DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Advisory Services Network

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

Advisor	From	To	Type	Left	Registered
William Michael Jones	Advisory Services Network independent RIA	Boulevard Money state registered	RIA to a state-registered adviser	Oct 22, 2021	Dec 10, 2025 (1510 d)
Michelle Lynn Barron	Advisory Services Network independent RIA	River City Wealth Management no RAUM	RIA to a newly registered adviser	Jul 1, 2021	Jul 2, 2021
Brian M Hughes	Advisory Services Network independent RIA	River City Wealth Management no RAUM	RIA to a newly registered adviser	Jul 1, 2021	Jul 2, 2021
Justin Anthony Reckers	Advisory Services Network independent RIA	Fonte Financial Advisors independent RIA	RIA to RIA	Mar 31, 2021	Aug 3, 2021 (125 d)
Mark Herskovitz	Advisory Services Network independent RIA	Equilibrium Wealth LLC independent RIA	RIA to RIA	Dec 31, 2020	Jan 14, 2026 (1840 d)
David Rabinowitz	Advisory Services Network independent RIA	Equilibrium Wealth LLC independent RIA	RIA to RIA	Dec 31, 2020	Jul 7, 2026 (2014 d)
Norman Mauldin Avinger	Advisory Services Network independent RIA	Greenville Capital state registered	RIA to a state-registered adviser	Dec 31, 2020	Sep 30, 2020
Jordan Charles Kaufman	Advisory Services Network independent RIA	Green Ridge Wealth Planning LLC independent RIA	RIA to RIA	Nov 16, 2020	Nov 17, 2020
Jack Donald Monteith	Advisory Services Network independent RIA	Monteith Wealth state registered	RIA to a state-registered adviser	May 4, 2020	May 1, 2020
Mike Ray Monteith	Advisory Services Network independent RIA	Monteith Wealth state registered	RIA to a state-registered adviser	May 4, 2020	May 1, 2020
Kristian Kvols Martin	Advisory Services Network independent RIA	Raymond James & Associates, Inc. national BD	RIA to affiliated broker-dealer or bank	Mar 2, 2020	Mar 11, 2020
Jeff Adron Cheek	Advisory Services Network independent RIA	Palatine Hill Wealth Management no RAUM	RIA to a newly registered adviser	Oct 9, 2019	Oct 1, 2019
Charles Edward Dabrowski	Advisory Services Network independent RIA	Palatine Hill Wealth Management no RAUM	RIA to a newly registered adviser	Oct 9, 2019	Oct 1, 2019
James Michael Housler	Advisory Services Network independent RIA	Palatine Hill Wealth Management no RAUM	RIA to a newly registered adviser	Oct 9, 2019	Oct 1, 2019
Monique Renee Marshall	Advisory Services Network independent RIA	Life By Design Investment Advisory Services state registered	RIA to a state-registered adviser	Jul 26, 2019	Jan 1, 2026 (2351 d)
Zachary Chauvin	Advisory Services Network independent RIA	J.P. Morgan Securities LLC wirehouse	RIA to wirehouse	Jun 6, 2019	Aug 9, 2019 (64 d)
Robert Bryan Cannon	Advisory Services Network independent RIA	Cannon Advisors independent RIA	RIA to RIA	Jun 25, 2018	Jun 26, 2018
Robert Clark Armstrong	Advisory Services Network independent RIA	Dempsey Lord Smith, LLC independent RIA	RIA to RIA	Jun 25, 2018	Sep 30, 2020 (828 d)
Barbara Ann Bell	Advisory Services Network independent RIA	Cannon Advisors independent RIA	RIA to RIA	Jun 25, 2018	Jun 26, 2018
Michael Robert Boykin	Advisory Services Network independent RIA	Cannon Advisors independent RIA	RIA to RIA	Jun 25, 2018	Jun 26, 2018
Marc Judd Scharf	Advisory Services Network independent RIA	Private Advisor Group, LLC BD affiliated	RIA to affiliated broker-dealer or bank	Apr 2, 2018	Jun 15, 2021 (1170 d)
Michael Herbert Rosenthal	Advisory Services Network independent RIA	Private Advisor Group, LLC independent RIA	RIA to RIA	Apr 2, 2018	Jun 19, 2018 (78 d)
Peter David Boockvar	Advisory Services Network other	Private Advisor Group, LLC other	Other	Jan 17, 2018	Jan 9, 2018
Jacob Cristobal Chaparro	Advisory Services Network other	Zenith Investment Management, LLC state registered	Other	May 30, 2017	Mar 12, 2021 (1382 d)
Scott Mons Broadbent	Advisory Services Network other	Calton & Associates, Inc. other	Other	Sep 30, 2016	Sep 1, 2016
Charles Brandon Downs	Advisory Services Network other	Oakbridge Partners, Ltd. other	Other	Oct 7, 2015	Oct 28, 2015
John Christopher Neyland	Advisory Services Network other	Jcn Financial & Tax Advisory Group, LLC independent RIA	Other	Jul 29, 2015	Jul 30, 2015
Morris Craig Moser	Advisory Services Network other	Brookstone Wealth Advisors, LLC other	Other	Apr 17, 2015	Apr 8, 2015
Lori Hooper Haddock	Advisory Services Network other	Securities America Advisors, Inc. other	Other	Mar 31, 2015	Mar 17, 2015
William Strickland Rumble	Advisory Services Network other	Kovack Advisors, Inc. other	Other	Nov 6, 2014	Nov 3, 2014
Clarence Edmund Blanton	Advisory Services Network other	Resource Horizons Investment Advisory, Inc. other	Other	Mar 3, 2014	Mar 28, 2014
Julie Ann Sullivan	Advisory Services Network other	Strategic Blueprint, LLC independent RIA	Other	Dec 23, 2013	Apr 1, 2021 (2656 d)
Stanley Anthony Kosack	Advisory Services Network other	Commonwealth Financial Network national BD	Other	Oct 4, 2011	Jan 9, 2012 (97 d)

Page 2 of 2Previous

93 moves match.