DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Msi Financial Services, Inc.

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
Jeffrey Michael Costa	Msi Financial Services, Inc. other	Scholtz & Company, LLC independent RIA	Other	Dec 5, 2016	Aug 4, 2020 (1338 d)
Samuel Campbell Watson	Msi Financial Services, Inc. other	Citizens Securities, Inc. other	Other	Dec 5, 2016	Nov 29, 2016
Louis Alonso Romero	Msi Financial Services, Inc. other	Osaic Fa, Inc. other	Other	Dec 2, 2016	Nov 22, 2016
Tierney Erin Ziebelman	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Dec 1, 2016	Nov 4, 2016
Sandra Lee Hild Duff	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Nov 29, 2016	Dec 5, 2016
Brenden Matthew Hagner	Msi Financial Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 29, 2016	Dec 20, 2016
Antonino Joseph Aluia	Msi Financial Services, Inc. other	Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse	Other	Nov 28, 2016	Dec 2, 2016
Saksoknik Sopheak	Msi Financial Services, Inc. other	Equitable Advisors, LLC national BD	Other	Nov 22, 2016	Dec 15, 2016
Bryna Ann Kanarek	Msi Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Nov 22, 2016	Nov 18, 2016
Robert Alan Lenz	Msi Financial Services, Inc. other	Sagepoint Financial, Inc. other	Other	Nov 18, 2016	Nov 18, 2016
Marc Gregory Sigel	Msi Financial Services, Inc. other	Sagepoint Financial, Inc. other	Other	Nov 18, 2016	Nov 22, 2016
Gary Christopher Alexander	Msi Financial Services, Inc. other	Sagepoint Financial, Inc. other	Other	Nov 18, 2016	Nov 18, 2016
Renee Marie Lewis	Msi Financial Services, Inc. other	Sagepoint Financial, Inc. other	Other	Nov 18, 2016	Nov 21, 2016
Heide Murray	Msi Financial Services, Inc. other	Bankers Life Advisory Services, Inc. no RAUM	Other	Nov 17, 2016	Feb 15, 2017 (90 d)
Craig Gerard Desimone	Msi Financial Services, Inc. other	Advice And Planning Services BD affiliated	Other	Nov 17, 2016	Feb 4, 2021 (1540 d)
Lisa Anne Grassbaugh	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Nov 15, 2016	Nov 10, 2016
Steve R Palmer	Msi Financial Services, Inc. other	Securities America Advisors, Inc. other	Other	Nov 15, 2016	Mar 24, 2017 (129 d)
Richard Mario Blanco	Msi Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Nov 15, 2016	Nov 10, 2016
Kevin Regan Fisher	Msi Financial Services, Inc. other	Raymond James Financial Services Advisors, Inc other	Other	Nov 15, 2016	Nov 10, 2016
Kyle Robert Arcand	Msi Financial Services, Inc. other	Independent Advisor Alliance, LLC other	Other	Nov 14, 2016	Nov 10, 2016
Michael Vitas Kane	Msi Financial Services, Inc. other	Hornor, Townsend & Kent, LLC BD affiliated	Other	Nov 11, 2016	Mar 19, 2021 (1589 d)
Thomas Borsellino	Msi Financial Services, Inc. other	Opus Wealth Management Group other	Other	Nov 10, 2016	Nov 22, 2016
Vanessa Aldape	Msi Financial Services, Inc. other	Opus Wealth Management Group other	Other	Nov 10, 2016	Dec 13, 2016 (33 d)
John Joseph Minton	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Nov 10, 2016	Nov 14, 2016
David Edward Smedley	Msi Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Nov 9, 2016	Nov 4, 2016
Michael Paul Pfeuffer	Msi Financial Services, Inc. other	LPL Financial LLC other	Other	Nov 9, 2016	Nov 4, 2016
Paul Andrew Heyman	Msi Financial Services, Inc. other	Excel Wealth Management, LLC no RAUM	Other	Nov 8, 2016	Feb 25, 2019 (839 d)
Lawrence Irvin Turow	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Nov 8, 2016	Nov 3, 2016
Shaun O'Boyle	Msi Financial Services, Inc. other	Commonwealth Financial Network national BD	Other	Nov 8, 2016	Nov 4, 2016
Charles James Reimers	Msi Financial Services, Inc. other	LPL Financial LLC other	Other	Nov 8, 2016	Nov 4, 2016
