DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Symmetry Partners

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas DesiderioSymmetry Partners independent RIAClinton Investment Management, LLC independent RIARIA to RIADec 8, 2025Dec 10, 2025
George Thomas PateSymmetry Partners independent RIAAlphastar Capital Management otherOtherJun 27, 2025Jul 1, 2017
Patrick Adam SweenySymmetry Partners independent RIAApella Wealth no RAUMOtherJan 10, 2025May 16, 2014
Jason Kirk GentileSymmetry Partners independent RIAApella Wealth no RAUMOtherJan 8, 2025May 16, 2014
William W PerhamSymmetry Partners independent RIALPL Enterprise, LLC no RAUMRIA to a newly registered adviserDec 9, 2024Mar 20, 2025 (101 d)
Curtis Dean ConeSymmetry Partners independent RIAAlphastar Capital Management otherOtherApr 12, 2023Jul 10, 2017
James Jorge Martin TavaresSymmetry Partners independent RIAMissionsquare Retirement institutionalOtherFeb 2, 2023Oct 13, 2023 (253 d)
Anthony John DelmastroSymmetry Partners independent RIAEnvestnet Pmc independent RIARIA to RIAJun 10, 2022Nov 4, 2022 (147 d)
Matthew Benjamin TerrySymmetry Partners mixed wealthHorizon Investments LLC asset managerOtherJun 11, 2021Aug 16, 2021 (66 d)
Paul David AbdenourSymmetry Partners mixed wealthElevation Point Wealth Partners, LLC independent RIARIA to RIAJun 11, 2021Feb 16, 2023 (615 d)
Christian M OconnorSymmetry Partners mixed wealthHorizon Investments LLC asset managerOtherJun 11, 2021Aug 16, 2021 (66 d)
Dana Marie D'AuriaSymmetry Partners independent RIAEnvestnet Pmc independent RIARIA to RIASep 24, 2020Jul 8, 2021 (287 d)
Antonio Thomas GiulianiSymmetry Partners independent RIAMorgan Stanley wirehouseRIA to wirehouseMay 28, 2020Aug 3, 2020 (67 d)
Robert G MatalaSymmetry Partners independent RIARaymond James Financial Services Advisors, Inc BD affiliatedRIA to affiliated broker-dealer or bankJan 31, 2020Jul 7, 2020 (158 d)
Brannon Charles OzarkSymmetry Partners independent RIAFidelity Personal And Workplace Advisors BD affiliatedRIA to affiliated broker-dealer or bankJul 1, 2019Jul 23, 2019
Harvey SiegelSymmetry Partners independent RIAApella Wealth otherOtherFeb 6, 2019Mar 20, 2017
James R FemiaSymmetry Partners independent RIAApella Wealth otherOtherFeb 6, 2019Oct 1, 2015
Kathleen Sidley ParksSymmetry Partners independent RIAApella Wealth otherOtherFeb 6, 2019Jul 7, 2017
Edward Stuart RichterSymmetry Partners independent RIAApella Wealth otherOtherFeb 6, 2019Mar 20, 2017
James Patrick ScanlanSymmetry Partners independent RIAApella Wealth otherOtherFeb 5, 2019Apr 20, 2017
Peter Arthur LepponesSymmetry Partners independent RIAApella Wealth otherOtherFeb 5, 2019Apr 1, 2016
Brian MccarthySymmetry Partners independent RIAApella Wealth otherOtherNov 5, 2018Mar 27, 2018
Timothy Mead BakerSymmetry Partners independent RIAMetric Financial, LLC state registeredRIA to a state-registered adviserJun 11, 2018Jul 11, 2018
Joseph SipalaSymmetry Partners independent RIAOsaic Institutions, Inc. BD affiliatedRIA to affiliated broker-dealer or bankApr 11, 2018Apr 30, 2018
Kyle Patrick SoucySymmetry Partners otherDonoghue Forlines LLC otherOtherSep 13, 2017Mar 7, 2018 (175 d)
Alicia Rose FrycSymmetry Partners otherMariner Wealth Advisors otherOtherSep 12, 2017Dec 19, 2017 (98 d)
Nathaniel Jermaine PooleSymmetry Partners otherCwm, LLC independent RIAOtherAug 28, 2017Mar 16, 2018 (200 d)
Sean Francis FlynnSymmetry Partners otherApella Wealth no RAUMOtherMar 13, 2017May 16, 2014
John Daniel EbingerSymmetry Partners otherSherman Wealth Management LLC independent RIAOtherMar 13, 2017Mar 13, 2017
Kevin R SeaburySymmetry Partners otherMorgan Stanley wirehouseOtherMar 6, 2017Nov 11, 2024 (2807 d)
Robert Timothy StrombergSymmetry Partners otherMountain River Financial state registeredOtherJun 28, 2016Feb 14, 2018 (596 d)
Matthew Stephen CrumSymmetry Partners otherAsset Advisory Group, Inc. otherOtherMar 8, 2016Jul 29, 2016 (143 d)
Mauriel Alejandro VegaSymmetry Partners otherBridgelight Financial Advisors, Inc independent RIAOtherMay 29, 2015Sep 16, 2015 (110 d)
Mark Louis GuastaferriSymmetry Partners otherHhg & Company, LLC otherOtherJan 2, 2015Sep 21, 2015 (262 d)
Michael Lawrence StorerSymmetry Partners other3d Asset Management, Inc. otherOtherOct 24, 2012Nov 9, 2012
Timothy John BakerSymmetry Partners other3d Asset Management, Inc. otherOtherOct 12, 2012Nov 8, 2012
Robert Charles MurphySymmetry Partners otherPinnacle Wealth Management Group, Inc. independent RIAOtherSep 28, 2012Jul 27, 2020 (2859 d)
Ryan Cristopher GrovesSymmetry Partners otherBlack Swan Wealth Management state registeredOtherNov 17, 2011Jan 31, 2014 (806 d)
Charles Morton GreenSymmetry Partners otherSpringboard Asset Management LLC independent RIAOtherAug 4, 2010Sep 17, 2010 (44 d)
Michael Walton RogersSymmetry Partners otherLindner Capital Advisors, Inc. otherOtherApr 17, 2009Sep 17, 2009 (153 d)
Richard Joseph BranchaudSymmetry Partners otherYour Choice Financial, LLC state registeredOtherApr 30, 2007Aug 28, 2007 (120 d)
Wayne Nmn ConnorsSymmetry Partners other3d Asset Management, Inc. otherOtherFeb 24, 2006Mar 1, 2006
David William CookSymmetry Partners otherFactor Investment Solutions, LLC state registeredOtherDec 31, 2005Apr 19, 2006 (109 d)
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43 moves match.