DFX Intelligence
RIA Intelligence
Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.
Advisor moves
Departures from Stratos Wealth Partners, Ltd
A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.
| Advisor | From | To | Type | Left | Registered |
|---|---|---|---|---|---|
| Josip Dunat | Stratos Wealth Partners, Ltd BD affiliated | Osaic Wealth, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Jan 30, 2024 | Jan 29, 2024 |
| Alexandra Wlassowsky | Stratos Wealth Partners, Ltd BD affiliated | Citigroup Global Markets Inc. BD affiliated | Affiliated broker-dealer or bank to another | Dec 31, 2023 | Jan 11, 2024 |
| Laurence Charles Rollins | Stratos Wealth Partners, Ltd BD affiliated | Manhattan West Asset Management, LLC mixed wealth | Affiliated broker-dealer or bank to independent RIA | Nov 15, 2023 | Jan 19, 2024 (65 d) |
| James C Picolo | Stratos Wealth Partners, Ltd BD affiliated | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Nov 14, 2023 | Apr 6, 2023 |
| Steven Mark Schnupp | Stratos Wealth Partners, Ltd BD affiliated | Cambridge Investment Research Advisors, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Nov 13, 2023 | Oct 4, 2024 (326 d) |
| Robert J Samson | Stratos Wealth Partners, Ltd BD affiliated | &Partners independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 23, 2023 | Nov 10, 2023 (79 d) |
| Robert Anthony Armagno | Stratos Wealth Partners, Ltd BD affiliated | Lineweaver Wealth Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 16, 2023 | Sep 9, 2025 (755 d) |
| Caleb Andrew Taylor | Stratos Wealth Partners, Ltd BD affiliated | Charles Schwab & Co., Inc. national BD | Affiliated broker-dealer or bank to another | Jul 26, 2023 | Aug 21, 2023 |
| Brittany Jamon Scherer | Stratos Wealth Partners, Ltd BD affiliated | Kestra Advisory Services, LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 6, 2023 | Aug 13, 2020 |
| Hayley Beatrice Higgins | Stratos Wealth Partners, Ltd BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Mar 15, 2023 | Mar 15, 2023 |
| Amber L Schwaab | Stratos Wealth Partners, Ltd BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 13, 2023 | Mar 30, 2023 |
| John Steven Damiano | Stratos Wealth Partners, Ltd BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Oct 31, 2022 | Feb 25, 2020 |
| Jennifer Sue Ramsey | Stratos Wealth Partners, Ltd BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 3, 2022 | Oct 11, 2022 |
| Gregory Giardino | Stratos Wealth Partners, Ltd BD affiliated | Atlas Fiduciary Financial, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 30, 2022 | Oct 4, 2022 |
| Katherine A Fibiger | Stratos Wealth Partners, Ltd BD affiliated | Farther independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 19, 2022 | Sep 19, 2022 |
| John Albert Windham | Stratos Wealth Partners, Ltd BD affiliated | Hibernia Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2022 | Jul 29, 2022 |
| Paul Vincent Saltaformaggio | Stratos Wealth Partners, Ltd BD affiliated | Hibernia Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2022 | Jul 29, 2022 |
| Jonathan Franz Smith | Stratos Wealth Partners, Ltd BD affiliated | Hibernia Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2022 | Jul 29, 2022 |
| Michael J Rogers | Stratos Wealth Partners, Ltd BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Aug 4, 2022 | Feb 4, 2019 |
| Taylor Blaine West | Stratos Wealth Partners, Ltd BD affiliated | Hibernia Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2022 | Jul 29, 2022 |
| Robert Kestyn | Stratos Wealth Partners, Ltd BD affiliated | Hibernia Wealth Partners, LLC no RAUM | Affiliated broker-dealer or bank to a newly registered adviser | Aug 4, 2022 | Jul 29, 2022 |
| Alexander Gary Folken | Stratos Wealth Partners, Ltd BD affiliated | Avantax Advisory Services BD affiliated | Affiliated broker-dealer or bank to another | Jul 8, 2022 | Aug 10, 2022 (33 d) |
| Suzanne Elaine Walker-Hanf | Stratos Wealth Partners, Ltd BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 21, 2022 | Jun 24, 2022 |
| Philip James Ledet | Stratos Wealth Partners, Ltd BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | May 26, 2022 | Feb 13, 2020 |
| Tyler Jeffrey Sterk | Stratos Wealth Partners, Ltd BD affiliated | Kayne Anderson Rudnick Investment Management, LLC other | Other | May 20, 2022 | May 31, 2022 |
| Casey William Shaw | Stratos Wealth Partners, Ltd BD affiliated | U.S. Bancorp Investments, Inc. BD affiliated | Affiliated broker-dealer or bank to another | Apr 12, 2022 | Mar 22, 2022 |
| Michael Anthony Embrescia | Stratos Wealth Partners, Ltd BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 9, 2022 | Mar 9, 2022 |
| Johnathon Michael Opet | Stratos Wealth Partners, Ltd BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 9, 2022 | Mar 9, 2022 |
| James R Artale | Stratos Wealth Partners, Ltd BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 9, 2022 | Mar 9, 2022 |
| Andrew Jay Maimona | Stratos Wealth Partners, Ltd BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 8, 2022 | Mar 8, 2022 |
