DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Cetera Advisor Networks LLC
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Brandon Philip Crouch | Cetera Advisor Networks LLC BD affiliated | Austin Wealth Management, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2023 | Jun 29, 2023 |
| Peter Englund | Cetera Advisor Networks LLC BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 20, 2023 | Jan 10, 2024 (204 d) |
| Joseph Pierpont Morgan | Cetera Advisor Networks LLC BD affiliated | Cwm, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 16, 2023 | Apr 15, 2019 |
| Robert Whaley Diehl | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 16, 2023 | Jun 15, 2023 |
| Brett Erich Leonhardt | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 14, 2023 | Jun 6, 2023 |
| Nagi Reddy Nallavelli | Cetera Advisor Networks LLC BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jun 13, 2023 | Jun 22, 2023 |
| James A Franklin | Cetera Advisor Networks LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 8, 2023 | Jun 9, 2023 |
| David Bradley Hooks | Cetera Advisor Networks LLC BD affiliated | Iht Wealth Management LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2023 | Jun 14, 2023 |
| Aaron Joshua Cirksena | Cetera Advisor Networks LLC BD affiliated | Mdrn Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2023 | Jun 1, 2023 |
| Edward Zdolshek | Cetera Advisor Networks LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jun 5, 2023 | Jun 6, 2023 |
| William John Cirksena | Cetera Advisor Networks LLC BD affiliated | Mdrn Capital independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 5, 2023 | Jun 2, 2023 |
| David Howard Douglas | Cetera Advisor Networks LLC BD affiliated | Voya Retirement Advisors, LLC other | Other | May 31, 2023 | Aug 8, 2023 (69 d) |
| Jane W Griffith | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 31, 2023 | May 30, 2023 |
| Nathan Elby | Cetera Advisor Networks LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | May 31, 2023 | Jun 13, 2023 |
| Frank Robert Zocco | Cetera Advisor Networks LLC BD affiliated | Blue Vase Capital Management unclassified | Other | May 26, 2023 | Jan 4, 2006 |
| Rebecca S Leonard | Cetera Advisor Networks LLC BD affiliated | Independent Financial Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2023 | May 5, 2023 |
| Traci Kurtz | Cetera Advisor Networks LLC BD affiliated | Hilltop Securities Inc. BD affiliated | Affiliated broker-dealer or bank to another | May 19, 2023 | May 15, 2023 |
| Robert Joseph Gregory Mendoza | Cetera Advisor Networks LLC BD affiliated | Bailard, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | May 18, 2023 | Jul 26, 2023 (69 d) |
| Jason Glen Reeves | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 11, 2023 | May 11, 2023 |
| Kenneth Dean Dedeker | Cetera Advisor Networks LLC BD affiliated | Advisornet Wealth Partners other | Other | May 8, 2023 | Jan 29, 2014 |
| Todd Kelzenberg | Cetera Advisor Networks LLC BD affiliated | Captar Private Wealth independent RIA | Affiliated broker-dealer or bank to independent RIA | May 8, 2023 | Jan 1, 2026 (969 d) |
| Michael Schwartz | Cetera Advisor Networks LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 4, 2023 | May 1, 2023 |
| Larry Jay Schwartz | Cetera Advisor Networks LLC BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | May 4, 2023 | May 1, 2023 |
| Jodi Kay Gibson | Cetera Advisor Networks LLC BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2023 | May 1, 2023 |
| Nicholas Joel Tilson | Cetera Advisor Networks LLC BD affiliated | Tri-Ad Capital Management I, LLC institutional | Other | May 3, 2023 | Jun 14, 2023 (42 d) |
| William Henry Granger | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2023 | May 1, 2023 |
| Jordan Thomas Wold | Cetera Advisor Networks LLC BD affiliated | Great Valley Advisor Group, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | May 3, 2023 | May 1, 2023 |
| Scott Andrew Castilow | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 3, 2023 | Apr 27, 2023 |
| Stephen Joseph Stravolo | Cetera Advisor Networks LLC BD affiliated | Stravolo Wealth Management, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | May 2, 2023 | Oct 17, 2011 |
| Michael Joseph Palen | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2023 | May 1, 2023 |
