DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Ameritas Advisory Services

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Amit PoddarAmeritas Advisory Services otherSignator Investors, Inc. otherOtherMar 10, 2017Mar 7, 2017
Joyce E BradyAmeritas Advisory Services otherSignator Investors, Inc. otherOtherMar 9, 2017Mar 7, 2017
Brad Thomas WhitmanAmeritas Advisory Services otherSignator Investors, Inc. otherOtherMar 3, 2017Feb 23, 2017
Clayton James CheneyAmeritas Advisory Services otherSignator Investors, Inc. otherOtherMar 3, 2017Feb 3, 2017
Cole Thomas VautierAmeritas Advisory Services otherSignator Investors, Inc. otherOtherMar 3, 2017Feb 3, 2017
Matthew John DunnAmeritas Advisory Services otherFoundations Investment Advisors LLC otherOtherMar 1, 2017Feb 6, 2017
William James WarrenAmeritas Advisory Services otherSignator Investors, Inc. otherOtherFeb 24, 2017Feb 22, 2017
Grant Alexander HeddingerAmeritas Advisory Services otherSignator Investors, Inc. otherOtherFeb 24, 2017Feb 3, 2017
Alexander William SchwarckAmeritas Advisory Services otherSignator Investors, Inc. otherOtherFeb 24, 2017Feb 10, 2017
Barry Everett ThomasonAmeritas Advisory Services otherUSA Financial Securities LLC otherOtherFeb 22, 2017Jan 31, 2017
David Earl HerwerdenAmeritas Advisory Services otherCetera Advisor Networks LLC otherOtherFeb 6, 2017Feb 2, 2017
Douglas Michael MarlowAmeritas Advisory Services otherSignator Investors, Inc. otherOtherFeb 1, 2017Jan 17, 2017
Brock James NortonAmeritas Advisory Services otherSignator Investors, Inc. otherOtherFeb 1, 2017Jan 17, 2017
Andrew A JansenAmeritas Advisory Services otherSignator Investors, Inc. otherOtherJan 27, 2017Jan 18, 2017
Hannah Marie BehnkendorfAmeritas Advisory Services otherSignator Investors, Inc. otherOtherJan 27, 2017Jan 18, 2017
Larry Dean FreieAmeritas Advisory Services otherKestra Advisory Services, LLC otherOtherJan 25, 2017Jan 30, 2017
Curtis Wilcox LindsayAmeritas Advisory Services otherCetera Advisor Networks LLC otherOtherJan 25, 2017Jan 20, 2017
Stephen Lawrence MathiasonAmeritas Advisory Services otherEsi Financial Advisors otherOtherJan 13, 2017Jan 12, 2017
Pamela Jean DestefanoAmeritas Advisory Services otherEagle Strategies LLC BD affiliatedOtherDec 31, 2016May 9, 2024 (2686 d)
Howard James BuckAmeritas Advisory Services other20/20 Capital Management, Inc otherOtherDec 31, 2016Jun 23, 2016
James Daniel RasberryAmeritas Advisory Services otherCreativeone Securities, LLC BD affiliatedOtherDec 31, 2016Jan 3, 2025 (2925 d)
Christopher S AustinAmeritas Advisory Services other20/20 Capital Management, Inc independent RIAOtherDec 31, 2016May 7, 2018 (492 d)
Thomas Paul HajnyAmeritas Advisory Services otherUSA Financial Securities LLC otherOtherDec 27, 2016Mar 6, 2017 (69 d)
Rey DeborjaAmeritas Advisory Services otherOsaic Fa, Inc. otherOtherDec 27, 2016Dec 5, 2016
Nicholas Wesley LintonAmeritas Advisory Services otherLPL Financial LLC otherOtherDec 27, 2016Dec 14, 2016
Mark Paul De Guzman JuloyaAmeritas Advisory Services otherPalomar Advisors Inc. mixed wealthOtherDec 27, 2016Feb 15, 2017 (50 d)
Michael A BiggicaAmeritas Advisory Services other20/20 Capital Management, Inc otherOtherDec 20, 2016Jun 28, 2016
Andrew Carroll PetersonAmeritas Advisory Services otherAlphastar Capital Management otherOtherDec 20, 2016Dec 1, 2016
Travis N LangemeierAmeritas Advisory Services otherAlphastar Capital Management otherOtherDec 16, 2016Dec 1, 2016
Daryl Durand BushAmeritas Advisory Services otherQuestar Asset Management, Inc. otherOtherDec 14, 2016Dec 9, 2016
