| Alex Martin Taylor | Raymond James Financial Services Advisors, Inc BD affiliated | Mpa Wealth, LLC unclassified | Other | Aug 12, 2025 | Oct 5, 2023 |
| Bradley J Jarabek | Raymond James Financial Services Advisors, Inc BD affiliated | Ameritas Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Aug 12, 2025 | Aug 12, 2025 |
| Bradyn David Papke | Raymond James Financial Services Advisors, Inc BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2025 | Aug 14, 2025 |
| Zachary E Mobilian | Raymond James Financial Services Advisors, Inc BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 12, 2025 | Sep 23, 2025 (42 d) |
| Talia Rose Calhoun | Raymond James Financial Services Advisors, Inc BD affiliated | Corient independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 12, 2025 | Aug 14, 2025 |
| Marc Allen Brown | Raymond James Financial Services Advisors, Inc BD affiliated | Nfsg Corporation BD affiliated | Affiliated broker-dealer or bank to another | Aug 7, 2025 | Nov 14, 2025 (99 d) |
| Brandon Lee Van Goethen | Raymond James Financial Services Advisors, Inc BD affiliated | Prime Capital Financial mixed wealth | Affiliated broker-dealer or bank to independent RIA | Aug 6, 2025 | Aug 4, 2025 |
| Alicia Coullier Borghi | Raymond James Financial Services Advisors, Inc BD affiliated | Z3 Capital Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2025 | Aug 4, 2025 |
| Keith Thomas Embree | Raymond James Financial Services Advisors, Inc BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2025 | Aug 6, 2025 |
| Scot Lee Morris | Raymond James Financial Services Advisors, Inc BD affiliated | Z3 Capital Partners no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 1, 2025 | Aug 4, 2025 |
| Thomas Lee Lamacchio | Raymond James Financial Services Advisors, Inc BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2025 | Aug 1, 2025 |
| Nadia Kathleen Keric | Raymond James Financial Services Advisors, Inc BD affiliated | Mercer Global Advisors Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 1, 2025 | Aug 6, 2025 |
| Carmen M Laughlin | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 31, 2025 | Sep 22, 2025 (53 d) |
| Christopher Gerald Anderson | Raymond James Financial Services Advisors, Inc BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Jul 30, 2025 | Jul 25, 2025 |
| Adam Alan Paal | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 30, 2025 | Oct 3, 2025 (65 d) |
| Jeffrey William Fitz | Raymond James Financial Services Advisors, Inc BD affiliated | Stratos Wealth Partners, Ltd BD affiliated | Affiliated broker-dealer or bank to another | Jul 23, 2025 | Jul 22, 2025 |
| Brandon Laine Adkins | Raymond James Financial Services Advisors, Inc BD affiliated | Edward Jones national BD | Affiliated broker-dealer or bank to another | Jul 23, 2025 | Aug 1, 2025 |
| Steven Jeffrey Tucker | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 21, 2025 | Aug 6, 2025 |
| Michael Tartarini | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 21, 2025 | Aug 19, 2025 |
| Travis B Sissler | Raymond James Financial Services Advisors, Inc BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 16, 2025 | Jul 10, 2025 |
| William Cullen Ferguson | Raymond James Financial Services Advisors, Inc BD affiliated | Carter Advisory Services, Inc state registered | Affiliated broker-dealer or bank to a state-registered adviser | Jul 15, 2025 | May 17, 2024 |
| Summer Matthews | Raymond James Financial Services Advisors, Inc BD affiliated | Td Private Client Wealth LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 14, 2025 | Aug 11, 2025 |
| Victoria Jean Hoch | Raymond James Financial Services Advisors, Inc BD affiliated | Independent Advisor Alliance, LLC other | Other | Jul 8, 2025 | Aug 4, 2025 |
| Sean Thomas Marrin | Raymond James Financial Services Advisors, Inc BD affiliated | Raymond James & Associates, Inc. national BD | Affiliated broker-dealer or bank to another | Jul 3, 2025 | Jan 28, 2020 |
| Jaime Settles | Raymond James Financial Services Advisors, Inc BD affiliated | Pnc Wealth Management BD affiliated | Affiliated broker-dealer or bank to another | Jul 3, 2025 | Aug 6, 2025 (34 d) |
| Daniel Joseph Bowler | Raymond James Financial Services Advisors, Inc BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jul 2, 2025 | Jun 27, 2025 |
| Kimiko Inoue | Raymond James Financial Services Advisors, Inc BD affiliated | Manhattan Global Asset Management LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Jul 2, 2025 | Apr 15, 2025 |
| William Dale Thomas | Raymond James Financial Services Advisors, Inc BD affiliated | Oneseven independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jul 4, 2025 |
| Matthew Girard Wracher | Raymond James Financial Services Advisors, Inc BD affiliated | Oneseven independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jul 4, 2025 |
| Christine Anne Pavel | Raymond James Financial Services Advisors, Inc BD affiliated | Keating Financial Advisory Services institutional | Other | Jul 1, 2025 | Apr 17, 2019 |