| Mark David Wilcox | Stratos Wealth Partners, Ltd BD affiliated | Commonwealth Financial Network national BD | Affiliated broker-dealer or bank to another | Mar 8, 2022 | Mar 8, 2022 |
| Christopher Pegg | Stratos Wealth Partners, Ltd BD affiliated | J.P. Morgan Private Wealth Advisors LLC BD affiliated | Affiliated broker-dealer or bank to another | Mar 8, 2022 | Sep 13, 2022 (189 d) |
| Susan Lois Light | Stratos Wealth Partners, Ltd BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Oct 15, 2021 | Jul 5, 2018 |
| Stephen Lacko | Stratos Wealth Partners, Ltd BD affiliated | UBS Financial Services Inc. wirehouse | Affiliated broker-dealer or bank to wirehouse | Aug 6, 2021 | Nov 28, 2022 (479 d) |
| Stephen Michael Angelis | Stratos Wealth Partners, Ltd BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2021 | Feb 19, 2019 |
| Darlene Kay Shaw | Stratos Wealth Partners, Ltd BD affiliated | LPL Financial LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 30, 2021 | Oct 31, 2018 |
| John Brian Oettinger | Stratos Wealth Partners, Ltd BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2021 | Dec 9, 2021 (162 d) |
| Jordan Scott Kraus | Stratos Wealth Partners, Ltd BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2021 | Jul 2, 2021 |
| Jason Scott Cohen | Stratos Wealth Partners, Ltd BD affiliated | LPL Financial LLC BD affiliated | Affiliated broker-dealer or bank to another | Jun 30, 2021 | Jul 2, 2021 |
| Lindsey Brice | Stratos Wealth Partners, Ltd BD affiliated | Fidelity Personal And Workplace Advisors BD affiliated | Affiliated broker-dealer or bank to another | Jun 22, 2021 | Oct 5, 2021 (105 d) |
| Robert Anthony Bove | Stratos Wealth Partners, Ltd BD affiliated | Strategic Investment Solutions, Inc. independent RIA | Affiliated broker-dealer or bank to independent RIA | Jun 1, 2021 | Jun 10, 2021 |
| Patricia Anne Schrader | Stratos Wealth Partners, Ltd BD affiliated | Wells Fargo Advisors wirehouse | Affiliated broker-dealer or bank to wirehouse | May 12, 2021 | May 25, 2021 |
| Matthew James Dunn | Stratos Wealth Partners, Ltd BD affiliated | Arq Wealth Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Apr 1, 2021 | Aug 14, 2026 (1961 d) |
| Lee Burton Jones | Stratos Wealth Partners, Ltd BD affiliated | Golden State Equity Advisors, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Feb 19, 2021 | Feb 18, 2021 |
| Allison Marie Davies | Stratos Wealth Partners, Ltd BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Feb 12, 2021 | Mar 4, 2021 |
| Cristina Marie Campbell | Stratos Wealth Partners, Ltd BD affiliated | Empirical Wealth Management independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 11, 2021 | Jan 26, 2021 |
| Lisa M Rossi | Stratos Wealth Partners, Ltd BD affiliated | Stratos Wealth Advisors LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Jan 5, 2021 | Dec 11, 2020 |
| Stephen Wayne Gaskins | Stratos Wealth Partners, Ltd BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2020 | Dec 15, 2020 |
| Knox Rhyne Gibson | Stratos Wealth Partners, Ltd BD affiliated | Independent Advisor Alliance, LLC independent RIA | Affiliated broker-dealer or bank to independent RIA | Dec 17, 2020 | Dec 15, 2020 |
| David Hopkins Allen | Stratos Wealth Partners, Ltd BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2020 | Dec 10, 2020 |
| Leo Patrick White | Stratos Wealth Partners, Ltd BD affiliated | Cadaret Grant & Co Inc BD affiliated | Affiliated broker-dealer or bank to another | Dec 10, 2020 | Dec 15, 2020 |
| Leslie Minter Castillo | Stratos Wealth Partners, Ltd BD affiliated | LPL Financial LLC other | Other | Nov 30, 2020 | Jul 7, 2017 |
| Francis Albert Bautz | Stratos Wealth Partners, Ltd BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2020 | Sep 2, 2020 |
| Sharon Levy Bautz | Stratos Wealth Partners, Ltd BD affiliated | Merit Financial Advisors independent RIA | Affiliated broker-dealer or bank to independent RIA | Sep 2, 2020 | Oct 14, 2020 (42 d) |
| Justine Samantha Greenwald | Stratos Wealth Partners, Ltd BD affiliated | Merrill Lynch, Pierce, Fenner & Smith Incorporated wirehouse | Affiliated broker-dealer or bank to wirehouse | Apr 17, 2020 | Apr 27, 2020 |
| Robert Darien Tapia | Stratos Wealth Partners, Ltd independent RIA | Mariner Advisor Network independent RIA | RIA to RIA | Apr 1, 2020 | Apr 2, 2020 |
| Terrie Frances Austin | Stratos Wealth Partners, Ltd independent RIA | Milestone Wealth Strategies state registered | RIA to a state-registered adviser | Mar 31, 2020 | Mar 23, 2020 |
| Cindy L Hyde | Stratos Wealth Partners, Ltd independent RIA | Wealth Enhancement Advisory Services, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Mar 31, 2020 | Jul 2, 2021 (458 d) |
| Douglas Ryan Magers | Stratos Wealth Partners, Ltd independent RIA | Fourth Dimension Wealth, LLC independent RIA | RIA to RIA | Mar 23, 2020 | Mar 18, 2020 |
| Peter V Disanza | Stratos Wealth Partners, Ltd independent RIA | LPL Financial LLC independent RIA | RIA to RIA | Mar 6, 2020 | Aug 6, 2019 |
248 moves match.