DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Raymond James Financial Services Advisors, Inc
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| James Kim | Raymond James Financial Services Advisors, Inc BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 26, 2025 | Dec 8, 2025 |
| David Lettinga | Raymond James Financial Services Advisors, Inc BD affiliated | Ameriprise Financial Services, LLC national BD | Affiliated broker-dealer or bank to another | Nov 26, 2025 | Dec 8, 2025 |
| Scott Edison Schayot | Raymond James Financial Services Advisors, Inc BD affiliated | Schayot Financial LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 24, 2025 | Nov 21, 2025 |
| Barry Steven Bass | Raymond James Financial Services Advisors, Inc BD affiliated | Northwest Financial Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 24, 2025 | Nov 26, 2025 |
| Ryan Thomas Bennett | Raymond James Financial Services Advisors, Inc BD affiliated | Kelda Wealth Management LLC state registered | Affiliated broker-dealer or bank to a state-registered adviser | Nov 24, 2025 | Jan 23, 2026 (60 d) |
| Simon Henry Peterson | Raymond James Financial Services Advisors, Inc BD affiliated | Thrivent Investment Management Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 24, 2025 | Dec 19, 2025 |
| Brianne Marie Caldwell | Raymond James Financial Services Advisors, Inc BD affiliated | Voya Financial Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 17, 2025 | May 29, 2026 (193 d) |
| Ku'Oko'A Braxton Glory | Raymond James Financial Services Advisors, Inc BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Nov 13, 2025 | Dec 23, 2025 (40 d) |
| Keri Lynn Vaught | Raymond James Financial Services Advisors, Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 12, 2025 | Dec 1, 2025 |
| Heather Ann Tollis | Raymond James Financial Services Advisors, Inc BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Nov 10, 2025 | Nov 24, 2025 |
| Gerry Troy Bollinger | Raymond James Financial Services Advisors, Inc BD affiliated | Northland Asset Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 7, 2025 | Aug 3, 2026 (269 d) |
| John Francis Fiore | Raymond James Financial Services Advisors, Inc BD affiliated | Cetera Investment Advisers LLC BD affiliated | Affiliated broker-dealer or bank to another | Nov 7, 2025 | Jan 5, 2026 (59 d) |
| Jacqueline Martinez | Raymond James Financial Services Advisors, Inc BD affiliated | Buck Wealth Strategies, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 31, 2025 | Dec 18, 2025 (48 d) |
| Veronica Page | Raymond James Financial Services Advisors, Inc BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 30, 2025 | Jan 27, 2026 (89 d) |
| Amy Lynn Pongratz | Raymond James Financial Services Advisors, Inc BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 29, 2025 | Nov 6, 2025 |
| Shaina Keck | Raymond James Financial Services Advisors, Inc BD affiliated | Northwestern Mutual Investment Services,LLC no RAUM | Other | Oct 28, 2025 | Jan 30, 2026 (94 d) |
| Mark Clayton Christenson | Raymond James Financial Services Advisors, Inc BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2025 | Oct 22, 2025 |
| Richard Hardy Dawkins | Raymond James Financial Services Advisors, Inc BD affiliated | Kingswood Wealth Advisors, LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2025 | Oct 22, 2025 |
| Chloe Benzin | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 21, 2025 | Feb 11, 2026 (113 d) |
| Jennifer Marie Brown | Raymond James Financial Services Advisors, Inc BD affiliated | Uhler Vertich White Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2025 | Oct 21, 2025 |
| Jeremy Shawn Gentle | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 14, 2025 | Oct 13, 2025 |
| Joy Sutton Clary | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Oct 14, 2025 | Oct 16, 2025 |
| Jennifer Mary Buttram | Raymond James Financial Services Advisors, Inc BD affiliated | Robert W. Baird & Co. Incorporated mixed wealth | Affiliated broker-dealer or bank to independent RIA | Oct 14, 2025 | Oct 6, 2025 |
| Darren Keith Heisler | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Oct 16, 2025 |
| Christopher Allen Feland | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 6, 2025 | Oct 16, 2025 |
| John David Moore | Raymond James Financial Services Advisors, Inc BD affiliated | Trinity Strategic Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 3, 2025 | Oct 2, 2025 |
| James M Thornton | Raymond James Financial Services Advisors, Inc BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2025 | Oct 1, 2025 |
| Jeremy Dean Lott | Raymond James Financial Services Advisors, Inc BD affiliated | Trinity Strategic Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 3, 2025 | Oct 7, 2025 |
| Jeff Lesniewicz | Raymond James Financial Services Advisors, Inc BD affiliated | Vestgen Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2025 | Oct 1, 2025 |
