| Justin Mark Bonavitacola | Axxcess Wealth Management, LLC independent RIA | Vandalia Wealth no RAUM | RIA to a newly registered adviser | Sep 4, 2026 | Apr 27, 2026 |
| Dorsey Webster Tyndall | Axxcess Wealth Management, LLC independent RIA | Vandalia Wealth independent RIA | RIA to RIA | Jul 2, 2026 | Jul 2, 2026 |
| John Davis Fleming | Axxcess Wealth Management, LLC independent RIA | Vandalia Wealth independent RIA | RIA to RIA | Jul 2, 2026 | Jul 2, 2026 |
| Craig L Pelletier | Axxcess Wealth Management, LLC independent RIA | P&L Family Wealth state registered | RIA to a state-registered adviser | Sep 2, 2025 | May 11, 2026 (251 d) |
| Alicia Carinalli | Axxcess Wealth Management, LLC independent RIA | Mercer Global Advisors Inc. independent RIA | RIA to RIA | Jun 18, 2025 | Jun 16, 2025 |
| Alan Derek Grismore | Axxcess Wealth Management, LLC independent RIA | Santara Wealth Management LLC no RAUM | RIA to a newly registered adviser | Feb 7, 2025 | Feb 3, 2025 |
| Joshua J Khokhar | Axxcess Wealth Management, LLC independent RIA | Santara Wealth Management LLC no RAUM | RIA to a newly registered adviser | Feb 3, 2025 | Feb 3, 2025 |
| Jonathan Yuri Freeman | Axxcess Wealth Management, LLC independent RIA | Presidio Capital Management, LLC independent RIA | RIA to RIA | Jan 27, 2025 | Feb 18, 2025 |
| Dee House | Axxcess Wealth Management, LLC independent RIA | Belpointe Asset Management LLC independent RIA | RIA to RIA | Jan 15, 2025 | Jan 17, 2025 |
| Michael William Best | Axxcess Wealth Management, LLC independent RIA | Belpointe Asset Management LLC independent RIA | RIA to RIA | Jan 15, 2025 | Jan 17, 2025 |
| David Nathan Robert Morgan | Axxcess Wealth Management, LLC independent RIA | Belpointe Asset Management LLC independent RIA | RIA to RIA | Jan 15, 2025 | Jan 17, 2025 |
| Gregory Raymond Banner | Axxcess Wealth Management, LLC independent RIA | Belpointe Asset Management LLC independent RIA | RIA to RIA | Dec 31, 2024 | Dec 3, 2024 |
| Patricia L Stewart | Axxcess Wealth Management, LLC independent RIA | Belpointe Asset Management LLC independent RIA | RIA to RIA | Dec 31, 2024 | Dec 3, 2024 |
| Monica Kristina Szakos | Axxcess Wealth Management, LLC independent RIA | Belpointe Asset Management LLC independent RIA | RIA to RIA | Dec 31, 2024 | Dec 3, 2024 |
| Timothy Victor Figueroa | Axxcess Wealth Management, LLC independent RIA | Belpointe Asset Management LLC independent RIA | RIA to RIA | Dec 31, 2024 | Mar 3, 2026 (427 d) |
| Peter Eric Weitz | Axxcess Wealth Management, LLC independent RIA | Route 20 Private Wealth Inc. no RAUM | RIA to a newly registered adviser | Dec 2, 2024 | Sep 9, 2024 |
| Michelle Cari Blouin | Axxcess Wealth Management, LLC independent RIA | Route 20 Private Wealth Inc. asset manager | Other | Dec 2, 2024 | Dec 12, 2024 |
| Albert Christopher Nassar | Axxcess Wealth Management, LLC independent RIA | Heller Private Wealth state registered | RIA to a state-registered adviser | Oct 3, 2024 | Oct 13, 2025 (375 d) |
| Letitia Steiner Berbaum | Axxcess Wealth Management, LLC independent RIA | Rfg Advisory, LLC independent RIA | RIA to RIA | Oct 1, 2024 | Oct 1, 2024 |
| Randall Scott Karl | Axxcess Wealth Management, LLC independent RIA | Gladstone Wealth Partners independent RIA | RIA to RIA | Aug 2, 2024 | Jun 21, 2024 |
| Todd Donaldson Quinn | Axxcess Wealth Management, LLC independent RIA | Peterson Rogers Private Wealth, LLC no RAUM | Other | Jul 22, 2024 | Feb 27, 2023 |
| Matthew Charles Burbank | Axxcess Wealth Management, LLC independent RIA | Arista Wealth Management, LLC independent RIA | RIA to RIA | Jul 22, 2024 | Jun 20, 2024 |
