| Mark Edward Ganter | Transamerica Financial Advisors, LLC other | Integrity Alliance, LLC other | Other | May 11, 2016 | May 10, 2016 |
| John Davis Plaugher | Transamerica Financial Advisors, LLC other | Maryland Financial Group, Inc. other | Other | May 11, 2016 | Jul 18, 2016 (68 d) |
| Mark Ishmael Conway | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 11, 2016 | May 3, 2016 |
| Stan Glenn Boyer | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 11, 2016 | May 2, 2016 |
| Tyler Brooks Corn | Transamerica Financial Advisors, LLC other | Maryland Financial Group, Inc. other | Other | May 11, 2016 | May 10, 2016 |
| William Owen Thompson | Transamerica Financial Advisors, LLC other | Newedge Advisors other | Other | May 11, 2016 | Apr 21, 2016 |
| Brent Franklin Hayes | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 11, 2016 | May 3, 2016 |
| Byron David Stahl | Transamerica Financial Advisors, LLC other | Maryland Financial Group, Inc. other | Other | May 11, 2016 | Feb 9, 2017 (274 d) |
| Ryan Eugene Kennedy | Transamerica Financial Advisors, LLC other | Morgan Stanley wirehouse | Other | May 11, 2016 | Aug 4, 2016 (85 d) |
| David Antone Nieswiadomy | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 11, 2016 | Mar 1, 2017 (294 d) |
| Robert Carlos Wright | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 10, 2016 | May 6, 2016 |
| Kendall Hugh Wright | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 10, 2016 | May 6, 2016 |
| Mark Rodney Conway | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 10, 2016 | May 3, 2016 |
| Curtis Morgan Finley | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 10, 2016 | May 3, 2016 |
| Patricia L Smith | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 10, 2016 | May 9, 2016 |
| Matthew Rolland Wolff | Transamerica Financial Advisors, LLC other | Wolff Financial Management LLC no RAUM | Other | May 10, 2016 | May 25, 2016 |
| Jonathan Noel Coomer | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 10, 2016 | Apr 22, 2016 |
| Susan Marie Morrison | Transamerica Financial Advisors, LLC other | Ameriprise Financial Services, LLC national BD | Other | May 10, 2016 | Apr 25, 2016 |
| Frank Bennett Snyder | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 10, 2016 | May 9, 2016 |
| Clete August Wegner | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 10, 2016 | May 2, 2016 |
| Durward Ronald Mullen | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 10, 2016 | May 9, 2016 |
| David Henry Smith | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 10, 2016 | May 10, 2016 |
| Rodolfo Benjamin Zamora | Transamerica Financial Advisors, LLC other | Invest Financial Corporation other | Other | May 10, 2016 | May 9, 2016 |
| Edgardo Ahmed Castro | Transamerica Financial Advisors, LLC other | Aragon Capital LLC independent RIA | Other | May 10, 2016 | Jan 6, 2026 (3528 d) |
| Jonathan Michael Vargo | Transamerica Financial Advisors, LLC other | Wolff Financial Management LLC no RAUM | Other | May 10, 2016 | May 25, 2016 |
| Richard Harvey Muncaster | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 9, 2016 | May 9, 2016 |
| Edward Joseph Pipkin | Transamerica Financial Advisors, LLC other | LPL Financial LLC other | Other | May 9, 2016 | Apr 8, 2016 |
| Oma Dixon Claunch | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 7, 2016 | Apr 21, 2016 |
| Denise Lee Garten | Transamerica Financial Advisors, LLC other | Kestra Advisory Services, LLC other | Other | May 7, 2016 | Apr 20, 2016 |
| Richard Dennis Geib | Transamerica Financial Advisors, LLC other | Kestra Advisory Services, LLC other | Other | May 7, 2016 | Apr 18, 2016 |
| Mark Houston Mitchell | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 7, 2016 | Apr 22, 2016 |
| Wesley Graham Lentz | Transamerica Financial Advisors, LLC other | Kestra Advisory Services, LLC other | Other | May 7, 2016 | Apr 20, 2016 |