| Alan Beverly Irving | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2023 | Apr 28, 2023 |
| Vincent Robert Gallagher | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 27, 2023 | Apr 27, 2023 |
| Peter Knutson | Cetera Advisor Networks LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2023 | Apr 26, 2023 |
| Karey Anne Casto | Cetera Advisor Networks LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2023 | Apr 26, 2023 |
| James M Moore | Cetera Advisor Networks LLC BD affiliated | Affinity Financial Advisors other | Other | Apr 20, 2023 | Jan 16, 2014 |
| Judith Lynn Mcdaniel | Cetera Advisor Networks LLC BD affiliated | Allworth Financial, L.P. BD affiliated | Affiliated broker-dealer or bank to another | Apr 20, 2023 | Apr 26, 2023 |
| Sarah Lynn Koth | Cetera Advisor Networks LLC BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Apr 18, 2023 | Sep 10, 2024 (511 d) |
| Lynnette Michelle Mcgill-Koehn | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Apr 6, 2023 | Apr 4, 2023 |
| Kristin Jones | Cetera Advisor Networks LLC BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Mar 17, 2023 | Mar 4, 2024 (353 d) |
| Michael Robert Bruce | Cetera Advisor Networks LLC BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Mar 16, 2023 | Nov 10, 2023 (239 d) |
| Jacob Tyler Wilsie | Cetera Advisor Networks LLC BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 9, 2023 | Jul 20, 2023 (133 d) |
| Edward Johnson Cole | Cetera Advisor Networks LLC BD affiliated | Cole Financial Advisors, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 8, 2023 | Mar 6, 2023 |
| Christopher H Cole | Cetera Advisor Networks LLC BD affiliated | Cole Financial Advisors, Inc. state registered | Affiliated broker-dealer or bank to a state-registered adviser | Mar 8, 2023 | Mar 6, 2023 |
| Michael Meehan | Cetera Advisor Networks LLC BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Feb 28, 2023 | Feb 27, 2023 |
| Ronald Dean Clark | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 24, 2023 | Feb 23, 2023 |
| Carl Lavern Hart | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 23, 2023 | Feb 23, 2023 |
| George Peter Brkljacic | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 23, 2023 | Feb 22, 2023 |
| Blake Deonne Amick | Cetera Advisor Networks LLC BD affiliated | Wingstem Wealth, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 21, 2023 | Feb 9, 2023 |
| William Blake Amick | Cetera Advisor Networks LLC BD affiliated | Wingstem Wealth, LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 21, 2023 | Jan 9, 2025 (688 d) |
| Shane Michael Myas | Cetera Advisor Networks LLC BD affiliated | Midwest Capital Advisors, LLC other | Other | Feb 21, 2023 | Feb 28, 2023 |
| Braden Wayne Givens | Cetera Advisor Networks LLC BD affiliated | Advisor Resource Council independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2023 | Mar 20, 2023 |
| Christine Tillman | Cetera Advisor Networks LLC BD affiliated | Creative Planning independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 17, 2023 | Feb 16, 2023 |
| Cynthia Holmes Stacy | Cetera Advisor Networks LLC BD affiliated | Advisornet Wealth Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 16, 2023 | Sep 22, 2021 |
| David Paul Yahnian | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 9, 2023 | Jan 31, 2023 |
| Jennifer Diane Manthey | Cetera Advisor Networks LLC BD affiliated | Vicus Capital, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 3, 2023 | Jan 26, 2024 (357 d) |
| David Allen Casparian | Cetera Advisor Networks LLC BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 2, 2023 | Jan 31, 2023 |
| Sal Joseph Disalvo | Cetera Advisor Networks LLC BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2023 | Jan 27, 2023 |
| Marie L Madarasz | Cetera Advisor Networks LLC BD affiliated | Prosperity Capital Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2023 | Jan 27, 2023 |
| Gregory Allen Large | Cetera Advisor Networks LLC BD affiliated | Vantage Financial Group, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 25, 2023 | Jun 4, 2019 |
| Douglas Robert Lederer | Cetera Advisor Networks LLC BD affiliated | Ae Wealth Management, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 20, 2023 | Jan 24, 2023 |
1,576 moves match.