DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Vsr Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Smitha ThomasVsr Advisory Services otherMML Investors Services, LLC otherOtherApr 4, 2008Oct 8, 2008 (187 d)
Paul Alan SwankVsr Advisory Services otherCoordinated Capital Securities, Inc. otherOtherDec 31, 2007Feb 4, 2008 (35 d)
John Michael TerrionVsr Advisory Services otherTerrion Advisors, Inc. state registeredOtherDec 17, 2007Jan 7, 2008
Marcus Anthony ArneaudVsr Advisory Services otherH. Beck, Inc. otherOtherOct 31, 2007Nov 7, 2007
Alejandro MartinezVsr Advisory Services otherH. Beck, Inc. otherOtherOct 31, 2007Nov 7, 2007
Sarah Maire BernerVsr Advisory Services otherBerthel Fisher & Company Financial Services, Inc. otherOtherOct 30, 2007Oct 30, 2007
Gary Robert CarlsonVsr Advisory Services otherNations Financial Group, Inc. otherOtherJul 23, 2007Jul 25, 2007
Joseph Kent NeyVsr Advisory Services otherNey Wealth Management unclassifiedOtherJul 11, 2007Aug 1, 2007
Derek David RippVsr Advisory Services otherNfp Advisor Services, LLC otherOtherJun 15, 2007Jul 9, 2007
Michael Alan ArmourVsr Advisory Services otherInvestacorp Advisory Services Inc otherOtherJun 1, 2007Oct 1, 2007 (122 d)
Jeffrey L GoffVsr Advisory Services otherCommerce Brokerage Services, Inc otherOtherFeb 28, 2007Apr 27, 2007 (58 d)
Bobby Glenn JamesVsr Advisory Services otherTfr Advisors Llp otherOtherJan 8, 2007Jan 31, 2007
Laura Noel WoodsVsr Advisory Services otherInvestacorp Advisory Services Inc otherOtherDec 31, 2006Jan 17, 2007
Eric Thomas HuVsr Advisory Services otherSpc otherOtherDec 31, 2006Jan 3, 2008 (368 d)
Stephen Lawrence ChambersVsr Advisory Services otherSwbc Investment Company otherOtherDec 31, 2006Jan 31, 2007 (31 d)
Robert Wallace ScullenVsr Advisory Services otherCapital Financial Services, Inc. otherOtherDec 31, 2006Jan 8, 2007
John Luther PottsVsr Advisory Services otherBerthel Fisher & Company Financial Services, Inc. otherOtherDec 31, 2006Jan 10, 2007
Timothy Craig MerchantVsr Advisory Services otherCoordinated Capital Securities, Inc. otherOtherNov 13, 2006Nov 13, 2006
Ryan Patrick O'HareVsr Advisory Services otherDewaay Capital Management otherOtherSep 11, 2006May 26, 2005
David GirmannVsr Advisory Services otherGreat American Advisors, Inc. otherOtherDec 31, 2005Apr 19, 2010 (1570 d)
Scott David MartinVsr Advisory Services otherWaterstone Financial Group, Inc. unclassifiedOtherDec 31, 2005Jan 13, 2006
Brock M AndersonVsr Advisory Services otherLPL Financial LLC otherOtherDec 31, 2005Apr 29, 2008 (850 d)
Jeffery Dean NautaVsr Advisory Services otherOsaic Fa, Inc. otherOtherOct 3, 2005Oct 18, 2005
Patrick Michael KaiserVsr Advisory Services otherWorkman Securities Corporation unclassifiedOtherDec 31, 2004Apr 14, 2005 (104 d)
Randolph Samuel BalchVsr Advisory Services otherTransamerica Financial Advisors, LLC otherOtherDec 14, 2004Dec 13, 2004
Sarah Lynn KothVsr Advisory Services otherDirected Services LLC otherOtherJun 25, 2004Sep 2, 2009 (1895 d)
Michael Travis NicholsVsr Advisory Services otherLPL Financial LLC otherOtherJun 24, 2004Jun 11, 2004
Carrie Delynn GrissoVsr Advisory Services otherChase Investment Services Corp. otherOtherJun 22, 2004Mar 13, 2008 (1360 d)
C Michael WhiteVsr Advisory Services otherHigh Mark Securities, Inc. unclassifiedOtherDec 31, 2003Jan 23, 2004
Chad Wesley TerryVsr Advisory Services otherPrincipal Securities, Inc. otherOtherNov 19, 2003Dec 15, 2006 (1122 d)
Thomas John AlexanderVsr Advisory Services otherPrincipal Securities, Inc. otherOtherOct 3, 2003Nov 10, 2004 (404 d)
Michael Joseph DiederichVsr Advisory Services otherUmb Private Wealth Management, LLC asset managerOtherFeb 13, 2003May 22, 2026 (8499 d)
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272 moves match.