| Adam Coons | Axxcess Wealth Management, LLC independent RIA | Outwing Private Wealth Management independent RIA | RIA to RIA | Jan 10, 2024 | Feb 22, 2026 (774 d) |
| Erik Erle Simmons | Axxcess Wealth Management, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jan 3, 2024 | Dec 4, 2023 |
| Robert Christopher Binkowski | Axxcess Wealth Management, LLC independent RIA | Ameriprise Financial Services, LLC national BD | RIA to affiliated broker-dealer or bank | Jan 3, 2024 | Dec 4, 2023 |
| Todd Eric Lunsford | Axxcess Wealth Management, LLC independent RIA | International Private Wealth Advisors LLC independent RIA | RIA to RIA | Aug 21, 2023 | Aug 10, 2023 |
| M Tom Peterson | Axxcess Wealth Management, LLC independent RIA | Peterson Rogers Private Wealth, LLC no RAUM | RIA to a newly registered adviser | May 11, 2023 | Feb 27, 2023 |
| Benjamin Samuel-Wayne Rogers | Axxcess Wealth Management, LLC independent RIA | Peterson Rogers Private Wealth, LLC no RAUM | RIA to a newly registered adviser | May 11, 2023 | Feb 27, 2023 |
| Richard Marion Blosser | Axxcess Wealth Management, LLC independent RIA | Pathfinder Wealth Advisors, LLC no RAUM | Other | Mar 14, 2023 | Jan 8, 2026 (1031 d) |
| Joseph Richard Williamson | Axxcess Wealth Management, LLC independent RIA | Williamson Legacy Group, LLC no RAUM | RIA to a newly registered adviser | Mar 24, 2022 | Apr 19, 2022 |
| Jeanette Leann Mccormick | Axxcess Wealth Management, LLC independent RIA | Williamson Legacy Group, LLC no RAUM | RIA to a newly registered adviser | Mar 24, 2022 | Mar 20, 2022 |
| Donald Matthew Phelan | Axxcess Wealth Management, LLC independent RIA | Williamson Legacy Group, LLC no RAUM | RIA to a newly registered adviser | Mar 24, 2022 | Mar 20, 2022 |
| Owen Patrick Williamson | Axxcess Wealth Management, LLC independent RIA | Williamson Legacy Group, LLC no RAUM | RIA to a newly registered adviser | Mar 24, 2022 | Mar 21, 2022 |
| Benjamin Charles Hecht | Axxcess Wealth Management, LLC independent RIA | Williamson Legacy Group, LLC no RAUM | RIA to a newly registered adviser | Mar 24, 2022 | Mar 20, 2022 |
| Richard Marion Blosser | Axxcess Wealth Management, LLC independent RIA | Pathfinder Wealth Advisors, LLC no RAUM | Other | Dec 31, 2021 | Feb 26, 2020 |
| Michael Loren Seid | Axxcess Wealth Management, LLC independent RIA | Arete Wealth Advisors, LLC other | Other | Dec 31, 2021 | Feb 11, 2015 |
| Jonathan Daniel Brackmann | Axxcess Wealth Management, LLC independent RIA | Arete Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | Jun 10, 2020 |
| Monica Kristina Szakos | Axxcess Wealth Management, LLC independent RIA | Arete Wealth Advisors, LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 31, 2021 | Apr 15, 2020 |
| Richard Moon | Axxcess Wealth Management, LLC independent RIA | Ascendant Capital Management state registered | RIA to a state-registered adviser | Dec 31, 2021 | Jan 29, 2026 (1490 d) |
| Daniel (Nmn) Guillen | Axxcess Wealth Management, LLC independent RIA | Forta Financial Group, Inc. independent RIA | RIA to RIA | Dec 31, 2021 | May 12, 2020 |
| Zaira Espinoza | Axxcess Wealth Management, LLC independent RIA | LPL Financial LLC BD affiliated | RIA to affiliated broker-dealer or bank | Dec 4, 2019 | Dec 3, 2019 |
| Jerri Hammons | Axxcess Wealth Management, LLC other | Integrated Advisors Network LLC other | Other | Dec 19, 2017 | Sep 23, 2016 |
| Anne Tahim | Axxcess Wealth Management, LLC other | Capstone Wealth Management, Inc state registered | Other | Nov 1, 2016 | Jan 1, 2026 (3348 d) |
| Jason Riley Mccoy | Axxcess Wealth Management, LLC other | Creative Planning Institutional Advisors, LLC other | Other | Nov 19, 2014 | Nov 21, 2014 |