| Thomas Courtland Ransone | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. BD affiliated | Other | May 7, 2016 | Jan 1, 2025 (3161 d) |
| Clinton Keith Van Linder | Transamerica Financial Advisors, LLC other | Kestra Advisory Services, LLC other | Other | May 7, 2016 | Apr 20, 2016 |
| Robert Frederick Campbell | Transamerica Financial Advisors, LLC other | Kestra Advisory Services, LLC other | Other | May 7, 2016 | Apr 20, 2016 |
| Richard Peter Jacobson | Transamerica Financial Advisors, LLC other | United Planners' Financial Services Of America A Limited Partner other | Other | May 7, 2016 | Apr 14, 2016 |
| Ronald Bernard Wiser | Transamerica Financial Advisors, LLC other | Kestra Advisory Services, LLC other | Other | May 7, 2016 | Apr 20, 2016 |
| Mark Gordon Stegink | Transamerica Financial Advisors, LLC other | Kestra Advisory Services, LLC other | Other | May 7, 2016 | Apr 20, 2016 |
| Daniel Glenn Sappenfield | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 4, 2016 | May 2, 2016 |
| John Brent Bennett | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 3, 2016 | May 2, 2016 |
| Marta Elena Amaton | Transamerica Financial Advisors, LLC other | United Planners' Financial Services Of America A Limited Partner other | Other | May 2, 2016 | Apr 15, 2016 |
| Nicholas Hammond | Transamerica Financial Advisors, LLC other | Ic Advisory Services, Inc. other | Other | May 2, 2016 | May 17, 2016 |
| Richard Charles Maier | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 2, 2016 | Apr 29, 2016 |
| Amy W Yost | Transamerica Financial Advisors, LLC other | Oneamerica Securities, Inc. other | Other | May 2, 2016 | Apr 11, 2016 |
| Jane Smith Okulski | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 2, 2016 | Apr 15, 2016 |
| Jesse James Travis | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 2, 2016 | Apr 29, 2016 |
| Zachary Alan Rapp | Transamerica Financial Advisors, LLC other | Cambridge Investment Research Advisors, Inc. other | Other | May 2, 2016 | Apr 22, 2016 |
| John Eugene Perez | Transamerica Financial Advisors, LLC other | Principal Securities, Inc. other | Other | Apr 29, 2016 | May 6, 2016 |
| Tyler Edward Huck | Transamerica Financial Advisors, LLC other | Concourse Financial Group Advisors other | Other | Apr 28, 2016 | Apr 18, 2016 |
| Stephen Kent Liles | Transamerica Financial Advisors, LLC other | Newedge Advisors other | Other | Apr 28, 2016 | Apr 21, 2016 |
| Matthew Benito Burnias | Transamerica Financial Advisors, LLC other | Mb Blue Gp LLC state registered | Other | Apr 28, 2016 | Feb 21, 2019 (1029 d) |
| Vincent John Klein | Transamerica Financial Advisors, LLC other | Madison Avenue Securities, LLC other | Other | Apr 28, 2016 | May 6, 2016 |
| Christopher Ronald Baker | Transamerica Financial Advisors, LLC other | Commonwealth Financial Network national BD | Other | Apr 25, 2016 | Mar 28, 2016 |
| Edward James Snyder | Transamerica Financial Advisors, LLC other | Commonwealth Financial Network national BD | Other | Apr 25, 2016 | Mar 28, 2016 |
| Lisa M. Hartgraves | Transamerica Financial Advisors, LLC other | Wolff Financial Management LLC other | Other | Apr 23, 2016 | Mar 16, 2018 (692 d) |
| Steven M Gehl | Transamerica Financial Advisors, LLC other | Kestra Advisory Services, LLC other | Other | Apr 23, 2016 | Apr 20, 2016 |
| Alexander Alexander Lyskin | Transamerica Financial Advisors, LLC other | Commonwealth Financial Network national BD | Other | Apr 14, 2016 | Apr 8, 2016 |
| Michael James Nakashima | Transamerica Financial Advisors, LLC other | Concourse Financial Group Advisors other | Other | Apr 14, 2016 | Apr 8, 2016 |
| Jody Gunderson | Transamerica Financial Advisors, LLC other | Capital Financial Services, Inc. other | Other | Apr 14, 2016 | Jul 12, 2017 (454 d) |
| Lauren Ann Brown | Transamerica Financial Advisors, LLC other | Concourse Financial Group Advisors other | Other | Apr 14, 2016 | Apr 8, 2016 |