DFX Intelligence
Advisor moves
Departures from Cambridge Investment Research Advisors, Inc.
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| David Arthur Dickson | Cambridge Investment Research Advisors, Inc. BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Apr 15, 2024 | Apr 4, 2024 |
| Timothy M White | Cambridge Investment Research Advisors, Inc. BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 15, 2024 | Oct 9, 2024 (177 d) |
| Julie A Hokit | Cambridge Investment Research Advisors, Inc. BD affiliated | Compass Capital Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 11, 2024 | Apr 11, 2024 |
| Brian Thomas Maher | Cambridge Investment Research Advisors, Inc. BD affiliated | Signature Equity Partners, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 8, 2024 | Apr 1, 2024 |
| Matthew Wade Jones | Cambridge Investment Research Advisors, Inc. BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 8, 2024 | May 27, 2025 (414 d) |
| Nicole Marie Mcwilliams | Cambridge Investment Research Advisors, Inc. BD affiliated | Sentinel Pension Advisors, LLC. institutional | Other | Apr 8, 2024 | Apr 22, 2024 |
| Kevin Joseph Orsinger | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 5, 2024 | Apr 2, 2024 |
| Thomas Justin Kozelka | Cambridge Investment Research Advisors, Inc. BD affiliated | Adapt Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 4, 2024 | May 20, 2024 (46 d) |
| Michael Allen Davis | Cambridge Investment Research Advisors, Inc. BD affiliated | Legs Financial state registered | Affiliated broker-dealer or bank to a state-registered adviser | Apr 3, 2024 | May 10, 2024 (37 d) |
| George Alan Paxton | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Mar 27, 2024 |
| Jesse David Bargstadt | Cambridge Investment Research Advisors, Inc. BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 2, 2024 | Mar 27, 2024 |
| Jeffrey Lane Wallace | Cambridge Investment Research Advisors, Inc. BD affiliated | Integrity Alliance, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2024 | Mar 18, 2024 |
| Jordan Michael Sathoff | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 21, 2024 | Mar 14, 2024 |
| Brian Scott Mandel | Cambridge Investment Research Advisors, Inc. BD affiliated | Nicholas Yrizarry Wealth Management Group other | Other | Mar 21, 2024 | Oct 16, 2024 (209 d) |
| Sara Anne Hibbs | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2024 | Mar 14, 2024 |
| Melissa B Reaktenwalt | Cambridge Investment Research Advisors, Inc. BD affiliated | Rossby Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2024 | Feb 23, 2024 |
| Eric Wrisley | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2024 | Mar 14, 2024 |
| Elizabeth Sergeevna Sharonova Miller | Cambridge Investment Research Advisors, Inc. BD affiliated | Rossby Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 18, 2024 | Feb 23, 2024 |
| Joseph Miles Johnson | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 18, 2024 | Mar 14, 2024 |
| Michael Knee | Cambridge Investment Research Advisors, Inc. BD affiliated | Atlas Fiduciary Services, Inc. other | Other | Mar 12, 2024 | Feb 13, 2024 |
| Andrew Douglas Beckman | Cambridge Investment Research Advisors, Inc. BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 8, 2024 | Sep 23, 2024 (199 d) |
| Allen Shojiro Komori | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2024 | Mar 4, 2024 |
| Kellen Koichi Kaneshiro | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2024 | Mar 4, 2024 |
| Michael David Carlos Gonzalez | Cambridge Investment Research Advisors, Inc. BD affiliated | Equitable Advisors, LLC national BD | Affiliated broker-dealer or bank to another | Mar 5, 2024 | Jun 18, 2024 (105 d) |
| Harry Vincent Hutchins | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2024 | Mar 4, 2024 |
| Leo Bartlett Goodin | Cambridge Investment Research Advisors, Inc. BD affiliated | J. W. Cole Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 4, 2024 | Feb 15, 2024 |
| Ryan Michael Sink | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2024 | Mar 4, 2024 |
| Jesus Alberto Soto | Cambridge Investment Research Advisors, Inc. BD affiliated | Retirement Consultants, Inc. unclassified | Other | Feb 16, 2024 | Feb 9, 2024 |
| Lawrence Joseph Hesse | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2024 | Jan 26, 2024 |
| Tyler Robinson | Cambridge Investment Research Advisors, Inc. BD affiliated | Adapt Wealth Advisors, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Feb 12, 2024 | Mar 11, 2024 |
| Peter Elliott Letch | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2024 | Jan 26, 2024 |
| Kelly Susan Carlson | Cambridge Investment Research Advisors, Inc. BD affiliated | Global Retirement Partners LLC institutional | Other | Feb 9, 2024 | Feb 5, 2024 |
| Michael Masin Lewis | Cambridge Investment Research Advisors, Inc. BD affiliated | Family Legacy Financial Solutions, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2024 | Feb 5, 2024 |
| Christopher Aaron Brubaker | Cambridge Investment Research Advisors, Inc. BD affiliated | Swisher Financial Concepts, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2024 | Feb 5, 2024 |
| James Stephen Franceus | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2024 | Jan 29, 2024 |
| Peter James Gialames | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2024 | Jan 29, 2024 |
| Peter Eric Gialames | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 26, 2024 | Jan 29, 2024 |
| Matthew John Civello | Cambridge Investment Research Advisors, Inc. BD affiliated | Headinvest independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 26, 2024 | Jul 30, 2024 (186 d) |
| Dean Winfred Thurman | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 23, 2024 | Jan 9, 2024 |
| Jennifer Ann Denapoli | Cambridge Investment Research Advisors, Inc. BD affiliated | Acpwa, LLC unclassified | Other | Jan 18, 2024 | Mar 11, 2022 |
| William M Elwell | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Jan 18, 2024 |
| Scott Cameron Rooney | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2024 | Jan 9, 2024 |
| Cathleen Marie Odish | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2024 | Jan 9, 2024 |
| Kelly Lynn Boyd | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2024 | Jan 9, 2024 |
| Michael Edward Sullivan | Cambridge Investment Research Advisors, Inc. BD affiliated | Lucas Group Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 12, 2024 | Jan 12, 2024 |
| Jeffery Paul Wallem | Cambridge Investment Research Advisors, Inc. BD affiliated | Lucas Group Financial Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 12, 2024 | Jan 12, 2024 |
| John Michael Kennedy | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2024 | Jan 9, 2024 |
| James Jae Won Uh | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2024 | Jan 9, 2024 |
| Kurtis Michael Beethem | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2024 | Jan 9, 2024 |
| Brandon Robert Moore | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2024 | Jan 9, 2024 |
| Mason Gorris | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2024 | Jan 9, 2024 |
| Ryan Crue | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2024 | Jan 9, 2024 |
| Hunter James Washington | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 12, 2024 | Jan 9, 2024 |
| Shaun D Sullivan | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 8, 2024 | Jan 3, 2024 |
| Kevin W Diamond | Cambridge Investment Research Advisors, Inc. BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | May 5, 2025 (491 d) |
| Eric John Hollister | Cambridge Investment Research Advisors, Inc. BD affiliated | Principal Advised Services BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Aug 12, 2024 (225 d) |
| William Patrick Dougherty | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 2, 2024 |
| Marla Kay Ringling | Cambridge Investment Research Advisors, Inc. BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 2, 2024 |
| Michael Dale Dreyer | Cambridge Investment Research Advisors, Inc. BD affiliated | Stonepath Wealth Management no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Dec 31, 2023 | Jan 2, 2024 |
| Joseph L. Duran | Cambridge Investment Research Advisors, Inc. BD affiliated | Moors & Cabot, Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 2, 2024 |
2,158 moves match.