DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Keel Point, LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| John Aaron Christensen | Keel Point, LLC independent RIA | Storyone Family Office no RAUM | RIA to a newly registered adviser | Jul 15, 2024 | Jun 19, 2024 |
| Cameron Bond | Keel Point, LLC independent RIA | Storyone Family Office no RAUM | RIA to a newly registered adviser | Jul 15, 2024 | Jun 19, 2024 |
| Madeline Rose Bayne | Keel Point, LLC independent RIA | Storyone Family Office independent RIA | RIA to RIA | Jul 15, 2024 | Feb 27, 2026 (592 d) |
| Scott Alan Montes | Keel Point, LLC independent RIA | Cloud Investments, LLC independent RIA | RIA to RIA | Jan 31, 2024 | Jan 26, 2024 |
| Christina Diane Keys | Keel Point, LLC independent RIA | Buckingham Strategic Wealth, LLC independent RIA | RIA to RIA | Jul 3, 2023 | Aug 11, 2023 (39 d) |
| Joseph Christian Williams | Keel Point, LLC independent RIA | Capital Management LLC independent RIA | RIA to RIA | Jun 2, 2023 | Jun 15, 2023 |
| Joseph R Agee | Keel Point, LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Mar 31, 2023 | Mar 5, 2024 (340 d) |
| Michael E Sullivan | Keel Point, LLC independent RIA | T. Rowe Price Advisory Services, Inc. BD affiliated | RIA to affiliated broker-dealer or bank | Mar 22, 2023 | Sep 16, 2024 (544 d) |
| Zackery Barnett | Keel Point, LLC independent RIA | Edward Jones national BD | RIA to affiliated broker-dealer or bank | Jan 27, 2023 | Mar 13, 2025 (776 d) |
| Kristy Jean Wade | Keel Point, LLC independent RIA | Raymond James & Associates, Inc. national BD | RIA to affiliated broker-dealer or bank | Aug 10, 2022 | Sep 9, 2022 |
| Kay Renneisen Hughes | Keel Point, LLC independent RIA | Cadaret Grant & Co Inc BD affiliated | RIA to affiliated broker-dealer or bank | Jul 11, 2022 | Jul 1, 2022 |
| Christian Robert Polito | Keel Point, LLC independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Apr 16, 2021 | Apr 20, 2021 |
| Kimberly Ruth Key | Keel Point, LLC independent RIA | Cwa Naples, LLC independent RIA | RIA to RIA | Aug 27, 2020 | Feb 24, 2021 (181 d) |
| David T Canham | Keel Point, LLC independent RIA | Spire Wealth Management, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Jul 14, 2020 | Jul 14, 2020 |
| Caroline Gabig | Keel Point, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Oct 16, 2019 | Oct 24, 2019 |
| William Bonham Scoggins | Keel Point, LLC independent RIA | Svb Investment Services Inc. independent RIA | RIA to RIA | Aug 6, 2019 | Feb 12, 2020 (190 d) |
| Margaret B Aaron | Keel Point, LLC independent RIA | Morgan Stanley wirehouse | RIA to wirehouse | Jul 1, 2019 | Jul 30, 2019 |
| William Anderson Pusey | Keel Point, LLC independent RIA | Kimble Advisory, LLC independent RIA | RIA to RIA | Apr 1, 2019 | Apr 1, 2019 |
| James Dustin Beall | Keel Point, LLC independent RIA | Truist Advisory Services, Inc. other | Other | Apr 27, 2018 | Feb 14, 2018 |
| Alan Lee Bagwell | Keel Point, LLC other | Providence Wealth Advisors, LLC state registered | Other | Jan 16, 2018 | Feb 22, 2018 (37 d) |
| Lane Mark Jerdal | Keel Point, LLC other | Valic Financial Advisors, Inc. other | Other | May 22, 2017 | May 24, 2017 |
| Abraham M. Glaser | Keel Point, LLC other | RBC Capital Markets, LLC national BD | Other | Jun 16, 2016 | Jun 16, 2016 |
| Scott Morgenthaler | Keel Point, LLC other | J.P. Morgan Securities LLC wirehouse | Other | Sep 9, 2015 | Mar 25, 2024 (3120 d) |
| Holly Elizabeth Villasi | Keel Point, LLC other | Creative Planning other | Other | May 27, 2015 | May 19, 2015 |
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24 moves match.