DFX Intelligence
Advisor moves
Departures from Cambridge Investment Research Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Luke Childs | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 1, 2024 | Aug 19, 2024 |
| Jonah Nathaniel Kaplan | Cambridge Investment Research Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 1, 2024 | Aug 14, 2024 |
| Robert Malek | Cambridge Investment Research Advisors, Inc. BD affiliated | Planmember Securities Corporation independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2024 | Jul 29, 2024 |
| Marino Parrish Stath | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 28, 2024 | Jul 17, 2024 |
| Justin M Mulholland | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2024 | Jun 28, 2024 |
| Richard J. Lullo | Cambridge Investment Research Advisors, Inc. BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jul 26, 2024 | Sep 9, 2024 (45 d) |
| Thomas Windom | Cambridge Investment Research Advisors, Inc. BD affiliated | Ethos Financial Planning state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 26, 2024 | Oct 29, 2024 (95 d) |
| Tanner Britt Stockton | Cambridge Investment Research Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jul 19, 2024 | Aug 21, 2024 (33 d) |
| Patrick Durwin Davis | Cambridge Investment Research Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2024 | Jul 22, 2024 |
| Andrew David Grace | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 18, 2024 | Jul 15, 2024 |
| Bruce Stanley Jakiel | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 18, 2024 | Jul 15, 2024 |
| Dennis Ronald Browne | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 17, 2024 | Jul 15, 2024 |
| Jason Darren Campbell | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2024 | Jul 18, 2024 |
| Emily Dalton Hickman | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 17, 2024 | Jul 16, 2024 |
| Michael Thomas Bellah | Cambridge Investment Research Advisors, Inc. BD affiliated | Jmg Financial Group Ltd independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 17, 2024 | Aug 5, 2024 |
| Michael Todd Martin | Cambridge Investment Research Advisors, Inc. BD affiliated | Rossby Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2024 | Jul 1, 2024 |
| Randolph Michael Martin | Cambridge Investment Research Advisors, Inc. BD affiliated | Rossby Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 16, 2024 | Jul 2, 2024 |
| William Martin Gilmore | Cambridge Investment Research Advisors, Inc. BD affiliated | Fcig Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 11, 2024 | Mar 19, 2024 |
| Ryan P Bouchard | Cambridge Investment Research Advisors, Inc. BD affiliated | Fcig Wealth Management, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 11, 2024 | Jun 14, 2024 |
| Peter Campbell Dobson | Cambridge Investment Research Advisors, Inc. BD affiliated | Riverwest Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 11, 2024 | Jan 7, 2026 (545 d) |
| Kimberlie Jo Sonnenberg | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 10, 2024 | Jul 10, 2024 |
| Alexandra Sonnenberg | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 10, 2024 | Jul 10, 2024 |
| Michael Dennis Ament | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2024 | Jul 26, 2024 |
| Joseph Paul Williams | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 29, 2024 | Jun 24, 2024 |
| April Boyers Sneed | Cambridge Investment Research Advisors, Inc. BD affiliated | Strategic Advisers LLC national BD | Affiliated broker-dealer or bank to another | Jun 29, 2024 | Apr 28, 2025 (303 d) |
| Michael Allen Rue | Cambridge Investment Research Advisors, Inc. BD affiliated | Etesian Wealth Advisors, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 27, 2024 | Jul 17, 2024 |
| Steven M Dalton | Cambridge Investment Research Advisors, Inc. BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 26, 2024 | Jun 18, 2024 |
| Doan Phuong Nguyen | Cambridge Investment Research Advisors, Inc. BD affiliated | Park Avenue Securities LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2024 | Jun 17, 2024 |
| Matthew White | Cambridge Investment Research Advisors, Inc. BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Jun 7, 2024 | Jan 3, 2025 (210 d) |
| Alexander Salem | Cambridge Investment Research Advisors, Inc. BD affiliated | Captrust institutional | Other | Jun 5, 2024 | Jun 3, 2024 |
