| Carl David Robinson | Curian Capital, LLC other | Ross, Sinclaire & Associates, LLC other | Other | Feb 1, 2012 | Aug 5, 2013 (551 d) |
| Carlos Arturo Bautista | Curian Capital, LLC other | MML Investors Services, LLC BD affiliated | Other | Aug 17, 2011 | Nov 20, 2018 (2652 d) |
| Luke John Vinnola | Curian Capital, LLC other | Envestnet Pmc other | Other | Jul 8, 2011 | Jul 6, 2011 |
| Elizabeth Anth | Curian Capital, LLC other | Tlg Advisors, Inc. other | Other | Jun 10, 2011 | Apr 18, 2017 (2139 d) |
| Daniel Winston Maurer | Curian Capital, LLC other | Cetera Advisors LLC other | Other | Jan 4, 2011 | Feb 9, 2011 (36 d) |
| Bruce Edward Davis | Curian Capital, LLC other | National Planning Corporation ("Npc Of America" In Fl & Ny) other | Other | Aug 2, 2010 | Aug 19, 2010 |
| Malcolm Kirk Leslie | Curian Capital, LLC other | Advisors Asset Management, Inc. other | Other | Jul 16, 2010 | Jul 26, 2010 |
| Timothy Edmund Hopkins Schoeffler | Curian Capital, LLC other | Commonwealth Financial Network national BD | Other | Feb 26, 2010 | Apr 12, 2022 (4428 d) |
| Andrew Draluck | Curian Capital, LLC other | Advisors Asset Management, Inc. other | Other | Oct 20, 2009 | Sep 21, 2010 (336 d) |
| Sergei Borisovich Vassilenko | Curian Capital, LLC other | Key Investment Services LLC other | Other | Apr 7, 2009 | May 21, 2009 (44 d) |
| Timothy Paul Anselmi | Curian Capital, LLC other | Osaic Fa, Inc. other | Other | Jun 24, 2008 | Aug 4, 2008 (41 d) |
| Kevin William Campbell | Curian Capital, LLC other | Intervest International, Inc. other | Other | Dec 11, 2007 | Sep 22, 2006 |
| Rodger Adam Hoofnagle | Curian Capital, LLC other | Nfp Advisor Services, LLC other | Other | Aug 20, 2007 | Dec 17, 2007 (119 d) |
| Leah Odonell Ryan | Curian Capital, LLC other | Osaic Wealth, Inc. other | Other | Jul 24, 2007 | Jun 26, 2009 (703 d) |
| Mark Paul Schoenbeck | Curian Capital, LLC other | Assetmark, Inc. other | Other | Apr 12, 2007 | Oct 6, 2008 (543 d) |
| David Allan Dietzler | Curian Capital, LLC other | John Hancock Investment Management LLC other | Other | Aug 14, 2006 | Oct 13, 2006 (60 d) |
| Jeffrey Michael Miner | Curian Capital, LLC other | Schwab Wealth Advisory, Inc. other | Other | May 8, 2006 | Jul 22, 2015 (3362 d) |
| Vincent Franklin Laverty | Curian Capital, LLC other | Citigroup Global Markets Inc. other | Other | Dec 21, 2005 | Mar 23, 2005 |
| Patrick Shawn Scarborough | Curian Capital, LLC other | Securities America Advisors, Inc. other | Other | Nov 21, 2005 | Dec 9, 2005 |
| Kim A Richardson | Curian Capital, LLC other | Associated Securities Corp. unclassified | Other | Jun 20, 2005 | Jul 25, 2005 (35 d) |
| Jerome Barber Moore | Curian Capital, LLC other | American Century Advisory Services, Inc. no RAUM | Other | Mar 22, 2005 | Apr 27, 2006 (401 d) |
| David Walter Rydzeski | Curian Capital, LLC other | Pnc Wealth Management other | Other | Dec 17, 2004 | Apr 24, 2017 (4511 d) |
| James Randall Webb | Curian Capital, LLC other | Nationwide Investment Services Corporation unclassified | Other | Dec 17, 2004 | Apr 18, 2005 (122 d) |
| Edward Charles Kelly | Curian Capital, LLC other | Nationwide Investment Services Corporation unclassified | Other | Dec 17, 2004 | May 13, 2005 (147 d) |
| Carter Andrew Hatch | Curian Capital, LLC other | Reap In Wealth Management, LLC state registered | Other | Dec 17, 2004 | Jul 16, 2026 (7881 d) |
| John Richard Berry | Curian Capital, LLC other | Edward Jones national BD | Other | Jul 20, 2004 | Aug 3, 2004 |
| Cary Ross Chapman | Curian Capital, LLC other | Rocky Mountain Wealth Advisors, LLC unclassified | Other | Jul 7, 2004 | Jul 7, 2004 |
| David Phillip Stone | Curian Capital, LLC other | Sagepoint Financial, Inc. other | Other | Jun 2, 2004 | Nov 20, 2015 (4188 d) |
| Brian Charles Laux | Curian Capital, LLC other | Russell Investments other | Other | Dec 1, 2003 | Jun 30, 2005 (577 d) |