| Jeffery Scott Spicer | Raymond James Financial Services Advisors, Inc BD affiliated | Oneseven independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jul 7, 2025 |
| Jason Christopher Dilauro | Raymond James Financial Services Advisors, Inc BD affiliated | Oneseven independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jul 4, 2025 |
| Anthony John Pozzi | Raymond James Financial Services Advisors, Inc BD affiliated | Keating Financial Advisory Services institutional | Other | Jul 1, 2025 | May 9, 2025 |
| Anthony Gerard Hayden | Raymond James Financial Services Advisors, Inc BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Sep 15, 2026 (441 d) |
| Gregory P Hill | Raymond James Financial Services Advisors, Inc BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jan 2, 2026 (185 d) |
| Robert Matthew Depalma | Raymond James Financial Services Advisors, Inc BD affiliated | Oneseven independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jul 4, 2025 |
| John Ryan Mann | Raymond James Financial Services Advisors, Inc BD affiliated | Spari, Inc. no RAUM | Other | Jul 1, 2025 | Jun 29, 2015 |
| David Lynn Archer | Raymond James Financial Services Advisors, Inc BD affiliated | Oneseven independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jul 4, 2025 |
| James David Norton | Raymond James Financial Services Advisors, Inc BD affiliated | Integrated Wealth Concepts LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jan 2, 2026 (185 d) |
| Mary Beth Kraszewski | Raymond James Financial Services Advisors, Inc BD affiliated | Spari, Inc. no RAUM | Other | Jul 1, 2025 | Jun 29, 2015 |
| Jonathan William Larsen | Raymond James Financial Services Advisors, Inc BD affiliated | Keating Financial Advisory Services institutional | Other | Jul 1, 2025 | May 9, 2025 |
| Benjamin Garfield Fair | Raymond James Financial Services Advisors, Inc BD affiliated | Keating Financial Advisory Services institutional | Other | Jul 1, 2025 | Dec 16, 2016 |
| Nathan William Cope | Raymond James Financial Services Advisors, Inc BD affiliated | Oneseven independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jul 7, 2025 |
| Timothy Karl Weddle | Raymond James Financial Services Advisors, Inc BD affiliated | Keating Financial Advisory Services institutional | Other | Jul 1, 2025 | Apr 25, 2014 |
| Joshua Paul Hill | Raymond James Financial Services Advisors, Inc BD affiliated | Keating Financial Advisory Services institutional | Other | Jul 1, 2025 | Jan 26, 2016 |
| Laura Elizabeth Warta | Raymond James Financial Services Advisors, Inc BD affiliated | Keating Financial Advisory Services institutional | Other | Jul 1, 2025 | Jan 26, 2016 |
| Bettie Claudette Zimmerman | Raymond James Financial Services Advisors, Inc BD affiliated | Keating Financial Advisory Services institutional | Other | Jul 1, 2025 | Dec 15, 2016 |
| Christopher Klug | Raymond James Financial Services Advisors, Inc BD affiliated | Keating Financial Advisory Services institutional | Other | Jul 1, 2025 | Jul 26, 2022 |
| Emily A Claussen | Raymond James Financial Services Advisors, Inc BD affiliated | Keating Financial Advisory Services institutional | Other | Jul 1, 2025 | Dec 22, 2022 |
| Racco Joseph Dilauro | Raymond James Financial Services Advisors, Inc BD affiliated | Oneseven independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jul 2, 2025 |
| Morgan Kennedy Ziegler | Raymond James Financial Services Advisors, Inc BD affiliated | Keating Financial Advisory Services institutional | Other | Jul 1, 2025 | Sep 17, 2020 |
| Sean Matthew Wracher | Raymond James Financial Services Advisors, Inc BD affiliated | Oneseven independent RIA | Affiliated broker-dealer or bank to independent RIA | Jul 1, 2025 | Jul 2, 2025 |
| Krista Rose Hubert | Raymond James Financial Services Advisors, Inc BD affiliated | Keating Financial Advisory Services institutional | Other | Jul 1, 2025 | Oct 31, 2022 |
| Geoffrey Richard Dunmore | Raymond James Financial Services Advisors, Inc BD affiliated | Keating Financial Advisory Services institutional | Other | Jul 1, 2025 | Sep 11, 2025 (72 d) |
| Brett Alan Larson | Raymond James Financial Services Advisors, Inc BD affiliated | Keating Financial Advisory Services institutional | Other | Jul 1, 2025 | May 12, 2025 |
| Andrew Philip Billard | Raymond James Financial Services Advisors, Inc BD affiliated | Keating Financial Advisory Services institutional | Other | Jul 1, 2025 | May 9, 2025 |
| Bryson James Meinhardt | Raymond James Financial Services Advisors, Inc BD affiliated | Keating Financial Advisory Services institutional | Other | Jul 1, 2025 | Jan 3, 2023 |
| Benjamin Amel Johnson | Raymond James Financial Services Advisors, Inc BD affiliated | Keating Financial Advisory Services institutional | Other | Jul 1, 2025 | Jan 4, 2023 |
| Michael Charles Gardill | Raymond James Financial Services Advisors, Inc BD affiliated | J.P. Morgan Securities LLC wirehouse | Affiliated broker-dealer or bank to wirehouse | Jul 1, 2025 | Dec 23, 2025 (175 d) |
| Gareth Andrew Rohr | Raymond James Financial Services Advisors, Inc BD affiliated | Keating Financial Advisory Services institutional | Other | Jul 1, 2025 | Mar 27, 2025 |