves match.