DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Cetera Investment Services LLC

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Brian Thomas BrownCetera Investment Services LLC otherFirst National Capital Markets, Inc. otherOtherJun 2, 2010Jun 1, 2010
Sarah Ann BrandtCetera Investment Services LLC otherFirst National Capital Markets, Inc. otherOtherJun 2, 2010Jun 3, 2010
Laura Beth O'ConnorCetera Investment Services LLC otherFirst National Capital Markets, Inc. otherOtherJun 2, 2010Jun 2, 2010
Jamie Lynette MasilkoCetera Investment Services LLC otherFirst National Capital Markets, Inc. otherOtherJun 2, 2010Jun 3, 2010
Stephanie C HolmgrenCetera Investment Services LLC otherFirst National Capital Markets, Inc. otherOtherJun 2, 2010Jun 1, 2010
Deborah Jo DavisCetera Investment Services LLC otherFirst National Capital Markets, Inc. otherOtherJun 2, 2010Jun 1, 2010
Jeffrey Blaine KadavyCetera Investment Services LLC otherFirst National Capital Markets, Inc. otherOtherJun 2, 2010Jun 1, 2010
Amy Marie Steckelberg NovakCetera Investment Services LLC otherFirst National Capital Markets, Inc. otherOtherJun 2, 2010Jun 3, 2010
Jeffrey Mark DetwilerCetera Investment Services LLC otherLPL Financial LLC otherOtherMay 5, 2010May 4, 2010
Christopher Bram DentCetera Investment Services LLC otherLPL Financial LLC otherOtherMay 5, 2010May 4, 2010
Jason Stephen MorrowCetera Investment Services LLC otherLPL Financial LLC otherOtherMay 5, 2010May 4, 2010
Chad Evan PolinCetera Investment Services LLC otherLPL Financial LLC otherOtherMay 5, 2010May 4, 2010
Tracey Lynn SudoCetera Investment Services LLC otherLPL Financial LLC otherOtherMay 5, 2010May 4, 2010
Christopher Frances O'ReillyCetera Investment Services LLC otherLPL Financial LLC otherOtherMay 5, 2010May 4, 2010
Nathan Michael LeeCetera Investment Services LLC otherLPL Financial LLC otherOtherMay 5, 2010May 4, 2010
Richard James WalkerCetera Investment Services LLC otherLPL Financial LLC otherOtherMay 5, 2010May 4, 2010
Jason D BrownCetera Investment Services LLC otherRBC Capital Markets, LLC national BDOtherApr 22, 2010Jan 4, 2023 (4640 d)
Kevin Mark ReedCetera Investment Services LLC otherFifth Third Securities, Inc. otherOtherApr 13, 2010May 25, 2010 (42 d)
Cindy S BojanskiCetera Investment Services LLC otherNorthwestern Mutual Investment Services,LLC otherOtherApr 9, 2010Mar 4, 2015 (1790 d)
Diana Beth BriegelCetera Investment Services LLC otherSecurian Financial Services, Inc. BD affiliatedOtherApr 1, 2010May 18, 2020 (3700 d)
Jeffrey MurryCetera Investment Services LLC other1st Global Advisors Inc otherOtherMar 26, 2010Jul 9, 2012 (836 d)
John Allen SeamanCetera Investment Services LLC otherWoodbury Financial Services, Inc. otherOtherMar 10, 2010May 26, 2010 (77 d)
Randy Paul KinchenCetera Investment Services LLC otherLPL Financial LLC otherOtherMar 1, 2010Feb 26, 2010
Bret Harmon HoagCetera Investment Services LLC otherWells Fargo Advisors wirehouseOtherMar 1, 2010Feb 26, 2010
Kevan Edward McnaughtCetera Investment Services LLC otherLPL Financial LLC otherOtherFeb 9, 2010Feb 10, 2010
Laura J PennerCetera Investment Services LLC otherPark Avenue Securities LLC otherOtherFeb 9, 2010Mar 22, 2010 (41 d)
Margaret A ColemanCetera Investment Services LLC otherJ.P. Morgan Securities LLC wirehouseOtherJan 28, 2010Jan 28, 2010
Haydee Maranto MillerCetera Investment Services LLC otherLPL Financial LLC otherOtherJan 27, 2010Feb 1, 2011 (370 d)
Bradley Scott JohannesCetera Investment Services LLC otherCuna Brokerage Services, Inc. otherOtherJan 26, 2010Feb 5, 2010
Jeffrey Martin CallanCetera Investment Services LLC otherCuso Financial Services, L.P. otherOtherJan 20, 2010Nov 8, 2017 (2849 d)