| Ian Douglas Kiefer | Raymond James Financial Services Advisors, Inc BD affiliated | Trinity Strategic Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 3, 2025 | Oct 2, 2025 |
| Daniel Nampha | Raymond James Financial Services Advisors, Inc BD affiliated | Schwab Wealth Advisory, Inc. no RAUM | Other | Oct 3, 2025 | Apr 15, 2026 (194 d) |
| Caleb James Mazzei | Raymond James Financial Services Advisors, Inc BD affiliated | Trinity Strategic Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 3, 2025 | Oct 2, 2025 |
| Derrick Alan Sands | Raymond James Financial Services Advisors, Inc BD affiliated | Trinity Strategic Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Oct 2, 2025 |
| David George Fellows | Raymond James Financial Services Advisors, Inc BD affiliated | Broadview Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Oct 9, 2025 |
| Pamela Sue Rigsby | Raymond James Financial Services Advisors, Inc BD affiliated | Pursuit Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Oct 27, 2025 |
| Keith Allen Van Dyke | Raymond James Financial Services Advisors, Inc BD affiliated | Trinity Strategic Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Oct 6, 2025 |
| Jamie Lyn Sladky | Raymond James Financial Services Advisors, Inc BD affiliated | Broadview Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Aug 4, 2025 |
| Joshua Wright Lowe | Raymond James Financial Services Advisors, Inc BD affiliated | Newedge Advisors BD affiliated | Affiliated broker-dealer or bank to another | Oct 2, 2025 | Oct 7, 2025 |
| James Mcdonald Dawson | Raymond James Financial Services Advisors, Inc BD affiliated | Broadview Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Aug 4, 2025 |
| Jeffrey R Small | Raymond James Financial Services Advisors, Inc BD affiliated | Trinity Strategic Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Oct 2, 2025 |
| Dawn M. Jones | Raymond James Financial Services Advisors, Inc BD affiliated | Broadview Wealth Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Oct 9, 2025 |
| Dennis Allen Zeimet | Raymond James Financial Services Advisors, Inc BD affiliated | Trinity Strategic Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Oct 2, 2025 |
| Michael John Macco | Raymond James Financial Services Advisors, Inc BD affiliated | Macco Financial Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Oct 2, 2025 |
| Andrew Kirk Locke | Raymond James Financial Services Advisors, Inc BD affiliated | Trinity Strategic Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Oct 2, 2025 |
| Kelsey Dougherty Plummer | Raymond James Financial Services Advisors, Inc BD affiliated | Pursuit Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Oct 27, 2025 |
| Allison Kate Fletcher | Raymond James Financial Services Advisors, Inc BD affiliated | Trinity Strategic Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Oct 2, 2025 |
| Karig Gene Stoup | Raymond James Financial Services Advisors, Inc BD affiliated | Trinity Strategic Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Oct 2, 2025 |
| Patrick Nathan Stoa | Raymond James Financial Services Advisors, Inc BD affiliated | Macco Financial Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Oct 2, 2025 |
| Andrew Kurt Steinmetz | Raymond James Financial Services Advisors, Inc BD affiliated | Trinity Strategic Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Oct 2, 2025 |
| Andrew Murray Froelich | Raymond James Financial Services Advisors, Inc BD affiliated | Macco Financial Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Oct 2, 2025 |
| Taylor James Bennett | Raymond James Financial Services Advisors, Inc BD affiliated | Trinity Strategic Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Oct 2, 2025 |
| Colton Montgomery Lightner | Raymond James Financial Services Advisors, Inc BD affiliated | Ascentis Independent Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 2, 2025 | Oct 2, 2025 |
| Adam Wesley Boor | Raymond James Financial Services Advisors, Inc BD affiliated | Pursuit Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Oct 27, 2025 |
| Morgan Rae Cain | Raymond James Financial Services Advisors, Inc BD affiliated | Macco Financial Group, Inc. no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Oct 2, 2025 |
| Matthew Mcleod Snuggs | Raymond James Financial Services Advisors, Inc BD affiliated | Pursuit Wealth Strategies, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Oct 27, 2025 |
| Carson Dean Chambers | Raymond James Financial Services Advisors, Inc BD affiliated | Trinity Strategic Wealth no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Oct 2, 2025 | Oct 2, 2025 |
| Cheryl Anne Giustiniano | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Sep 30, 2025 |
| Sean Joseph Cavanaugh | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Oct 1, 2025 |
| Israel Thomas Jacob | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Sep 30, 2025 |
| Matthew Franken Kok | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 1, 2025 | Sep 30, 2025 |
3,734 moves match.