DFX Intelligence

RIA Intelligence

Registered investment advisers, the advisors registered through them, the capital they report, the private vehicles they run and the people who own them, as a graph with a filing date behind every number. RAUM is what the adviser filed, a move is two registration dates, and a class is a rule you can read.

Advisor moves

Departures from Simplyria Advisor Network

A move is two dates on IAPD: the day a person’s registration through one firm ended and the day a registration through another began. The type reads the class of each firm. This is the movement tape the mobility research is validated against; it says what happened, never why, and never who is about to.

AdvisorFromToTypeLeftRegistered
Thomas Carmelo WarnerSimplyria Advisor Network independent RIALPL Financial LLC BD affiliatedRIA to affiliated broker-dealer or bankMay 19, 2026May 19, 2026
Paul Edward CompeauSimplyria Advisor Network independent RIABridgewise Wealth Management state registeredRIA to a state-registered adviserJan 2, 2025Sep 13, 2024
Chelsea LopesSimplyria Advisor Network independent RIAStrategic Advisers LLC national BDRIA to affiliated broker-dealer or bankAug 15, 2024Jul 8, 2025 (327 d)
Jeffrey Michael StockSimplyria Advisor Network independent RIAStock Financial And Retirement Solutions state registeredRIA to a state-registered adviserMay 17, 2024May 28, 2026 (741 d)
Courdney WilliamsSimplyria Advisor Network independent RIACreativeone Wealth, LLC independent RIARIA to RIAMay 15, 2024Dec 13, 2024 (212 d)
Kristen Hawkins-YakelSimplyria Advisor Network independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseJan 19, 2024Jan 24, 2024
Jimmy Dale LongSimplyria Advisor Network independent RIAIgnite Planners LLC independent RIARIA to RIAOct 11, 2023Apr 3, 2024 (175 d)
Adam SmithSimplyria Advisor Network independent RIAAdvisor Share Wealth Management, LLC independent RIARIA to RIAAug 30, 2023Aug 25, 2023
Randall J. CashmoreSimplyria Advisor Network independent RIAAdvisor Share Wealth Management, LLC independent RIARIA to RIAApr 11, 2023Apr 3, 2023
Zachary Alexander CashmoreSimplyria Advisor Network independent RIAAdvisor Share Wealth Management, LLC independent RIARIA to RIAApr 11, 2023Mar 30, 2023
Joshua David StammSimplyria Advisor Network independent RIALegacy Wealth Management Group, Inc. no RAUMRIA to a newly registered adviserAug 16, 2022Aug 16, 2022
Ronald Jacob DawsonSimplyria Advisor Network independent RIALegacy Wealth Management Group, Inc. no RAUMRIA to a newly registered adviserAug 16, 2022Aug 16, 2022
Branden Curtiss BoschSimplyria Advisor Network independent RIALegacy Wealth Management Group, Inc. no RAUMRIA to a newly registered adviserAug 9, 2022Aug 9, 2022
Mark Clement BoccarossaSimplyria Advisor Network independent RIALegacy Wealth Management Group, Inc. no RAUMRIA to a newly registered adviserAug 9, 2022Aug 8, 2022
Mark W HolodySimplyria Advisor Network independent RIAMorgan Stanley wirehouseRIA to wirehouseNov 24, 2021Nov 16, 2021
Sean HarlanSimplyria Advisor Network independent RIAJ.P. Morgan Securities LLC wirehouseRIA to wirehouseOct 12, 2021Oct 25, 2021
Adam BlockiSimplyria Advisor Network independent RIASpc BD affiliatedRIA to affiliated broker-dealer or bankMar 10, 2021Mar 5, 2021
Benjamin A FuchsSimplyria Advisor Network independent RIAAlphastar Capital Management independent RIARIA to RIAJul 6, 2020Jun 22, 2020
Kenneth Daniel TumoloSimplyria Advisor Network independent RIATucker Asset Management LLC independent RIARIA to RIAJul 6, 2020Jul 6, 2020
Candice Nichole SkinnerSimplyria Advisor Network independent RIACwm, LLC BD affiliatedRIA to affiliated broker-dealer or bankNov 6, 2019Apr 2, 2024 (1609 d)
Dawn Marie SantorielloSimplyria Advisor Network independent RIASowell Management independent RIARIA to RIAOct 7, 2019Aug 8, 2019
Lance Dee CherrySimplyria Advisor Network independent RIATruth Of Investing LLC independent RIARIA to RIASep 27, 2018Sep 27, 2018
Timothy Dean WalworthSimplyria Advisor Network otherTruth Of Investing LLC otherOtherSep 18, 2017Jun 6, 2017
Michael John BrandoneSimplyria Advisor Network otherTrutoro independent RIAOtherJul 19, 2017Jul 13, 2017
Daniel Michael StavaleSimplyria Advisor Network otherParagon Retirement Planning, Inc. state registeredOtherOct 14, 2016Jan 1, 2026 (3366 d)
Aaron Edmond WoosterSimplyria Advisor Network otherCorecap Advisors otherOtherFeb 4, 2016Jan 22, 2016
Adam BlockiSimplyria Advisor Network otherA Smarter Way To Invest no RAUMOtherNov 4, 2015Apr 26, 2013
Craig Martin DembeckSimplyria Advisor Network otherSecure Investment Management, LLC otherOtherDec 3, 2014Jun 26, 2017 (936 d)
Brett Lawrence MillsSimplyria Advisor Network otherCorecap Advisors otherOtherApr 22, 2014Apr 15, 2014
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29 moves match.