Heather Stella OliverCetera Investment Services LLC otherLPL Financial LLC otherOtherJan 20, 2010Jan 19, 2010
Denisse Ximena O'DonnellCetera Investment Services LLC otherLPL Financial LLC otherOtherJan 20, 2010Jan 27, 2010
Digna Enid FelicianoCetera Investment Services LLC otherLPL Financial LLC otherOtherJan 20, 2010Jan 27, 2010
Andrew D WinakerCetera Investment Services LLC otherLPL Financial LLC otherOtherJan 20, 2010Jan 15, 2010
Evan Jeremy MayerCetera Investment Services LLC otherLPL Financial LLC otherOtherJan 20, 2010Jan 19, 2010
Paul Peter BianchiCetera Investment Services LLC otherMerrill Lynch, Pierce, Fenner & Smith Incorporated wirehouseOtherJan 15, 2010Mar 12, 2010 (56 d)
John Joseph TekavecCetera Investment Services LLC otherRaymond James Financial Services Advisors, Inc otherOtherJan 12, 2010Jan 12, 2010
Holly Cooper StallworthCetera Investment Services LLC otherRaymond James Financial Services Advisors, Inc otherOtherJan 12, 2010Jan 12, 2010
Martina Delese GoddardCetera Investment Services LLC otherRaymond James Financial Services Advisors, Inc otherOtherDec 31, 2009Jan 11, 2010
Yvonne Warda ThomasCetera Investment Services LLC otherSt Johns Wealth Management unclassifiedOtherDec 23, 2009Jul 15, 2010 (204 d)
Eric Matthew TillotsonCetera Investment Services LLC otherSt Johns Wealth Management unclassifiedOtherDec 23, 2009Apr 8, 2010 (106 d)
Bradley Ross ThompsonCetera Investment Services LLC otherLPL Financial LLC otherOtherDec 16, 2009Dec 16, 2009
Arron Christopher DieterCetera Investment Services LLC otherSteward Partners Investment Solutions, LLC otherOtherDec 8, 2009Dec 11, 2009
Kevin Gregory OlsonCetera Investment Services LLC otherCetera Advisor Networks LLC otherOtherDec 1, 2009Jan 14, 2010 (44 d)
Terry Lynn NibargerCetera Investment Services LLC otherCambridge Investment Research Advisors, Inc. otherOtherNov 19, 2009Nov 20, 2009
Nicholas D FauberCetera Investment Services LLC otherLPL Financial LLC otherOtherOct 19, 2009Nov 23, 2009 (35 d)
Anthony James LoshCetera Investment Services LLC otherComerica Securities otherOtherOct 16, 2009Nov 3, 2009
Eric Lawrence PhelpsCetera Investment Services LLC otherInvestment Professionals, Inc. otherOtherOct 15, 2009Oct 16, 2009
Alfred Peter SchofieldCetera Investment Services LLC otherRBC Capital Markets, LLC national BDOtherOct 7, 2009Oct 23, 2009
Frederick Gene MattinglyCetera Investment Services LLC otherLPL Financial LLC otherOtherOct 7, 2009Oct 6, 2009
Alex Michael KneppCetera Investment Services LLC otherLPL Financial LLC otherOtherOct 6, 2009Oct 6, 2009
Richard Eric WeintraubCetera Investment Services LLC otherMeridian Wealth Management LLC no RAUMOtherOct 5, 2009May 30, 2012 (968 d)
James Frederick StovallCetera Investment Services LLC otherLPL Financial LLC BD affiliatedOtherOct 1, 2009Jan 3, 2025 (5573 d)
Brian Keith McguireCetera Investment Services LLC otherRaymond James Financial Services Advisors, Inc otherOtherSep 30, 2009Oct 1, 2009
Lance SkalnikCetera Investment Services LLC otherRaymond James Financial Services Advisors, Inc otherOtherSep 30, 2009Oct 8, 2009
Brian Keith MortonCetera Investment Services LLC otherRaymond James Financial Services Advisors, Inc otherOtherSep 30, 2009Oct 1, 2009
Jason Aaron PinneyCetera Investment Services LLC otherRaymond James Financial Services Advisors, Inc otherOtherSep 30, 2009Oct 1, 2009
Stefanie Ann TheuerCetera Investment Services LLC otherM&I Financial Advisors, Inc. no RAUMOtherSep 25, 2009Nov 12, 2009 (48 d)
Ryan Anthony OberhausenCetera Investment Services LLC otherFifth Third Securities, Inc. otherOtherSep 23, 2009Oct 14, 2009
Andrew Joseph EllermannCetera Investment Services LLC otherInvest Financial Corporation otherOtherSep 14, 2009Sep 18, 2009
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536 moves match.