Robert Gwydir	Msi Financial Services, Inc. other	Fidelity Personal And Workplace Advisors BD affiliated	Other	Nov 4, 2016	Jul 15, 2019 (983 d)
Daniel Paul Stolfa	Msi Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Nov 2, 2016	Nov 2, 2016
Jeanna Marie Woods	Msi Financial Services, Inc. other	Robert W. Baird & Co. Incorporated other	Other	Nov 1, 2016	Oct 17, 2016
Matthew Joseph Zima	Msi Financial Services, Inc. other	LPL Financial LLC other	Other	Oct 21, 2016	Oct 14, 2016
Joyce Kwanwa Chan	Msi Financial Services, Inc. other	Park Avenue Securities LLC other	Other	Oct 20, 2016	Oct 31, 2016
Katrina Helle	Msi Financial Services, Inc. other	Bancwest Investment Services, Inc. (Bwis) other	Other	Oct 19, 2016	Oct 25, 2016
Debra Lynn Wachter	Msi Financial Services, Inc. other	Concourse Financial Group Advisors other	Other	Oct 18, 2016	Nov 17, 2016
Richard Carl Sexton	Msi Financial Services, Inc. other	U.S. Bancorp Investments, Inc. other	Other	Oct 14, 2016	Feb 2, 2017 (111 d)
Robert J Sand	Msi Financial Services, Inc. other	Ssn Advisory, Inc. other	Other	Oct 12, 2016	Oct 4, 2016
Joseph Anthony Deluca	Msi Financial Services, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Oct 11, 2016	Jun 21, 2017 (253 d)
Anne Marie Webster	Msi Financial Services, Inc. other	Stephens other	Other	Oct 11, 2016	Oct 7, 2016
Steven Craig Batutis	Msi Financial Services, Inc. other	LPL Financial LLC other	Other	Oct 6, 2016	Nov 29, 2016 (54 d)
Chase Kent Smith	Msi Financial Services, Inc. other	Waddell & Reed other	Other	Oct 6, 2016	Oct 5, 2016
Pierre-Emmanuel Jouve	Msi Financial Services, Inc. other	Insurawealth, LLC state registered	Other	Oct 5, 2016	Jun 11, 2020 (1345 d)
Gregg Carol Buxton	Msi Financial Services, Inc. other	Great Valley Advisor Group, LLC independent RIA	Other	Oct 4, 2016	Aug 24, 2022 (2150 d)
Thomas Lester Moore	Msi Financial Services, Inc. other	Osaic Fs, Inc. other	Other	Oct 4, 2016	Sep 30, 2016
Patrick James Modjeski	Msi Financial Services, Inc. other	Signator Investors, Inc. other	Other	Oct 4, 2016	Oct 3, 2016
Jacob August Kujala	Msi Financial Services, Inc. other	U.S. Bancorp Investments, Inc. other	Other	Oct 4, 2016	Oct 11, 2016
Thomas Albert Cabral	Msi Financial Services, Inc. other	Hornor, Townsend & Kent, LLC other	Other	Oct 4, 2016	Nov 30, 2016 (57 d)
Eric Sikes	Msi Financial Services, Inc. other	LPL Financial LLC other	Other	Sep 30, 2016	Oct 24, 2016
Ashley A Miller	Msi Financial Services, Inc. other	Cetera Investment Advisers LLC BD affiliated	Other	Sep 30, 2016	Jul 17, 2018 (655 d)
Michael Lentz	Msi Financial Services, Inc. other	M&T Securities, Inc. unclassified	Other	Sep 27, 2016	Oct 5, 2016
Danielle Learned	Msi Financial Services, Inc. other	LPL Financial LLC other	Other	Sep 27, 2016	Oct 17, 2016
Shenghua Wang	Msi Financial Services, Inc. other	Pruco Securities, LLC other	Other	Sep 23, 2016	Oct 7, 2016
Thomas Joseph Raleigh	Msi Financial Services, Inc. other	Charles Schwab & Co., Inc. national BD	Other	Sep 22, 2016	Oct 12, 2016
Carlyn J Bouchard	Msi Financial Services, Inc. other	Equitable Advisors, LLC national BD	Other	Sep 22, 2016	Oct 13, 2016
Christopher Charles Truscello	Msi Financial Services, Inc. other	Newsquare Capital, LLC other	Other	Sep 22, 2016	Mar 4, 2016
Francine Kay Rubinstein	Msi Financial Services, Inc. other	Securian Financial Services, Inc. other	Other	Sep 20, 2016	Sep 26, 2016
Christopher Michael Kmetz	Msi Financial Services, Inc. other	Cambridge Investment Research Advisors, Inc. other	Other	Sep 20, 2016	Sep 14, 2016
Jeanne Jordan Peterson	Msi Financial Services, Inc. other	Ameriprise Financial Services, LLC national BD	Other	Sep 20, 2016	Sep 9, 2016

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2,018 moves match.