DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Westpark Wealth Advisors, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Steven W ShirleyWestpark Wealth Advisors, Inc. independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankOct 18, 2025Oct 17, 2025
Gregory Michael RickertWestpark Wealth Advisors, Inc. independent RIAHill Country Group independent RIARIA to RIAMar 13, 2020Mar 23, 2020
James Robert DavisWestpark Wealth Advisors, Inc. independent RIAHill Country Group independent RIARIA to RIAMar 13, 2020Mar 23, 2020
J Taylor Laing DavisWestpark Wealth Advisors, Inc. independent RIAHill Country Group independent RIARIA to RIAMar 13, 2020Mar 19, 2020
Michael Wilson AllenWestpark Wealth Advisors, Inc. independent RIAFrost Investment Services BD affiliatedRIA to affiliated broker-dealer or bankDec 31, 2018Feb 8, 2019 (39 d)
Kristopher Forest EtterWestpark Wealth Advisors, Inc. independent RIABeacon Financial Planners, Inc state registeredRIA to a state-registered adviserDec 11, 2018Dec 10, 2018
Leigh West ZacharyWestpark Wealth Advisors, Inc. independent RIAIndependent Financial Group, LLC BD affiliatedRIA to affiliated broker-dealer or bankSep 18, 2018Sep 25, 2018
David Henry PortnoyWestpark Wealth Advisors, Inc. otherUpspring Capital LLC state registeredOtherFeb 9, 2018Mar 13, 2018 (32 d)
Dennis Brock AshbyWestpark Wealth Advisors, Inc. otherMomentum Independent Network Inc. otherOtherJan 2, 2018Nov 16, 2017
Joshua William PattersonWestpark Wealth Advisors, Inc. otherAvidian Wealth Solutions independent RIAOtherDec 31, 2017May 18, 2018 (138 d)
Patrick Thayne WilliamsWestpark Wealth Advisors, Inc. otherSt. Bernard Financial Services, Inc. otherOtherDec 3, 2017Jan 18, 2018 (46 d)
Ronald Lynn GayWestpark Wealth Advisors, Inc. otherCambridge Investment Research Advisors, Inc. otherOtherNov 29, 2017Nov 20, 2017
Mario Alberto GutierrezWestpark Wealth Advisors, Inc. otherLPL Financial LLC independent RIAOtherNov 22, 2017Nov 17, 2017
Biniam KeletaWestpark Wealth Advisors, Inc. otherWestcenter Advisors Ltd state registeredOtherNov 16, 2017Jan 11, 2018 (56 d)
James Patton WebbWestpark Wealth Advisors, Inc. otherRhame & Gorrell Wealth Management otherOtherNov 9, 2017Nov 14, 2017
Lester Dearl ButlerWestpark Wealth Advisors, Inc. otherOsaic Fs, Inc. otherOtherNov 7, 2016Nov 7, 2016
Ann Melissa HundlWestpark Wealth Advisors, Inc. otherAmeriprise Financial Services, LLC national BDOtherSep 16, 2016Sep 14, 2016
Robert Charles PizzitolaWestpark Wealth Advisors, Inc. otherLPL Financial LLC otherOtherAug 15, 2016Aug 15, 2016
Christopher Dow PizzitolaWestpark Wealth Advisors, Inc. otherLPL Financial LLC otherOtherAug 15, 2016Aug 15, 2016
Vicki Lynn JoernWestpark Wealth Advisors, Inc. otherUSA Financial Securities LLC otherOtherJun 28, 2016Jun 28, 2016
Patrick Dennis CombsWestpark Wealth Advisors, Inc. otherSolutions 4 Wealth otherOtherApr 26, 2016Apr 27, 2016
John Harold HavenarWestpark Wealth Advisors, Inc. otherHurwitz Associates, Inc. state registeredOtherMar 7, 2016Mar 18, 2016
James Neal TurnerWestpark Wealth Advisors, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 10, 2015Sep 10, 2015 (31 d)
Marie Asheley CaneWestpark Wealth Advisors, Inc. otherValic Financial Advisors, Inc. otherOtherJun 29, 2015Aug 12, 2015 (44 d)
Melanie NullWestpark Wealth Advisors, Inc. otherD.H. Hill Advisors, Inc. independent RIAOtherJun 1, 2015Jun 1, 2015
Kenneth Sloan GunterWestpark Wealth Advisors, Inc. otherHighcrest Capital, LLC asset managerOtherFeb 5, 2015Jun 11, 2019 (1587 d)
Robert David BourlandWestpark Wealth Advisors, Inc. otherInternational Assets Investment Management, LLC otherOtherFeb 12, 2013Feb 26, 2013
Quincy Deearl CaldwellWestpark Wealth Advisors, Inc. otherVeritrust Financial, LLC otherOtherMar 22, 2011Mar 22, 2011
Gregory Michael RickertWestpark Wealth Advisors, Inc. otherEagle Strategies LLC otherOtherNov 3, 2010Nov 24, 2010
James Robert DavisWestpark Wealth Advisors, Inc. otherEagle Strategies LLC otherOtherOct 19, 2010Nov 17, 2010
Kevin CunninghamWestpark Wealth Advisors, Inc. otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherSep 7, 2010Feb 26, 2013 (903 d)
Seth E HareWestpark Wealth Advisors, Inc. otherBison Investment Advisors, LLC independent RIAOtherNov 18, 2009Aug 12, 2009
Bradley Dale ReevesWestpark Wealth Advisors, Inc. otherCharles Schwab & Co., Inc. national BDOtherOct 22, 2009Mar 30, 2010 (159 d)
Cory Dale SummersWestpark Wealth Advisors, Inc. otherValic Financial Advisors, Inc. otherOtherOct 16, 2009Jun 27, 2011 (619 d)
Owen Keith DrymondWestpark Wealth Advisors, Inc. otherAmeriprise Financial Services, LLC national BDOtherAug 10, 2007Aug 21, 2007
Elizabeth V Soto-DelgadilloWestpark Wealth Advisors, Inc. otherMML Investors Services, LLC otherOtherApr 27, 2007Jun 7, 2007 (41 d)
Louis John PelzWestpark Wealth Advisors, Inc. otherGolden Beneficial Securities Corporation unclassifiedOtherApr 25, 2007May 1, 2007
Jacob Mitrani LeonWestpark Wealth Advisors, Inc. otherKestra Advisory Services, LLC otherOtherApr 28, 2006Apr 21, 2016 (3646 d)
Michael John LevyWestpark Wealth Advisors, Inc. otherKestra Advisory Services, LLC otherOtherApr 17, 2006Apr 21, 2016 (3657 d)
Syed Faisal AfzaalWestpark Wealth Advisors, Inc. otherWamu Investments, Inc. unclassifiedOtherDec 13, 2005Dec 8, 2005
Ronald Vance HowardWestpark Wealth Advisors, Inc. otherOnyx Wealth Advisors, Inc. otherOtherSep 28, 2005Sep 19, 2005
Brian Paul KoeppWestpark Wealth Advisors, Inc. otherOnyx Wealth Advisors, Inc. otherOtherSep 23, 2004Sep 28, 2004
Byron Lee PreussWestpark Wealth Advisors, Inc. otherOnyx Wealth Advisors, Inc. otherOtherSep 23, 2004Sep 28, 2004
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43 moves match.