Thomas Joseph WiltzAmeritas Advisory Services otherQuestar Asset Management, Inc. otherOtherDec 1, 2016Nov 21, 2016
John Paul FountainAmeritas Advisory Services otherPalomar Advisors Inc. mixed wealthOtherNov 30, 2016Jan 15, 2020 (1141 d)
Anthony John SorrentinoAmeritas Advisory Services otherSsn Advisory, Inc. otherOtherNov 9, 2016Oct 11, 2016
Frederick W. CottonAmeritas Advisory Services otherSsn Advisory, Inc. otherOtherNov 7, 2016Oct 11, 2016
Fred J AbbottAmeritas Advisory Services otherSsn Advisory, Inc. otherOtherSep 23, 2016Aug 30, 2016
Jordan Nathaniel TompkinsAmeritas Advisory Services otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherAug 3, 2016Aug 12, 2016
Samuel Bruce PhillipsAmeritas Advisory Services otherCape Investment Advisory, Inc. otherOtherJul 29, 2016Sep 5, 2017 (403 d)
Kathleen M WhiteAmeritas Advisory Services otherSagepoint Financial, Inc. otherOtherJul 26, 2016Jun 30, 2016
Derek William CockrellAmeritas Advisory Services otherCambridge Investment Research Advisors, Inc. otherOtherJul 20, 2016Jun 20, 2016
Chadwic Joseph SarsfieldAmeritas Advisory Services otherSignator Investors, Inc. otherOtherJul 8, 2016Jul 7, 2016
Brian Ross SullivanAmeritas Advisory Services otherMadison Avenue Securities, LLC otherOtherJun 28, 2016Jun 22, 2016
Mark Phillip RosenbaumAmeritas Advisory Services otherRosenbaum Financial no RAUMOtherJun 13, 2016Jan 9, 2015
Jana BasdenAmeritas Advisory Services otherRosenbaum Financial no RAUMOtherJun 10, 2016Jan 9, 2015
Darin Andrew SevierAmeritas Advisory Services otherRosenbaum Financial no RAUMOtherJun 10, 2016Mar 6, 2015
Kimberly Sue RosenbergAmeritas Advisory Services otherRosenbaum Financial no RAUMOtherJun 10, 2016Mar 6, 2015
Klent StarksAmeritas Advisory Services otherOn Investment Management Co otherOtherJun 7, 2016Jul 1, 2016
Brian George SwimAmeritas Advisory Services otherLincoln Capital, LLC independent RIAOtherJun 1, 2016Dec 21, 2022 (2394 d)
Marc Charles HararyAmeritas Advisory Services otherPrivate Advisor Group, LLC otherOtherMay 24, 2016May 12, 2016
John Michael SheltonAmeritas Advisory Services otherMsi Financial Services, Inc. otherOtherMay 20, 2016Apr 22, 2016
Ronald Timothy LoprestiAmeritas Advisory Services otherQuestar Asset Management, Inc. otherOtherApr 28, 2016Apr 18, 2016
Jonathan Caplan WeissAmeritas Advisory Services otherQuestar Asset Management, Inc. otherOtherApr 28, 2016Apr 18, 2016
Jamie Leigh FriendtAmeritas Advisory Services otherRBC Capital Markets, LLC national BDOtherApr 25, 2016Apr 27, 2016
Mark Thomas BourgeoisAmeritas Advisory Services otherAlphastar Capital Management otherOtherMar 29, 2016Mar 28, 2016
Robert Calvin WhitesideAmeritas Advisory Services otherIndependent Financial Partners otherOtherMar 22, 2016Feb 29, 2016
Richard GustafsonAmeritas Advisory Services otherM Holdings Securities, Inc. otherOtherMar 16, 2016Feb 19, 2016
Amanda Kim BlocksomAmeritas Advisory Services otherM Holdings Securities, Inc. otherOtherFeb 17, 2016Feb 10, 2016
Christopher James BulmanAmeritas Advisory Services otherBrookstone Wealth Advisors, LLC otherOtherFeb 10, 2016Feb 11, 2016
Henry Lawrence ThompsonAmeritas Advisory Services otherCambridge Investment Research Advisors, Inc. otherOtherFeb 8, 2016Feb 1, 2016
Steven Lemuel SparksAmeritas Advisory Services otherCambridge Investment Research Advisors, Inc. otherOtherFeb 8, 2016Mar 11, 2016 (32 d)
Charles Allen RogersAmeritas Advisory Services otherCambridge Investment Research Advisors, Inc. otherOtherFeb 5, 2016Feb 29, 2016
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471 moves match.