DFX Intelligence
Advisor moves
Departures from Raymond James Financial Services Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Paul Todd Gaither | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 15, 2024 |
| Robert Lawrence Estes | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 15, 2024 |
| Reed Anthony Sloat | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 18, 2024 |
| Margaret Newell Wiley | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 18, 2024 |
| Virginia Anne Koontz | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 15, 2024 |
| Joshua Adam Deaver | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 16, 2024 |
| Jeffrey Paul Whiteside | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 15, 2024 |
| Ryan Nathaniel Russo | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 15, 2024 |
| Vernon Aubrey Thornton | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 15, 2024 |
| Anthony Michael Piglowski | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 15, 2024 |
| Christopher Todd Gaither | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 15, 2024 |
| Sean Thomas Manos | Raymond James Financial Services Advisors, Inc BD affiliated | Steward Partners Investment Advisory, LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 15, 2024 | Mar 15, 2024 |
| Seth Ashby Liskey | Raymond James Financial Services Advisors, Inc BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | Mar 15, 2024 |
| Virginia Ann Copley | Raymond James Financial Services Advisors, Inc BD affiliated | Advice And Planning Services BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | May 28, 2024 (75 d) |
| Laurie Maddox | Raymond James Financial Services Advisors, Inc BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Mar 14, 2024 | Mar 15, 2024 |
| Jacob William Walker | Raymond James Financial Services Advisors, Inc BD affiliated | M1 Advisory no RAUM | Other | Mar 14, 2024 | Jul 23, 2024 (131 d) |
| Thomas Steven Wegner | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 5, 2024 | Mar 4, 2024 |
| Allison Kaczmar | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Mar 1, 2024 | Apr 23, 2024 (53 d) |
| Timothy F Conner | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Mar 1, 2024 | Mar 20, 2024 |
| Rilee Lyle Johnson | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 1, 2024 | Feb 29, 2024 |
| Khaled M Nada | Raymond James Financial Services Advisors, Inc BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 27, 2024 | Apr 4, 2024 (37 d) |
| Lindsey Miller Roberts | Raymond James Financial Services Advisors, Inc BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 27, 2024 | Mar 1, 2024 |
| Michael Clifford Barron | Raymond James Financial Services Advisors, Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 22, 2024 | Feb 20, 2024 |
| Christina Joy Beninati | Raymond James Financial Services Advisors, Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 22, 2024 | Feb 20, 2024 |
| Ryan Gerald Decker | Raymond James Financial Services Advisors, Inc BD affiliated | Bridges Investment Management Inc mixed wealth | Affiliated broker-dealer or bank to independent RIA | Feb 22, 2024 | Mar 8, 2024 |
| Natalie Paige Dulaney | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 22, 2024 | Apr 22, 2024 (60 d) |
| Kelly Lisa Holtman | Raymond James Financial Services Advisors, Inc BD affiliated | B.O.S.S. Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 21, 2024 | Feb 27, 2024 |
| Joann Fontanez | Raymond James Financial Services Advisors, Inc BD affiliated | Osaic Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 21, 2024 | Mar 15, 2024 |
| Andrew Steven Lane | Raymond James Financial Services Advisors, Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 21, 2024 | Feb 20, 2024 |
| Michael George Latimer | Raymond James Financial Services Advisors, Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 20, 2024 | May 30, 2024 (100 d) |
| Logan M Valentine | Raymond James Financial Services Advisors, Inc BD affiliated | Valentine Wealth Management state registered | Affiliated broker-dealer or bank to a state-registered adviser | Feb 20, 2024 | Mar 1, 2024 |
| James Cox | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Feb 16, 2024 | Oct 1, 2021 |
| Leonard Chad Fernandez | Raymond James Financial Services Advisors, Inc BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 13, 2024 | Feb 9, 2024 |
| Laura Heather Lawther | Raymond James Financial Services Advisors, Inc BD affiliated | Empower Advisory Group, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 12, 2024 | Jul 23, 2024 (162 d) |
| Shawna Lee Waldman | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 9, 2024 | Feb 6, 2024 |
| Anthony David Friend | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Feb 6, 2024 |
| Sharyl Suzanne Morris | Raymond James Financial Services Advisors, Inc BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 8, 2024 | Mar 6, 2024 |
| Lara Berner Yates | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Feb 5, 2024 |
| Debora Ann Craig | Raymond James Financial Services Advisors, Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Feb 7, 2024 | Jan 26, 2024 |
| Jake Anthony Hammond | Raymond James Financial Services Advisors, Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Feb 7, 2024 | May 9, 2024 (92 d) |
| Katherine Desiree Bennen | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Feb 1, 2024 | Jan 31, 2024 |
| Mitchell Roy Griep | Raymond James Financial Services Advisors, Inc BD affiliated | Birch Cove Group, Ltd. unclassified | Other | Feb 1, 2024 | Aug 7, 2019 |
| Alicia Carinalli | Raymond James Financial Services Advisors, Inc BD affiliated | B.O.S.S. Retirement Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 31, 2024 | Feb 14, 2024 |
| Brandon John Marinelli | Raymond James Financial Services Advisors, Inc BD affiliated | Morgan Stanley wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 30, 2024 | Jan 26, 2024 |
| John Mcgowan | Raymond James Financial Services Advisors, Inc BD affiliated | Cwm, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 29, 2024 | Feb 5, 2024 |
| John Albert Barrientos | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Jan 24, 2024 | Jan 25, 2024 |
| Giuseppe Francesco Visconti | Raymond James Financial Services Advisors, Inc BD affiliated | Onesource Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 24, 2024 | Jan 1, 2025 (343 d) |
| Tj Anthony Binkowski | Raymond James Financial Services Advisors, Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jan 24, 2024 | Feb 9, 2024 |
| Cynthia J. Renzi | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jan 23, 2024 | Jan 19, 2024 |
| Lisa Marie Shive | Raymond James Financial Services Advisors, Inc BD affiliated | Rbg Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 23, 2024 | Sep 23, 2024 (244 d) |
| Michael Andrew Wilcox | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2024 | Jan 17, 2024 |
| Wayne Charles Maier | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2024 | Jan 17, 2024 |
| Gregory Scott Dahlberg | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 19, 2024 | Jan 17, 2024 |
| Joseph Wayne Maier | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Jan 17, 2024 |
| Logan Michael Maier | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Jan 17, 2024 |
| Brad Lee Marker | Raymond James Financial Services Advisors, Inc BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jan 18, 2024 | Feb 2, 2024 |
| Adam Casey Wohlscheid | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 18, 2024 | Jan 17, 2024 |
| Daniel Sean O'Neill | Raymond James Financial Services Advisors, Inc BD affiliated | Concurrent Investment Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 17, 2024 | Jan 17, 2024 |
| Sharyn Dansa | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2024 | Jan 18, 2024 |
| Brett Alan Naylor | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jan 17, 2024 | Jan 17, 2024 |
3,741 moves match.