| Owen G Paulk | Cambridge Investment Research Advisors, Inc. BD affiliated | Principal Securities, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jun 5, 2024 | Jun 6, 2024 |
| Kyle Foreman | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 29, 2024 | Jul 9, 2024 (41 d) |
| Austin Jarrett Neal | Cambridge Investment Research Advisors, Inc. BD affiliated | Frazier Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 22, 2024 | Jun 13, 2024 |
| Nicole Yvette Redus | Cambridge Investment Research Advisors, Inc. BD affiliated | United Planners' Financial Services Of America A Limited Partner independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2024 | May 21, 2024 |
| Robert Wesley Teague | Cambridge Investment Research Advisors, Inc. BD affiliated | Markle Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 20, 2024 | May 6, 2024 |
| Daniel Louis Frattali | Cambridge Investment Research Advisors, Inc. BD affiliated | Hs Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 20, 2024 | May 9, 2024 |
| Jacob Hampton Adams | Cambridge Investment Research Advisors, Inc. BD affiliated | Stonex Advisors Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 20, 2024 | Jun 12, 2024 |
| Pete D Henderson | Cambridge Investment Research Advisors, Inc. BD affiliated | Hs Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 17, 2024 | May 9, 2024 |
| Anthony Drew Steffan | Cambridge Investment Research Advisors, Inc. BD affiliated | Hs Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 17, 2024 | May 9, 2024 |
| Joshalyn Rae Baca | Cambridge Investment Research Advisors, Inc. BD affiliated | Hs Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 17, 2024 | May 9, 2024 |
| Randal Gregory Stinson | Cambridge Investment Research Advisors, Inc. BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 14, 2024 | May 14, 2024 |
| Justin Qvistgaard | Cambridge Investment Research Advisors, Inc. BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | May 14, 2024 | Jul 9, 2024 (56 d) |
| Danielle Marie Brown | Cambridge Investment Research Advisors, Inc. BD affiliated | Buttonwood Financial Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 4, 2024 | Jun 17, 2024 (44 d) |
| Mason F Carrier | Cambridge Investment Research Advisors, Inc. BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 4, 2024 | May 24, 2024 |
| Vanessa Striegel | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Enterprise, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | May 3, 2024 | Sep 23, 2024 (143 d) |
| Jose Luis Martin | Cambridge Investment Research Advisors, Inc. BD affiliated | Lifecraft Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 29, 2024 | May 22, 2024 |
| Dianne Shumway | Cambridge Investment Research Advisors, Inc. BD affiliated | MML Investors Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 29, 2024 | Jun 12, 2024 (44 d) |
| Tygan William Holtey | Cambridge Investment Research Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 29, 2024 | Jul 29, 2024 (91 d) |
| Michelle Boisvert | Cambridge Investment Research Advisors, Inc. BD affiliated | Midland Wealth Management other | Other | Apr 26, 2024 | Jun 21, 2024 (56 d) |
| Timothy James Heisterkamp | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2024 | Apr 22, 2024 |
| Maxwell Thomas Neese | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 25, 2024 | Apr 22, 2024 |
| David Franklin Moore | Cambridge Investment Research Advisors, Inc. BD affiliated | Independent Solutions Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2024 | Apr 17, 2024 |
| Micah Moore | Cambridge Investment Research Advisors, Inc. BD affiliated | Independent Solutions Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 22, 2024 | Apr 18, 2024 |
| Damon Darrell Walker | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2024 | Apr 12, 2024 |
| Anita L Ritter | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2024 | Apr 10, 2024 |
| Joel Donald Hanson | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2024 | Apr 11, 2024 |
| Aaron Michael Vincent | Cambridge Investment Research Advisors, Inc. BD affiliated | Impact Partnership Wealth, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 16, 2024 | Apr 15, 2024 |
| Benjamin Allen Young | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2024 | Apr 11, 2024 |
| Allikan Cree Dianne Martens | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2024 | Apr 11, 2024 |
| Erica Chavez | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 16, 2024 | Apr 11, 2024 |
2,158 moves match.